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Societe Generale Global Solution Centre
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Associate / Analyst - Operations

Associate / Analyst - Operations

Societe Generale Global Solution Centre

5 - 10 years

5 - 9 Lacs

Mumbai

Posted:5 days ago| Platform:

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Skills Required

settlements back office regulatory presentation skills investment client servicing capital market sebi futures bancs reconciliation trade processing operations kyc written communication depository debit note communication skills servicing

Work Mode

Work from Office

Job Type

Full Time

Job Description

To be responsible for supporting all middle/back office operational activities in Mumbai office for listed derivatives Cash Equity products.

Main Responsibilities:

Operational Excellence:

Sound understanding of Indian capital market, Clearing House, Custody, Depository SEBI regulatory framework.
Role entails KYC/KRA, responding to clients process related queries, trade processing, contracting, sending STP to custodians, bank reconciliations, and any other related activities for Cash Equity Derivative markets.
Perform operational activities. Perform EOD related activities proactively escalate if any issues encountered. Ensure strict adherence to internal and external process guidelines.
Would also be required to liaise with Exchange for debit notes, circulars, etc. work with custody, settlement, Client fund management, regulatory reporting etc.
Work closely with Compliance to ensure legal, regulatory and audit requirements are complied with.
Manage monthly MIS and other reports from time to time.
Interfaces with regional team on all operations related matters
Need to take corrective actions, when necessary, take ownership of issues in hand to see through till closure.

Client and Relational Excellence:

Maintain and establish good relationship with Business line (MARK), Regional Management, Clients, Vendors. Collaborate to deliver noticeable result. Manage escalations with a sense of client centricity commitment. Demonstrate responsibility, trustworthy agility. Participate in projects, NPCs new client onboarding initiatives

People and Culture:

Participate in team meetings/White board. Instill team work culture towards achieving goals at a team level. Demonstrate SG core values: Team Spirit, Innovation, Responsibility commitment with client centric approach as a core element.

Digital Innovation:

Think innovatively on the BAU area assigned to come up with process improvement ideas. Help team manager in various efficiency initiatives.

Profile required

Academic Background (degree and major):

Post-Graduation

Relevant Working Experience in number of years:

Minimum 5 years of experience working for Indian Market

Skills Competencies required:

Candidate from broking experience with independent client servicing skills preferred (Preferred)
Working knowledge of industry related systems including Bancs is desired (Preferred) Working knowledge and understanding in brokerage operations and local regulations of NSE and BSE including KYC matters Product knowledge on financial futures and options products and other investment vehicles is essential Proactive, self-motivated and team player mentality (with hands-on approach); Effective verbal written communication and presentation skills. Need to have knowledge to manage treasury accounting activities on daily basis

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Associate / Analyst - Operations