Compliance Analyst (India)

Compliance Analyst

Responsibilities

• Work closely with the US-based Compliance team to maintain the Firm's anti-money laundering (AML) and countering the financing of terrorism (CFT) program, including review of investor KYC documents
• Perform OFAC and global sanction screening and due diligence of counterparties and independent contractors, and escalate issues to the Senior Compliance team
• Monitor India and China office employee communications and Code of Ethics obligations in accordance with firm policies and standards and regulatory requirements. Assist in periodic reviews and risk assessments
• Review trade and operational reports for aspects such as position size and changes, futures and short sale activity, and current reportable event triggers to ensure adherence with applicable rules and internal policies
• Collaborate closely with the US-based Compliance team to support compliance-related audits, assessments, and regulatory inquiries, as needed
• Ensure compliance with Indian corporate and labour laws, including coordination of statutory filings, support for employment law compliance, and liaison with local counsel or regulatory bodies as needed

Requirements

• English language proficiency
• 4-7 years of prior experience in a compliance role, ideally at a quantitative adviser, technology company, or systematic trading firm
• Detail-oriented with ability to identify potential compliance issues or risks
• Strong research, analytical, and organizational skills
• Excellent communication skills and social awareness, with a responsive and careful approach
• Undergraduate degree required. An advanced degree or equivalent experience (technical, legal, or business) preferred
• Working knowledge of global AML laws, OFAC regulations, and sanctions screening tools is a plus
• Certifications such as CAMS, ICA Certificate in AML, Investment Adviser Certified Compliance Professional (IACCP) are a plus
• Familiarity with Indian legal and regulatory frameworks relevant to corporate governance, employment law, and regulatory reporting would be a plus
• Ability to work independently in a satellite office environment, with strong judgment and a proactive approach to identifying and addressing local compliance needs

Benefits

• Competitive salary, plus bonus based on individual and company performance
• Collaborative, casual, and friendly work environment while solving the hardest problems in the financial markets
• PPO Health, dental, and vision insurance premiums fully covered for you and your dependents
• Pre-Tax Commuter Benefits - making your commute smoother

Trexquant is an Equal Opportunity Employer