Compliance Officer ( Legal / Risk & Compliance

Department:

Reports To:

Full-time • Belgaum, Karnataka, India (On-site)

Job Summary:

Compliance Officer

Key Responsibilities:

• Develop, implement, and monitor the organization’s compliance program and internal control systems.
• Ensure compliance with all relevant laws, regulations, and industry standards (e.g., SEBI, RBI, FEMA, GDPR, etc., if applicable).
• Conduct periodic internal reviews or audits to ensure compliance procedures are followed.
• Coordinate and support external audits and regulatory inspections.
• Prepare and submit compliance reports to regulatory bodies and senior management.
• Educate and train employees on compliance-related matters, including policies and procedures.
• Stay updated on regulatory developments and advise management on risk mitigation strategies.
• Handle and investigate compliance issues, complaints, or violations.
• Maintain proper documentation and records of compliance activities.

Requirements:

• Bachelor’s degree in Law, Finance, Business Administration, or related field (Master’s or professional certifications like LLB, CS, CAMS, CCEP preferred).
• Proven experience (3–7 years) in a compliance, legal, audit, or risk management role.
• Strong knowledge of industry regulations and legal guidelines.
• Excellent analytical, communication, and reporting skills.
• High level of integrity and professional ethics.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office and compliance software tools.

Preferred Qualifications (Optional):

• Experience in financial services, banking, investment, or insurance sectors.
• Working knowledge of regulatory bodies like SEBI, RBI, IRDAI, etc.
• Familiarity with data privacy laws and international compliance frameworks.

📩 Apply Now:

 📧 Email: hr@jobsahihai.com

•  📱 WhatsApp: +91 74288 31364