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Mangalam Placement Private Limited
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Regulatory Compliance Auditor

Regulatory Compliance Auditor

Mangalam Placement Private Limited

1 - 2 years

8 - 10 Lacs

Delhi Delhi India

Posted:1 month ago| Platform: Foundit logo

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Skills Required

Regulatory compliance advisory Compliance Auditor Risk Assessment Risk Management Finance

Work Mode

On-site

Job Type

Full Time

Job Description

Role : Regulatory Compliance Auditor Qualification ; B.com Experience : 1 to 2 Years Location : New Delhi Job Description : We are seeking a detail-oriented and proactive Regulatory Compliance Auditor to join our compliance team. In this role, you will be responsible for ensuring adherence to regulatory requirements across various financial operations by conducting audits, identifying risks, and supporting the implementation of corrective actions. Key Responsibilities: Plan and execute audits to evaluate compliance with relevant regulatory requirements. Analyze regulatory changes and assess their impact on the organization's operations and controls. Identify, document, and report compliance risks, control weaknesses, and operational issues. Develop and monitor the implementation of corrective action plans to address identified issues. Communicate audit findings and compliance recommendations clearly to management and stakeholders. Stay current with industry regulations, standards, and best practices. Collaborate with internal audit, risk, and compliance teams to support a strong control environment. A Day in the Life : As a Regulatory Compliance Auditor, your day may include reviewing regulatory guidelines, conducting interviews with business units, analyzing operational data for compliance, and drafting audit reports with findings and recommendations. You'll play a key role in helping the organization navigate an ever-evolving regulatory landscape.

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Regulatory Compliance Auditor