Principal Officer

About the Group

UAP Advisors & the NAFA group

Job Title – Senior Manager Principal Officer

Location – GIFT City, Ahmedabad

Responsibilities –

1.     Investment strategies: Creating and implementing investment strategies to achieve client goals.

2.     Risk management: Developing and implementing risk management plans to mitigate potential risks.

3.     Keep pace with Gift city requirements and compliances to the regulations therein, implement them in fund and manager entities. Represent the fund with regulators and investors in a systematic manner

4.     Regulatory compliance: Ensuring compliance with regulations and guidelines from all relevant authorities like SEBI, AIF Regulations/FEMA/IFSC regulations and circulars, etc. Comply with all the regulations without exception.

5.     Investor complaints: Reviewing and addressing investor complaints.

6.     Business development: Identifying and developing new business opportunities.

7.     Portfolio performance: Monitoring portfolio performance and making adjustments.

8.     Market research: Conducting market research and analysis.

9.     Investment vehicles: Selecting appropriate investment vehicles.

10. Stakeholder relationships: Managing relationships with clients, regulatory authorities, and stakeholders.

11. Investment decisions: Making informed investment decisions based on market trends and opportunities in consultation with the IC.

12. Investment policies: Collaborating with the investment team to develop policies and procedures.

13. Investment reports: Providing regular reports and recommendations to senior management.

14. Maintain proper documentation for all activities undertaken at Gift city.

15. Coordinate with trustees, custodians, bankers, regulators for all approvals and transactions

16. Process the investor onboarding, compliance with KYC from AML policy under PMLA regulations.

17. Fund structure understanding and design to make it best benchmarked

18. Understand the fund administration and management

19. Work on other required group related engagements and projects

Experience & Requirements –

1.     Minimum 5-years’ experience in Asset management / BFSI

2.     Proven experience in a leadership role, preferably in a regulated environment.

3.     A professional qualification or PG Degree in finance, law, commerce, economics etc

4.     Detail-oriented and able to manage multiple priorities.

5.     Excellent communication, interpersonal, and negotiation skills.

6.     Proficiency in MS Excel, MS Word and MS PowerPoint.

7.     Positive attitude and willingness to learn.