43 Regulatory Filings Jobs

As a seasoned Director of Finance & Accounting, you will be responsible for leading the finance function for the Indian GCC of our client, a US-based Software Product company. In this strategic and hands-on leadership role, you will oversee FP&A, controllership, compliance, and financial governance. Your role will be pivotal in collaborating with global finance and local leadership to ensure alignment between strategic objectives and financial performance. Your key responsibilities will include driving long-term financial planning, budgeting, and forecasting. You will be tasked with aligning the financial strategy with both global and local business objectives, delivering actionable financial insights to support leadership decisions, and ensuring compliance with Indian and global accounting standards such as IFRS/GAAP. Additionally, you will lead statutory audits, regulatory filings, and corporate secretarial activities, manage tax (direct/indirect), transfer pricing, and regulatory assessments, and oversee annual plans, rolling forecasts, and variance analysis. Furthermore, you will be expected to lead financial efficiency and cost optimization initiatives, track and report key financial KPIs, oversee cash flow forecasting and fund management, build effective banking and treasury relationships, and implement working capital management best practices. As a seasoned professional, you will also play a key role in leading and mentoring a growing finance team, building scalable processes supporting global finance functions, and promoting a culture of collaboration, ownership, and continuous improvement. Your role will involve acting as the finance bridge between India GCC, global HQ, and external partners, and working across time zones and cultures in a virtual, matrixed setup. To qualify for this position, you should hold a CA, CPA, MBA (Finance), or equivalent qualification, with at least 15+ years of progressive experience, including 5+ years in a leadership role in a tech-driven environment. You should possess a deep understanding of Indian statutory and tax regulations, be a strategic thinker with execution agility, and demonstrate strong business acumen and a commercial mindset. Excellent communication and stakeholder management skills, high integrity, and problem-solving ability are essential for this role. Experience working with global teams and cross-cultural environments will be advantageous as you navigate the complexities of the role.,

You are an experienced Group Legal Counsel (junior) joining the legal team of WizzFinancial group in Dubai. Reporting primarily to the Head of Legal/CEO/Director, you will provide legal support across the group's operations. This role is perfect for a detail-oriented, proactive, and commercially aware junior lawyer aiming to enhance their in-house experience in the dynamic FinTech sector. Your responsibilities will include assisting in drafting, reviewing, and amending commercial contracts such as NDAs, service agreements, and vendor agreements. It is crucial to ensure compliance with UAE laws, DIFC/ADGM frameworks, and other relevant financial regulations. Legal research on regulatory, contractual, and corporate matters across jurisdictions where the group operates is also part of your role. Additionally, you will help organize corporate documents, legal files, and compliance registers, as well as coordinate with external legal counsel on litigation, regulatory filings, and special legal projects. Monitoring legal and regulatory developments relevant to the group's operations and supporting internal stakeholders on legal queries and day-to-day business operations under the supervision of senior legal counsel are also key aspects of your responsibilities. Qualifications & Skills: - A Bachelors degree in Law (LLB); Masters or LLM is a plus. - 1-3 years of legal experience, preferably in commercial law or financial services. - Knowledge of UAE legal and regulatory frameworks, especially in FinTech, is advantageous. - Proficiency in legal drafting and research. - Strong attention to detail with the ability to manage multiple tasks. - Good interpersonal and communication skills. - Proficiency in English (written and spoken); Arabic is a plus. What We Offer: - Opportunity to grow with a leading FinTech group in the region. - Hands-on exposure to diverse legal matters in the fintech space. - Supportive and collaborative work environment. - Competitive salary and professional development opportunities.,

Join us as an Assistant Vice President - Product Control Securitized Products at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Assistant Vice President, you should have experience with the development and maintenance of valuation methodologies for various financial instruments. This includes the implementation of appropriate valuation models based on the characteristics of the financial instruments and market conditions. Your responsibilities will also involve managing the valuation process for the bank's trading portfolio, including regular valuations of financial instruments and approval of valuations performed by colleagues. You will analyze market data to assess valuation inputs, assumptions, and potential valuation risks. Additionally, you will be responsible for the preparation and review of valuation reports, supporting in preparing regulatory filings and financial statements, and providing valuation insights to traders, risk professionals, and senior colleagues. Your role will also include identifying areas for improvement in valuation methodologies and processes. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology, as well as job-specific technical skills. The role is based out of Chennai. Purpose of the role: To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. Accountabilities: - Reconciliation of daily profit and loss (P&L) figures for trading desks to ensure alignment with valued positions in the trading book, investigating and resolving discrepancies to reflect the true economic value of the trading portfolio. - Support the identification, assessment, and mitigation of trading risks, reporting on financial risks to senior colleagues. - Maintenance and analysis of the bank's trading data for accuracy, completeness, and consistency, providing insights to traders and senior colleagues on trading performance. - Preparation and submission of regulatory reports to authorities, supporting external audits including addressing auditor queries, and ensuring trading activities are appropriately reflected in financial statements. - Effective communication of complex financial information to stakeholders. - Cross-functional collaboration to ensure a coordinated approach to trading activities. Assistant Vice President Expectations: - Advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. - Lead a team performing complex tasks, using professional knowledge and skills to impact the whole business function. - If in a leadership role, demonstrate clear leadership behaviours. For individual contributors, lead collaborative assignments and guide team members through structured tasks. - Consult on complex issues, provide advice to support issue resolution, identify ways to mitigate risk, and develop new policies/procedures. - Take ownership of managing risk and strengthening controls. - Engage in complex analysis of data from multiple sources to solve problems creatively and effectively. - Communicate complex information and influence stakeholders to achieve outcomes. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset - to Empower, Challenge, and Drive.,

You will be joining Yubi Markets & Aspero at Yubi group as a dynamic and seasoned finance professional for the Finance & Accounts function. The ideal candidate will have a robust blend of Big 4 expertise and hands-on experience in controllership or finance leadership roles within mid-to-large scale startups or enterprises. Your key responsibilities will include financial reporting & month-end closure with a strong understanding of accounting standards (e.g., IFRS, GAAP), attention to detail and accuracy, proficiency in ERP systems (e.g., SAP, Oracle), ability to meet tight deadlines, experience with reconciliations, journal entries, and financial statement preparation. You will also be responsible for business finance / FP&A (Financial Planning & Analysis) with strong analytical and forecasting skills, business acumen and strategic thinking, Excel and financial modeling expertise, experience in budgeting, variance analysis, and management reporting, as well as the ability to partner with business units and communicate insights. Additionally, you will handle treasury and fund flows, including knowledge of cash management and liquidity planning, familiarity with banking platforms and financial instruments, risk management understanding (FX, interest rate exposure), and experience in daily fund movement and cash forecasting. Furthermore, your role will involve internal controls & compliance, where you will need an understanding of SOX, COSO, or similar control frameworks, risk assessment and audit experience, policy drafting and implementation skills, and the ability to identify control weaknesses and suggest improvements. You will also be responsible for taxation & regulatory filings, requiring knowledge of direct and indirect tax laws, experience in preparing and reviewing tax returns, familiarity with regulatory requirements and deadlines. To be considered for this role, you should have 8 - 10 years of proven experience in a Big 4 Audit/Advisory role followed by controllership or leadership roles in mid to large scale startups or enterprises, along with a CA qualification. Exposure to fintech, B2B SaaS, or capital markets is highly desirable, and you should possess strong analytical, communication, and stakeholder management skills.,

Key Responsibilities : Prepare and file GST returns accurately and timely. Assist in reconciliation of GST data with books of accounts. Support in responding to GST notices and audits. Maintain proper documentation for GST compliance. Track updates in GST laws and ensure changes are reflected in filings. Coordinate with clients to collect data and resolve indirect tax-related queries. Skills and Attributes : B.Com graduate with 14 years of experience in Indirect Tax (GST). Working knowledge of GST return filing and related compliance. Good understanding of Indian indirect tax laws. Attention to detail and strong analytical skills. Proficient in MS Excel and tax software tools. Effective communication skills for coordination with clients and team members.

Technical Excellence Hands-on experience with listed companies and corporate law Deliver and manage legal managed services engagements Provide expert advice on corporate governance , compliance , and statutory regulations Support clients in transforming legal processes through automation and technology platforms Skills and Attributes Strong understanding of corporate legal frameworks Excellent communication and client-handling skills Capable of leading teams and managing multiple legal workstreams Strong analytical and problem-solving skills Proficient in leveraging legal tech tools and platforms

Technical Excellence Provide end-to-end support on immigration and tax-related matters , ensuring compliance with applicable regulations. Assist in the preparation, review, and submission of relevant immigration and tax documentation. Coordinate with internal teams and external stakeholders to ensure smooth processing of immigration applications and tax filings. Stay updated on the latest changes in immigration laws, tax regulations, and compliance requirements. Maintain accurate records and ensure timely reporting for both immigration and tax activities. Skills and Attributes Strong understanding of immigration procedures and basic tax principles . Excellent attention to detail , with the ability to handle sensitive information confidentially. Good communication and coordination skills for liaising with clients and government authorities. Ability to work independently and meet tight deadlines. Proficient in Microsoft Office Suite (Excel, Word, Outlook). Qualification Bachelor of Commerce ( B.Com )

This is an Individual Contributor role that will evolve based on how this function matures. You will play a critical role in the company's tech infrastructure, ensuring processes are fully aligned with regulatory, security, and business continuity standards. Your responsibilities will include drafting, coordinating, and monitoring IT processes and policies to ensure compliance with the IT Act, regulatory bodies (e.g., RBI, SEBI, GDPR, UIDAI, etc.), and info security guidelines. You will work with internal and external stakeholders to prepare and update business-wise IT infra details required for regulatory filings and 3rd party audits. Additionally, you will conduct vendor risk assessment audits, introduce new processes and policies based on market studies, and implement and monitor the cyber crisis management plan. You will be involved in incident management and resolution, interface with external auditors to ensure smooth Infosec audits, formulate and monitor Business Continuity Planning (BCP), assist in conducting the Technology Committee, conduct independent assessments of business functions, and provide data for the Risk Management Committee. To be successful in this role, you should have 4-6 years of experience, including being a Single Point of Contact (SPOC) for Infosec audits. In-depth knowledge of technology, security, risk, and compliance best practices is required, along with strong capability in interfacing with both technology and business teams. You should have a detailed understanding of security monitoring, threat intelligence, and vulnerability management, coupled with a self-driven attitude and a strong sense of ownership. Experience with RBI and/or SEBI audits is preferred. Join us at Zerodha Fund House and make a significant impact as you contribute to the company's IT infrastructure and compliance processes.,

Build your career in Legal Entity Control space by being a part of the Corporate and Investment Bank UK Legal Entity Control team, responsible for accounting, reporting, and oversight of J.P. Morgans UK legal entities. With ownership of strategically key legal entities, the teams responsibilities include, but are not limited to, preparation of financial statements (both USGAAP and local GAAP, Federal & SEC regulatory filings, monthly close of entity books & records, analytics, currency risk management, entity-specific accounting policies, legal entity planning, forecasting, strategy initiatives, and overall legal entity maintenance. The group is also dedicated to adding value and improving efficiency, quality, and controls. Monitor the integrity of books and records (both local and USGAAP) of the legal entity, adhering to Legal Entity Control Standards and other applicable global policies. Perform FX trade-out to manage foreign currency-related exposures in accordance with approved procedures. Analyze legal entity Balance Sheet and P&L movements, explaining drivers with appropriate business commentary. Prepare and submit various statistical returns and surveys. Review and explain variance in expenses at the product and line of business (LOB) level, providing summary results to LEC. Post month-end journals for audit accruals and prepare their reconciliation. Prepare and deliver MIS reports to senior management, along with various management packs. Perform analytical review and liaise with LOB Controllers to ensure LE financial results align with the LE booking model. Reconcile and attest general ledger accounts. Resolve inter-entity and investment-equity breaks. Manage swift and appropriate responses to audit queries. Participate in team-wide innovation, efficiency, and automation projects. Ensure up-to-date process documentation and develop key control checks. Liaise with various internal teams such as tax, financial controllers, and internal audit to resolve queries. Required qualifications, capabilities, and skills include being a strong team player with good interpersonal skills, excellent communication and organizational abilities, a strong control mindset, analytical skills, initiative-taking capability, multitasking under time pressure while ensuring accuracy and quality, and proficiency in PC skills including MS Excel, MS Word, MS Access, and Lotus Notes. Preferred qualifications, capabilities, and skills encompass Investment Banking product knowledge (derivatives, equities, and debt securities), familiarity with GL platforms used in J.P. Morgan Chase, being a Chartered Accountant with 0-4 years of experience preferably in the financial services industry and exposure to US GAAP, technical knowledge and understanding of IFRS accounting.,

As a Technical and Scientific Leader in upstream processes for early-stage development, you will play a crucial role in ensuring the seamless handover of Suns Branded Portfolio products from development to commercialization. Your responsibilities will include providing quality input into CMC strategy, representing quality oversight in various stages of process development, and contributing to the planning of Clinical trial materials. You will also collaborate with cross-functional teams to facilitate a smooth transition to Commercial QA and manufacturing. Your scientific leadership will be instrumental in supporting process and product investigations, troubleshooting issues, and identifying opportunities for improvement. You will be expected to leverage your technical expertise to oversee experimental planning, analyze development results, and review manufacturing data. Additionally, you will be responsible for authoring and reviewing CMC documentation for regulatory filings, as well as providing support during health agency inspections. In order to excel in this role, you must possess an MS or PhD in chemical/biochemical engineering, biochemistry, or a related field, along with a minimum of 10 years of relevant experience. A proven track record of technical manufacturing experience, the ability to drive technical quality rigor, and strategic analysis skills are essential. Your capacity to manage multiple projects in a fast-paced environment, utilize risk-based decision-making approaches, and work collaboratively in a matrix environment will be critical to your success. Furthermore, your strong interpersonal skills, effective communication abilities, and demonstrated project management capabilities will be valuable assets in this role. Experience with audits in global regions and the flexibility to travel to the US and/or EU countries will be advantageous. If you are looking to join a dynamic Development Quality team and contribute to the advancement of Suns Branded Portfolio products, this opportunity may be the perfect fit for you.,

Join us as an Assistant Vice President - Macro Product Control at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Assistant Vice President - Macro Product Control, you should have experience with the development and maintenance of valuation methodologies for various financial instruments. You will implement appropriate valuation models based on the characteristics of the financial instruments and market conditions. Your responsibilities will include managing the valuation process for the bank's trading portfolio, conducting regular valuations of financial instruments, and approving valuations performed by colleagues. Additionally, you will analyze market data to assess valuation inputs, assumptions, and potential valuation risks. Furthermore, you will be involved in the preparation and review of valuation reports, supporting the preparation of regulatory filings and financial statements. As an Assistant Vice President, you will provide valuation insights to traders, risk professionals, and senior colleagues. You will also identify areas for improvement in valuation methodologies and processes. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. The role is based out of Chennai/Pune. Purpose of the role: The purpose of the role is to oversee the financial aspects of trading activities. You will ensure the accuracy and integrity of the bank's trading book, maintain compliance with regulatory requirements, and provide insights into trading performance. Accountabilities: - Reconciliation of daily profit and loss (P&L) figures for trading desks to ensure alignment with valued positions in the trading book. - Investigation and resolution of discrepancies between P&L figures to reflect the true economic value of the trading portfolio. - Support in identifying, assessing, and mitigating trading risks, and reporting on financial risks to senior colleagues. - Maintenance and analysis of the bank's trading data for accuracy, completeness, and consistency. - Preparation and submission of regulatory reports to authorities. - Effective communication of complex financial information to various stakeholders. As an Assistant Vice President, you are expected to advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. You will collaborate closely with other functions/business divisions and lead a team performing complex tasks. Your role will impact the whole business function, and you will set objectives, coach employees, and appraise performance. Leadership responsibilities include demonstrating a clear set of leadership behaviors to create an environment for colleagues to thrive and deliver to a consistently excellent standard. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive.,

About Rentomojo: Rentomojo is a market leader and tech-enabled company in rental subscription of furniture and consumer appliances. The company provides Affordable and Flexible rental subscription to cater to mobility needs of Gen Z and Millennials. The company was founded by Geetansh Bamania, an IITM who worked out of almost every major city in India in his first five years of corporate career. Frustrated with the hassles of relocating from one place to the other, and tired of finding that perfect cluster of home essentials that suited their lifestyle. With 1,800+ people operations, the company has a presence in 22 cities across India. The company is in a strong growth trajectory with revenue compounding at a CAGR of ~ 50% during the last 3 years and is an exception in the startup ecosystem to be highly profitable along with delivering strong growth. The company has been consistently profitable since Oct 2021 and compounded PAT at a CAGR of ~150% in the past two years. Rentomojo is a key beneficiary of India's rapid urbanization story, job growth, and workforce mobility. ~1mn new members join the workforce every month and 1.2mn-1.5mn employees switch jobs every month. Rentomojo offers attractive bundled rental subscriptions with zero cost of relocation and zero repair and maintenance cost at an affordable price that provides utility of EMI but not its rigidity. Job Description: We are looking for an Analyst - Investor Relations to join our team in Bangalore, Karnataka. As a key member of the team, your responsibilities will include supporting IPO readiness, conducting industry research, performing valuation analysis, and assisting in the preparation of investor materials. You will also be involved in financial modeling, monitoring industry trends, and generating actionable insights to support strategic decision-making. Key Deliverables: - Support IPO readiness by conducting secondary research on industry trends, competitive landscape, and macroeconomic indicators. - Perform valuation analysis and benchmarking against companies in similar space and new-age tech firms. - Monitor industry trends and competition benchmarking to generate actionable insights. - Assist in the preparation of Investor pitch decks, key inputs for investor meetings, and address investor queries. - Financial modeling to support key strategic financial decisions and Financial Due Diligence for potential acquisition opportunities. - Post listing: Assist in drafting quarterly earnings releases, investor presentations, and regulatory filings. - Prepare briefing notes, scripts, and Q&A for management before earnings calls and analyst meets. - Maintain the investor contact database, track shareholder movements, and compile investor feedback. - Monitor analyst coverage and media reports on the company and peers. - Work with the Company Secretary and Finance teams to ensure timely filing of earnings updates, press releases, and investor disclosures as per SEBI LODR norms. Preferable Candidate: We are seeking someone with 1-2 years of work experience in Buy-side/Sell-Side Equity research firms or part of an investor relations team, preferably in a listed entity. The ideal candidate should have a CA/MBA Finance/CFA qualification and a strong interest and passion in Indian stock markets. Skills Required: - Analyst coverage monitoring - Financial modeling - Industry trends analysis - Investor relations management - Preparation of investor materials - Secondary research - Regulatory filings - Drafting - Valuation analysis - Competitive landscape analysis - Buy-side - Fundamental analysis,

You will be responsible for initiating, reviewing, and approving various quality management systems such as Change Controls, Deviations, Investigations, CAPA, OOS, and Complaints. You will also handle Return Goods and ensure the smooth functioning of the quality system by performing risk assessments as required. Conducting regular internal audits and reviewing/approving all documents including SOPs, Spec & STPs, Forms, protocols, and reports will be part of your duties. Additionally, you will review annual product quality review reports, provide training on cGMP topics to employees, and support customer audits/visits as well as regulatory audits. You will assist in providing necessary documents for amendments, annual updates, regulatory filings, and CMC supporting documentation. Other tasks may include filling out questionnaires, declarations, quality agreements, and executing any additional responsibilities assigned by the Head of Department.,

Join us as an Assistant Vice President (AVP) Treasury Capital at Barclays, where you will lead the evolution of the digital landscape, focusing on innovation and excellence. By leveraging cutting-edge technology, you will transform our digital offerings to ensure unmatched customer experiences. To excel in this role, you should possess the following essential skills and qualifications: - Developing and maintaining valuation methodologies for various financial instruments, and implementing suitable valuation models based on instrument characteristics and market conditions. - Overseeing the valuation process for the bank's trading portfolio, including regular valuations and approval of valuations by colleagues. - Analyzing market data to evaluate valuation inputs, assumptions, and potential risks. - Preparing and reviewing valuation reports, assisting in regulatory filings and financial statements. - Providing valuation insights to traders, risk professionals, and senior colleagues, identifying areas for enhancement in valuation methodologies and processes. You will be evaluated based on key critical skills essential for success in the role, such as risk management, change and transformation, business acumen, strategic thinking, digital and technology expertise, and job-specific technical skills. The position is located in Noida. As an AVP Treasury Capital, your primary purpose is to manage the financial operations of the organization, ensuring accuracy, integrity, and reliability in financial reporting. Key responsibilities include: - Managing the preparation and presentation of accurate and timely financial statements in compliance with relevant accounting standards, rules, and regulations. - Assisting in identifying, evaluating, and mitigating financial risks, and reporting these risks to senior management. - Developing and maintaining a robust system of internal controls to safeguard assets, prevent fraudulent misreporting, and ensure data accuracy. - Implementing up-to-date financial policies and procedures for consistent and effective financial practices. - Overseeing the selection, implementation, and maintenance of financial systems and software applications in collaboration with IT colleagues. - Preparing and submitting statutory and regulatory reports, as well as supporting other departments in regulatory report preparation and review. - Coordinating with external auditors and regulatory authorities during audits and examinations. As an AVP, you are expected to: - Advise and influence decision-making, contribute to policy development, and ensure operational effectiveness. - Lead a team in performing complex tasks, set objectives, coach employees, and appraise performance. - Demonstrate leadership behaviours that create an environment for colleagues to excel. - Consult on complex issues, provide advice to support issue resolution, and mitigate risks. - Collaborate with other areas of work, engage in complex data analysis, and communicate effectively to influence stakeholders. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,

Rentomojo is a market leader and tech-enabled company specializing in rental subscriptions of furniture and consumer appliances. The company offers Affordable and Flexible rental subscriptions to meet the mobility needs of Gen Z and Millennials. Founded by Geetansh Bamania, an IITM alum, Rentomojo addresses the challenges of relocating and finding suitable home essentials. With a workforce of 1,800+ people, the company operates in 22 cities across India. Rentomojo has shown impressive growth, with revenue compounding at a CAGR of ~50% over the last 3 years. Notably, the company has been consistently profitable since October 2021, achieving a compounded PAT growth rate of ~150% in the past two years. Being a key player in India's urbanization and workforce mobility story, Rentomojo caters to the needs of approximately 1 million new workforce entrants and 1.2-1.5 million job switchers every month. The company offers attractive bundled rental subscriptions with zero relocation costs and zero maintenance expenses, providing the utility of EMI without its rigidity. **Job Title:** Analyst - Investor Relations **Location:** Bangalore, Karnataka **Job Type:** Full-Time **Key Deliverables:** - Support IPO readiness by conducting secondary research on industry trends, competitive landscape, and macroeconomic indicators for DRHP and fundraising materials. - Perform valuation analysis and benchmarking against similar companies and tech firms to aid in positioning and comparability. - Monitor industry trends and competition for actionable insights supporting strategic decision-making. - Assist in preparing investor pitch decks, key inputs for meetings, and addressing investor queries. - Conduct financial modeling for strategic financial decisions and due diligence for potential acquisitions. - Post-listing responsibilities include drafting earnings releases, presentations, regulatory filings, and preparing management for earnings calls and analyst meets. - Manage investor contact database, track shareholder movements, compile feedback, monitor analyst coverage and media reports, and ensure timely filings as per SEBI LODR norms. **Preferable Candidate:** - 1-2 years of experience in Buy-side/Sell-Side Equity research firms or investor relations teams, preferably in a listed entity. - Qualifications: CA/MBA Finance/CFA. - Strong interest and passion in Indian stock markets. **Skills:** - Analyst coverage monitoring - Financial modeling - Industry trends analysis - Investor relations management - Preparation of investor materials - Secondary research - Regulatory filings - Drafting - Valuation analysis - Competitive landscape analysis - Buy-side expertise (Note: This job description is a summarized and formatted version of the original content provided.),

You have an exciting opportunity to join our team as a Company Secretary with a strong background in capital markets. In this role, you will be responsible for managing corporate governance, compliance, and secretarial duties, as well as supporting fund-raising activities, regulatory filings, and interactions with stock exchanges and SEBI (or relevant capital market authority). Your key responsibilities will include conducting corporate secretarial functions such as ensuring compliance with the Companies Act, SEBI regulations, and stock exchange listing obligations (LODR). You will be in charge of organizing and conducting Board meetings, AGM/EGMs, and committee meetings, including preparing agendas, notices, resolutions, and minutes. Additionally, maintaining statutory registers, filings, and records as per regulatory requirements will be part of your duties. You will also play a crucial role in managing all compliance aspects related to IPOs, QIPs, rights issues, and other capital-raising activities. This will involve liaising with SEBI, stock exchanges, NSDL/CDSL, credit rating agencies, and other regulatory authorities. Ensuring timely filing of returns and disclosures under SEBI (LODR), Insider Trading Regulations, SAST, etc., will be essential. As part of your responsibilities, you will support in drafting annual reports, corporate governance reports, and shareholder communications. You will collaborate with auditors, lawyers, and investment bankers for corporate transactions. Moreover, you will provide strategic and advisory input by advising the Board and senior management on governance best practices and compliance strategies. Monitoring developments in capital market regulations and assessing their impact on the company will also be part of your role. Additionally, you will support in mergers, acquisitions, and restructuring activities from a secretarial and regulatory standpoint. This is a full-time, permanent position with the benefit of life insurance. The work schedule is during the day shift, and the work location is in person. If you have a minimum of 4 years of experience as a Company Secretary and possess a strong understanding of capital markets, we encourage you to apply for this exciting opportunity.,

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the trading operations, compliance, regulatory interactions, and business growth of the Stock Broking vertical. With over 15 years of experience in Share Broking/Trading Business, preferably in the Banking/Financial Services sector, you will play a pivotal role in driving revenue growth and ensuring full compliance with regulatory frameworks. Your key responsibilities will include supervising retail and institutional broking operations, handling a variety of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will also be required to liaise with stock exchanges, depositories, and regulators on operational matters, as well as drive revenue growth through client acquisition and building strong relationships with HNIs, FIIs, and institutional clients. In addition, you will need to implement surveillance systems, risk assessments, and control measures to manage compliance gaps and develop mitigation strategies. Ensuring full compliance with SEBI, NSE, BSE, NCDEX, NSDL, and CDSL regulations will be a critical part of your role, along with overseeing Anti-Money Laundering programs and risk-based monitoring. You will also act as the Compliance Officer for Insider Trading policies and Employee Trading. Leading a high-performance team across sales, trading, and compliance verticals, you will be responsible for training management and employees on compliance, trading standards, and market regulations. Your strong knowledge of securities markets, compliance frameworks, and experience in managing broking/trading operations within banking or financial institutions will be essential in this role. Your proficiency in handling institutional and retail trading models, along with excellent analytical, leadership, and stakeholder management skills, will be key attributes that will contribute to the success of the Stock Broking vertical. If you are based in Delhi or open to relocating and meet the educational qualifications of MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance), we encourage you to apply for this challenging and rewarding position.,

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the entire stock broking vertical, including trading operations, compliance, regulatory interactions, and business growth. With over 15 years of experience and a background in Banking or Financial Services, you will play a pivotal role in driving revenue growth and ensuring full compliance with various regulatory bodies. Your key responsibilities will include supervising retail and institutional broking operations, handling a range of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will be expected to maintain strong relationships with High Net-worth Individuals (HNIs), Foreign Institutional Investors (FIIs), and institutional clients while leveraging insights from the banking sector to enhance cross-selling of investment products. In terms of risk and governance, you will need to implement surveillance systems, conduct risk assessments, and develop control measures to address compliance gaps. Furthermore, you will be required to ensure full compliance with regulatory bodies such as SEBI, NSE, BSE, NCDEX, NSDL, and CDSL, while managing regulatory filings, applications, and membership transfers across exchanges and depositories. Your role will also involve leading and training a high-performance team across sales, trading, and compliance verticals, ensuring that employees are well-versed in compliance, trading standards, and market regulations. With your strong knowledge of securities markets and compliance frameworks, along with experience in managing broking/trading operations within banking or financial institutions, you will be well-equipped to handle this challenging and dynamic role. Key Skills & Attributes: - Strong knowledge of securities markets and compliance frameworks - Experience in managing broking/trading operations within banking or financial institutions - Regulatory knowledge and liaison experience with SEBI, NSE, BSE, CDSL - Excellent analytical, leadership, and stakeholder management skills - Proficiency in handling institutional and retail trading models If you are a seasoned professional looking to lead a stock broking vertical with a focus on trading, compliance, and institutional sales, this role offers a unique opportunity to showcase your expertise and drive business growth in the dynamic world of stock broking.,

You will be responsible for initiating, reviewing, and approving various quality management systems such as Change Controls, Deviations, Investigations, CAPA, OOS, and Complaints. In addition, you will handle Return Goods and ensure the proper functioning of the quality system by performing risk assessments as needed. Conducting regular internal audits will also be part of your duties. Reviewing and approving all documents including SOPs, Spec & STPs, Forms, protocols, and reports will be crucial to ensure compliance. You will also review annual product quality review reports and provide training on cGMP topics to employees at the site. Additionally, you will support customer audits/visits and regulatory audits, as well as provide necessary documentation for amendments, annual updates, regulatory filings, and CMC supporting documentation. Your role will also involve filling out questionnaires, declarations, and quality agreements. Finally, you will execute any additional responsibilities assigned by the Head of Department.,

Join us as AVP Treasury Capital at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an AVP Treasury Capital, you should have experience with the development and maintenance of valuation methodologies for various financial instruments. You will implement appropriate valuation models based on the characteristics of the financial instruments and market conditions. Additionally, you will be responsible for managing the valuation process for the bank's trading portfolio, including regular valuations of financial instruments and approval of valuations performed by colleagues. Your role will involve analyzing market data to assess valuation inputs, assumptions, and potential valuation risks. You will also be responsible for the preparation and review of valuation reports, supporting in preparing regulatory filings and financial statements, and providing valuation insights to traders, risk professionals, and senior colleagues. Your identification of areas for improvement in valuation methodologies and processes will be crucial. Key critical skills relevant for success in this role may include risk and controls, change and transformation, business acumen, strategic thinking, digital, technology, and job-specific technical skills. The role is based out of Noida. Purpose of the role: To manage the financial operations of the organization, ensuring the accuracy, integrity, and reliability of financial reporting. Accountabilities: - Manage the preparation and presentation of accurate and timely financial statements and other accounting records in accordance with relevant accounting standards, rules, and regulations. - Support in the identification, assessment, and mitigation of financial risks, and report on these financial risks to senior colleagues. - Develop and maintain a robust system of internal controls to safeguard assets, ensure no fraudulent misreporting, and ensure the accuracy of financial data. Regularly assess the effectiveness of internal controls to address any weaknesses or gaps. - Develop and implement up-to-date financial policies and procedures to ensure consistent and effective financial practices across the organization. - Manage the selection, implementation, and maintenance of financial systems and software applications. Collaborate with IT colleagues to integrate financial systems with other enterprise systems. - Prepare and submit statutory and regulatory reports to authorities. Provide support to other departments in their preparation and review of regulatory reports. - Coordinate with external auditors and regulatory authorities in support of audits and examinations. As an Assistant Vice President, you are expected to advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. Collaborate closely with other functions/business divisions. Lead a team performing complex tasks, using well-developed professional knowledge and skills to deliver work that impacts the whole business function. Set objectives, coach employees in pursuit of those objectives, appraise performance relative to objectives, and determine reward outcomes. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviors to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviors are: L Listen and be authentic, E Energize and inspire, A Align across the enterprise, D Develop others. For an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialization to complete assignments. They will identify new directions for assignments and projects, using a combination of cross-functional methodologies or practices to meet required outcomes. Consult on complex issues, providing advice to People Leaders to support the resolution of escalated issues. Identify ways to mitigate risk and develop new policies/procedures in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge, and Drive the operating manual for how we behave.,

You are ProArch's ideal candidate for the position of Finance & Billing Executive. Your role will involve strengthening the company's financial operations to support its rapid growth in the IT solutions space. As a detail-oriented finance professional with a solid background in accounting, financial operations, and compliance, you will play a crucial role in ensuring accurate financial processing, maintaining data integrity, and supporting strategic decision-making through reporting. Your responsibilities will include managing core finance functions such as invoicing, expense tracking, reconciliations, and financial reporting with a keen focus on accuracy. You should have a minimum of 5+ years of hands-on experience in finance operations within the IT services or technology domain and hold a Bachelors or Masters degree in finance, accounting, or a similar field. Your expertise should also encompass comprehensive knowledge of Indian statutory compliance, including GST, TDS, and regulatory filings. In this role, you will collaborate closely with internal teams to enable seamless and scalable financial operations. You should have proven abilities to support audits, budget cycles, and financial decision-making processes effectively. Strong analytical, documentation, and communication skills are essential for delivering clear financial insights to diverse teams. As a Finance & Billing Executive at ProArch, you will enjoy benefits such as health insurance, work-life balance, and a general shift. Join us in this high-impact position and be a key contributor to our financial success and operational excellence.,

You will be joining MMB & Associates, a Chartered Accountancy firm established in 2016, headquartered in Chennai with branch offices in Hyderabad and Visakhapatnam. Our team, comprising over 25 professionals, is committed to delivering high-quality audit, tax, and advisory services, focusing on integrity and long-term value for our clients. Our service portfolio includes statutory audits, internal audits, trust audits, income tax audits, GST compliance, ROC/MCA filings, and virtual CFO services for SMEs. At MMB & Associates, our goal is to serve as a trusted advisor, offering clarity and fostering growth within our diverse client base. As an Articled Assistant based in our newly opened branch in Visakhapatnam, you will be involved in various audit and assurance engagements, tax return preparation, regulatory compliance assurance, and support in virtual CFO services. Your responsibilities will encompass conducting risk-based and process-oriented audits, preparing GST returns, and aiding in financial reporting and analysis for our clients. To excel in this role, you should possess knowledge of auditing standards, tax preparation, GST compliance, income tax audits, and regulatory filings like ROC/MCA filings. Strong analytical and problem-solving skills are essential, along with proficiency in accounting software and the Microsoft Office Suite. Effective written and verbal communication, the ability to work autonomously and collaboratively, and a Bachelor's degree in Accounting, Finance, or a related field are preferred qualifications. Prior experience in a similar role would be advantageous.,

As a member of our global team, you will play a crucial role in fostering scientific excellence in the field of digital biomarkers and endpoints within the Advanced Data Science team of the Data Sciences organization. Your primary responsibilities will include leading the identification, development, and implementation of innovative digital endpoints and outcome measures across various clinical trials and life cycle management programs. By collaborating closely with the Global Digital Health organization, you will be instrumental in designing and validating algorithms that extract clinically relevant insights from a diverse range of digital health data sources, such as wearables, sensors, and apps. Your expertise will ensure scientific rigor, clinical validity, and regulatory compliance in all aspects of digital health technology integration. As a subject matter expert, you will be instrumental in incorporating digital health technologies into evidence generation strategies, thereby promoting their adoption in clinical trials and medical practice. Your contributions to key regulatory filings and publications will advocate for the widespread acceptance of digital endpoints within the global R&D community. By staying abreast of emerging trends, you will continually introduce innovative solutions to enhance patient care and clinical research. Your leadership will drive transformational efforts aimed at unlocking the full potential of Digital Health Technologies. Qualified candidates will possess a PhD in a quantitative natural science or medical discipline with a focus on large-scale data analysis, along with a minimum of 7 years of relevant experience in the pharmaceutical or related industry. A proven track record in designing and validating digital endpoints or biomarkers for clinical applications is essential, as is hands-on experience with data derived from digital health technologies like wearables and mobile platforms. Proficiency in algorithm development and deployment in clinical or real-world settings, coupled with a solid understanding of digital biomarker/endpoint development, psychometric and statistical validation, and regulatory considerations is required. Candidates should also demonstrate strong expertise in algorithm development, signal processing, and AI/ML methods as applied to digital health data. Excellent stakeholder management skills, the ability to navigate complex organizational structures effectively, and outstanding communication and scientific writing abilities are also essential qualities for this role. This role is based in Bangalore & Hyderabad, and offers a unique opportunity to work in a diverse, inclusive, and flexible environment that fosters personal development and career advancement on a global scale. Join us in our mission to create a culture of inclusion and belonging that empowers individuals to make a meaningful impact and contribute to human progress through innovation and discovery. Apply now to be a part of a team dedicated to Sparking Discovery and Elevating Humanity!,

We're looking for a detail-oriented Sr. Fund Accounting Associate to join us. You'll handle financial tasks for investment funds. You need to understand investment accounting, be great at analyzing, and work well in a fast-paced setting. Key Responsibilities: Fund Accounting : Maintain accurate records, reconcile transactions, calculate Net Asset Value (NAV), and record income and expenses. Financial Reporting : Prepare financial statements, investor reports, and regulatory filings. Performance Measurement: Analyze fund performance and prepare performance reports. Valuation : Value fund assets and ensure accurate pricing. Portfolio Reconciliation : Reconcile the portfolio with banks and brokers. Investor Relations : Address investor inquiries and assist with onboarding. Compliance : Ensure regulatory compliance and submit required reports. Technology and Systems : Use financial software and assist with system implementations. Audits and Taxation : Prepare for audits and collaborate on tax reporting. Process Improvement: Identify ways to streamline operations. Risk Management : Monitor and report operational and financial risks. Team Collaboration : Work closely with finance and operations teams. Qualifications: Need a degree in Accounting, Finance, or something related. Should have experience in investment or fund accounting. Really good at looking closely and finding details. Good in coordinating with clients and working with a team. Knowing about private equity or hedge fund accounting is extra good.

The tax professional will be a valuable member of the Global Tax team, working closely with colleagues from different parts of the world. Your expertise in Transfer Pricing (TP), particularly in TP compliance across multiple jurisdictions, will be crucial for this role. Your responsibilities will include designing, monitoring, and taking ownership of various TP processes, collaborating with other functions within the multinational organization. It will be your responsibility to ensure that established TP processes are followed, lead the execution of necessary changes, and maintain the Global TP documentation repository with timely updates to enable automations and ensure a complete audit trail. In addition, you will be tasked with monitoring TP policies and other compliances, fostering effective collaboration with stakeholders across different jurisdictions. You will partner with various business functions, provide TP guidance, review intercompany scenarios, and ensure the implementation of TP policies and procedures along with preparing and reviewing intercompany agreements. You will also collaborate with third-party vendors, review benchmarking analyses, contribute to the preparation of TP documentation, and assist with regulatory filings across multiple jurisdictions. As a key member of the team, you will lead TP audits, participate in Advance Pricing Agreement (APA) submissions, and engage in other interactions with authorities. It will be essential for you to stay informed about legislative changes, analyze their impact, and ensure the correct implementation of new requirements related to TP. Your proactive approach in keeping track of such changes and ensuring compliance will be critical for the success of the organization.,