Compliance Advisory - Information System (IT Compliance) - M / SM /AVP

Position Compliance – IT

Reporting to Head - RBS

Objective : The incumbent would be primarily responsible for co-ordinating regulatory inspections.

Responsibilities

• Take care of IT compliance & also conduct Information Systems Audit for the Bank.
• Experience in conducting Information Systems and Security audits, application control reviews and application functionality reviews
• Need to perform IT audits as per the agreed annual audit plan.
• Practical experience of audit methodology
• Assisting the team members in conducting compliance reviews.
• Assist in preparation of monthly / quarterly / annual submission to the Board / Audit & Compliance Committee.

Essential competencies

• In depth knowledge of the regulatory environment for the banks in India particularly RBI & FEMA requirements.
• Good Co-ordination skills.
• Good research capabilities and intelligent interpretation of regulatory guidelines.
• Good knowledge of all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury e.t.c.
• Demonstrated ability to drive results and be very effective in a startup.
• Good interpersonal skills.

Qualifications and relevant experience

Chartered Accountant (preferably first attempt). A degree in Law or Company Secretary will be an added benefit.

1-2 years post qualification experience in Financial Services environment, preferably in handling RBI Inspection

Impeccable integrity and compliance consciousness.