PMS Audit

Job Description

Key Responsibilities and experience required for various audits: PMS Audit:  Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI (Securities and Exchange Board of India) regulations and circulars.  Evaluate the adequacy and effectiveness of internal controls, processes, and compliance systems.  Review investment processes, client onboarding, KYC/AML compliance, reporting standards, and disclosures for adherence to regulatory norms.  Verify that transactions and investment decisions are aligned with the client mandate and SEBI guidelines.  Prepare detailed audit reports highlighting findings, risk implications, and actionable recommendations.  Liaise with operations, compliance, risk, and portfolio teams to ensure prompt resolution of audit observations.  Stay updated on changes in SEBI regulations, PMS guidelines, and advisory frameworks.  Assist in periodic compliance testing and regulatory reporting, as needed. Job Types: Full-time, Permanent Pay: ₹30,000.00 - ₹40,000.00 per month Benefits: Health insurance Provident Fund Schedule: Day shift Morning shift Education: Bachelor's (Required) Experience: PMS Audit, SEBI,AML,: 3 years (Required) Work Location: In person