Forensic Investigation- AML

Key Responsibilities

• Review pre and post transaction alerts from an AML perspective
• Ensure that appropriate systems, procedures and controls are in place in line with the existing policies and are operating efficiently for Trade.
• Ensure timely submissions of monthly MIS with respect to Trade AML alerts and reports to management.
• Ensure timely review and escalation of alerts.
• Coordinating rollout across all markets in line with the group implementation plan
• Coordinate IT initiatives/ issues with respect to system in use by Operations/ AML Advisors
• Coordinate BCP / DR testing in addition to taking appropriate measure for managing a crisis situation.
• Build skill and talent by undertaking local/international certifications relating to AML
• Initiate and drive operational excellence activities.
• Secure ‘Acceptable’ audit ratings for the unit and ensure timely resolution of audit and AML risk related issues.
• Provide inputs to the training team on AML as required.
• Conduct regular connects with the operations’ team in Trade, to share cases and new learning, if any.
• Ensure low levels of attrition in the AML team.
• Conduct regular skip levels with the staff in the team to ensure employee morale is high.

To keep the team updated on important aspects of AML policies and procedures from time to time so that the entire team is up the speed with the current policies.