Legal Analyst

The General Counsel’s Organization (GCO) team in India, includes the legal and compliance functions that support Ameriprise Financial and its subsidiaries. This team work on different aspects of client services.
The Investigations Team is responsible for conducting internal investigations to assess matters representing potential risk to the enterprise, our clients and employees. The Analyst will partner with the Managers on the team in identifying potential policy violations and conduct root cause analysis.Key Responsibilities

• Partner with Managers in conducting thorough investigations related to a variety of subject matters, including confidential investigations, that may be raised by various stakeholders, including but not limited to internal business partners, regulatory agencies, and clients.
• Ensure analysis is completed accurately, efficientlycy and timely.
• Ability to balance and prioritize workload which will involve working on multiple investigations at the same time.
• Support Investigation Managers and Director as needed.
• Support other projects/requests as needed.
  

Required Qualifications

• 3-year college degree.
• At least 2 years of analysis and/or investigation experience.
• Experience obtaining and reviewing relevant documents/information and summarizing findings.
• Comfortable raising issues, asking for help and probing for complete information.
• Excellent written and verbal communication skills.
• Excellent interpersonal skills.
• Excellent thinking skills.
• Energetic, flexible, service-oriented individual with a positive attitude.
• Interest in the investment markets and financial services industry.
• Strong attention to detail, yet capable of seeing the big picture.
  

Preferred Qualifications

• Experience in the financial services industry.
• Understanding of the products and services offered by a diversified financial services company.
• Securities Industry Essentials (SIE) certification or willingness to obtain.
  

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.Full-Time/Part-TimeFull timeTimings(2:00p-10:30p)India Business UnitAWMPO AWMP&S President's OfficeJob Family GroupLegal Affairs