Manager - Risk and Compliance

0 years

0 Lacs

Posted:6 days ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Full Time

Job Description

About Us:


Tusk Investments is a Kolkata-based buy-side investment firm managing USD 150+ million in public equity assets. We combine deep fundamental research with a disciplined investment process to deliver superior long-term returns. We’re looking to strengthen our internal controls and governance standards as we scale.


Role Overview:

Manager – Risk & Compliance


Key Responsibilities

  • Design and implement risk management policies, internal controls, and compliance protocols across the investment process
  • Ensure adherence to SEBI regulations, AIF guidelines, AML/KYC norms, insider trading rules, and other applicable laws
  • Liaise with regulators, legal advisors, auditors, and custodians for compliance reporting and filings
  • Monitor portfolio-level risk metrics and propose mitigations when thresholds are breached
  • Conduct periodic audits of internal systems, data security, and investment documentation
  • Own all internal SOPs, compliance checklists, and risk dashboards
  • Provide compliance training and updates to internal teams


🎓

Candidate Profile

  • Based in

    Kolkata

  • Chartered Accountant (CA)

    qualification is a must
  • 0-5 years of experience in compliance, audit, or risk—ideally with a buy-side firm (AIF, PMS, MF) or Big 4
  • Strong grasp of SEBI regulations, Indian financial markets, and investment operations
  • Detail-oriented, ethical, and highly organized with a proactive mindset


🌟

Why Join Us

  • Work directly with a high-performance investment team
  • Flat hierarchy, ownership-led culture
  • Opportunity to shape and institutionalize the firm’s governance framework
  • Long-term incentives and career growth for high performers


To apply, please message us directly on LinkedIn or email your CV to

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