Analyst, Operations

Position Description

The Operations team is overall responsible for KYC & Client on-boarding, regulatory reporting, Client services and relationship management, middle and back office trade life cycle of BSE & NSE and transaction processing, risk management monitoring and maintenance, operational risk and controls. The team is mainly engaged to provide efficient pre & post trade support for all business activities for India market which cover KYC and on-boarding process, static data reference, regulatory registration and reporting, margin movements and limits monitoring, trade enrichments, aggregation, allocation and confirmation, manual trade bookings and amendments, market controls and reconciliations, market reporting, pre-matching, cash and stock settlements, fails management, statements and exceptional handlings, compliance checks, regulatory changes, process and system management, MIS, depository receipts and placement deals matching & settlement etc., considering standard market deadlines.

Key Areas of Responsibilitie

• sDay to day handling of BAU activities of BSE & NSE (India Exchanges) trade enrichments, trade booking, confirmations to Clients and Custodians etc., timely with more accurac
• yEOD statements to client
• sMarket matching processes to complete settlement of trade
• sAssist in Trade support & Middle Office roles to Clients, CLSA Trading, Sales, business desk and Operations desk at various region
• sAssist in client onboarding and KYC AML related activitie
• sSTP Contract Notes reporting to Custodians and domestic clients at EO
• DAssisting for data collections for audit and compliance
• sIdentify/track all new listing of exchange stocks and initiate update reques
• tComply all regulatory and internal control related processe
• sStatic data maintenance for booking accounts and stoc
• kRegulatory exchange reporting activitie
• sBank movements for trade transactions and its reconciliations, posting to SAP and reporting'
• sPrimarily work on 11AM noon shif

t
Requiremen

• tsMinimum 1-2 years of work experience in Institutional Broking NSE & BSE Operations handling trade booking, reporting and reconciliation fl
• owAnalytical knowledge and very good in numbe
• rsWork cooperatively and effectively with others to set goals, resolve problem, and make decisions that enhance organizational effectivenes
• s.Excel and Word processi
• ngSpreadsheets with formula, macro and pivot E-ma
• ilInternet outlook emai
• lsWork in flexi shift timings but may be also required to work late hours or full shifts in absence of immediate colleague staff or back up in your own responsible are
• a.Minimum Graduate Degr