Manager - Compliance

Senior Manager & Manager Compliance

Count

Locations

Role Summary:

o Cash Transaction Report (CTR); o Counterfeit Currency Report (CCR); o Non-Profit Organization Transaction Report (NTR); o Suspicious Transaction Report (STR). Perform Product Risk Assessment for risk categorization of product. Preparing the AML Training content and ensuring all new, existing Employees and Agents are trained on AML. Screening of Customers, Agents etc. on ongoing basis and identifying reportable transactions. Conduct open-source search to find relevant information to complete the analysis and review. Reviewing Politically Exposed Person (PEP) - High Risk case before issuance of the policy. Circulating the FATF identified countries list to the relevant stakeholders and ensure compliance.

Regular communication on AML/CFT regulation/policy to all Employees through emailer or other mode. Advisory on AML queries raised/opinion received from Regulator, Company Sales and Operations functions. Monthly and Annual review conducted to check adherence of AML Risk Grid, AML policy and sharing of observation. Filing of Annual Compliance Certificate with the local regulator. Presenting Monthly, Quarterly and Annual status update to Senior Management. Liaison with Auditors, FIU-Ind and IRDAI if required.

BOrganizational Relationships

Reports To

DKey Result Areas

Organization Process

Ensure Compliance

MIS

Essential

Desired

Interpersonal skills

Communication skills

Creative thinking skills

Supervising/Leadership skills

Teamwork Skills

Influencing skills

Graduate & above

Professional Degree (CA, CS)

Experience

Age