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8 - 12 years
7 - 12 Lacs
Bengaluru
Work from Office
We are looking for a highly skilled and experienced professional with 8 to 12 years of experience to join our team as a Manager in the Asset Management sector. The ideal candidate will have a strong background in fund accounting, financial statement reporting, and people management. ### Roles and Responsibility Manage a team of highly skilled individuals to deliver high-quality, high-integrity, high-performing, innovative solutions. Understand the intricacies of Funds and Fund-of-Fund investment operations and financial statement reporting, preferably Private Equity funds. Define new procedures and controls to enhance the overall operational risk process. Drive high-quality work products within expected timeframes and budget. Perform critical accounting activities, including capital calls, valuations, and transaction processing. Identify, evaluate, and suggest new technology opportunities that are value-driven for platform enablement. Facilitate and encourage necessary conversations between Business and Technology to determine the what and the how of product features. Collaborate with business, architects to translate business requirements into scalable solution options and provide inputs to product roadmap/strategy. Keep the team motivated and resolve any conflicts. Create roadmap, design, and implement solutions to migrate legacy systems to next-gen solutions. Partner with product management and business leaders to drive agile delivery of both existing and new offerings. ### Job Requirements 8-12 years of experience in the Asset Management sector; exposure to US-based asset management or fund administration firms is an added advantage. Experience with software tools including document management systems, workflow systems, partnership accounting, and investment accounting such as eFront, Investran, or other investment sub-ledger software. Experience in financial statement reporting/analysis. Master’s degree in accounting or finance is mandatory; MBA or CA is a plus. Strong understanding of financial industry with fund accounting, expense reporting, tax reporting, asset types, and derivatives. Functional knowledge: good knowledge and understanding of financial instruments and exposure to banking/WAM domains. Understanding of financial products and services, particularly private equity funds. People management experience leading project teams and managing direct reports within an organization. Experience related to fund controllership, investment books and records, and/or financial reporting processes. General understanding of US GAAP and regulatory requirements is a plus. Experience on financial statements is a plus. Crisp and effective executive communication skills, including significant experience presenting cross-functionally and across all levels. Understanding of applications used in the FA or reporting process. Understanding BRD would be an added advantage. Attention to detail, proficient in MS applications (Word, Excel, PowerPoint), excellent analytical skills, and effective interaction capabilities with various stakeholders.
Posted 2 months ago
3 - 5 years
25 - 27 Lacs
Gurugram
Work from Office
Assistant Manager - Assurance - National - ASU - FAAS - Financial& AccountingAdv - We are looking for a highly skilled and experienced Assistant Manager to join our team in Gurgaon. The ideal candidate will have 3-5 years of experience in financial accounting, assurance, or a related field. ### Roles and Responsibility Conduct credit risk assessments and develop strategies to mitigate potential losses. Design and implement operational risk management frameworks to ensure compliance with regulatory requirements. Develop and maintain databases for loss data collection and analysis. Assist in designing and implementing comprehensive fraud risk management frameworks. Build statistical models for credit risk assessment and develop risk registers. Ensure compliance with Basel III Pillar 1 framework, including capital adequacy ratio calculations. Develop detailed ICAAP reports, articulating risk appetite, capital adequacy projections, and scenario analysis outcomes for submission to senior management and regulators. Assist in ensuring compliance with Basel III Pillar 1 framework, including capital adequacy ratio calculations by calculating Common Equity Tier 1 (CET1), Additional Tier 1 (AT1), and Tier 2 Capital components, ensuring correct treatment of capital instruments, deductions (e.g., goodwill, deferred tax assets) as per regulatory guidelines. Assist in design and enhancement of risk models, including credit scoring and rating frameworks to optimize lending decisions. Develop risk appetite statements with clearly defined limits, sectoral exposures, and concentration risks, ensuring a proactive approach to credit risk mitigation while supporting business growth.### Job Requirements Chartered Accountant with 3-5 years of experience in financial accounting, assurance, or a related field. Possess strong knowledge of credit risk, operational risk management, and fraud risk management. Experience in building statistical models for credit risk and developing risk registers is required. Demonstrate the ability to work collaboratively with cross-functional teams and deliver insightful solutions. Exhibit strong analytical and problem-solving skills, with the ability to think critically and creatively. Be able to demonstrate technical excellence and adaptability in a fast-paced environment.
Posted 2 months ago
2 - 5 years
5 - 7 Lacs
Hyderabad
Work from Office
About the Role: The Analyst would be a part of Vendor Risk Continuous Monitoring Team within Vendor Risk Management (VRM) program. The primary responsibilities include Continuous monitoring of vendors via monitoring tools, reviews the alerts and work with Vendor, Business and SMEs to validate the impact and recommend the corrective actions. These monitoring would be across financial, compliance, reputational cyber security, and privacy domains. This role requires a strong understanding of vendor risk management processes, compliance frameworks, and industry regulations. This role would also require to conduct period assessments on the Third parties as well as on the Affiliates to support the organizations overall risk management strategy. The Team: Vendor Risk Management is a critical function that organizations globally are increasingly focusing on. Our team ensures thorough reviews of each vendor engaged globally, supporting the business in making risk-informed and data-driven decisions. We collaborate closely with Business Units and Risk Domain Subject Matter Experts (SMEs), such as Cyber Risk, to conduct assessments and recertifications in compliance with regulatory requirements. When issues are identified, VRM team is responsible for ensuring risk mitigation and providing feedback to leadership before engaging with the vendor. Responsibilities and Impact: Working in Vendor Risk Management Team provides the opportunity to continuously improve processes in response to the evolving requirements of various regulators. This dynamic environment offers ample opportunities to expand your knowledge and expertise. In addition to conducting risk assessments, and continuous monitoring, you will have the chance to contribute to various projects, enabling you to showcase and further develop your skills and experience. Key responsibilities: Continuously monitor the risk posture of vendors, identifying emerging risks or changes in risk levels. Leverage monitoring tools and data to track and evaluate the ongoing performance of vendors. Conduct comprehensive risk assessments of third-party vendors and Affiliates, ensuring alignment with organizational risk tolerance and standards. Evaluate financial, operational, cyber, compliance and privacy risks associated with each vendor relationship. Perform periodic reviews and assessments of existing vendor relationships, and affiliates to ensure that risks are managed appropriately. Work directly with Internal Business Partners to understand the services and assist them in capturing the correct risk in the assessments and perform the quality review. Work with vendors and internal teams to develop risk mitigation plans and track remediation efforts for any identified issues or non-compliance. Collaborate with Cyber Risk/Information Security, Business Continuity, Procurement, Compliance and other Domain SMEs to ensure correct risk level is documented in the Vendor Risk Assessment results and track the progress. Lead and support enhancement projects within Vendor Risk Management to meet various business and regulatory requirements. Identify opportunities to streamline risk assessment processes and improve the overall effectiveness of the Vendor Risk Management program. Assist the team members in balancing the load and managing Ad-hoc projects. What Were Looking For: Basic Required Qualifications: Professional with Vendor Risk Management background, having good experience in conducting vendor risk assessments, or related fields (e.g., compliance, IT audit, GRC) with at least 2-5 years of experience after Degree/Masters Should have experience in understanding and managing the risk for IT and Cloud based vendors. Should have experience working in information security and understanding of the concepts of information security controls including ISO and NIST. Should have understanding on the roles and responsibilities of different risk functions like Third Party Risk Management, QA Function, IT Risk, Operational Risk, Financial Risk, Internal Control, Internal audit, Privacy and Compliance etc. Familiarity with vendor management tools and continuous monitoring platforms is a plus. Excellent communication skills - a must. The resource should have the ability to communicate with cross-functional teams and vendors, both written and oral communication is critical. Can work from 2pm-11pm India Time Additional Preferred Qualifications: This position is required to work in UK Shift; flexibility is a must, especially when it comes to vendor and internal meetings held during US business hours. Strong organizational skills with the ability to multitask and prioritize while maintaining close attention to detail. Ability to build strategic partnerships with internal stakeholders. Must be a critical thinker with strong qualitative skills. Information Security/Risk Management certification would be an advantage.
Posted 2 months ago
1 - 2 years
3 - 4 Lacs
Gurugram
Work from Office
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, youll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Support alignment of risk reduction initiatives with the organizations overall risk management framework and business objectives. Demonstrate understanding of process risk issues and mitigation strategies Support identification and prioritization areas within BU processes that require risk reduction measures (e.g., assist in coordinating across First Line of Defense (1LoD) risk identification team) Assist with execution on process risk reduction, leveraging enterprise support as needed to ensure timely resolution of vertical and horizontal (i.e., within BU or across processes that extend beyond the BU) issues that are of highest priority and/or most significant impact to the enterprise Assist in conducting independent root cause analyses focused on identifying underlying process vulnerabilities to prevent potential Operational Risks (ORs), with a focus on the most common or high-risk issues and/or losses, based on comprehensive methodology (e.g., comprehensive risk-based prioritization) to prevent recurrence, and inform control design/ enhancement Document control design effectiveness Monitor and track the implementation of process changes, ensuring they are effective in reducing risk and align with the risk appetite Document learnings from improving controls to elevate the process risk reduction capabilities within the BU and across the enterprise Foster a culture of risk awareness and ongoing improvement within the team Support sharing insights, better practices, themes, etc. across the enterprise Partner with various teams across markets by maintaining a strong focus on Plan Management, testing & implement a consistent Business Continuity Planning (BCP), Business Impact Analysis, and Disaster Recovery (DR) program for the business Improve the quality and coverage of Business Impact Analysis landscape to minimize risk in its crisis preparedness program and manage the control ratings metrics Understand Enterprise Resilience requirements related to BCPs, DR and educate, facilitate the business in meeting those requirements Required Qualifications: 1-2 Years experience in operational risk management (e.g., within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities Project management, communication, and interpersonal skills Experience in process governance, with an understanding of processes that align with policies, regulatory frameworks, and/or operational standards Analytical and problem-solving skills, with an ability to analyze data, identify trends, and evaluate risk scenarios effectively [BU-SPECIFIC] Preferre d Qualification s: Bachelors Degree in Finance, Business, Risk Mgmt., or related field; advanced degrees (e.g., MBA, MSc) or certifications are advantageous Experience in at least one of the following: Assisting of Identification and prioritizing areas that require risk reduction measures Executing on process risk reduction to ensure timely resolution of issues Conducting root cause analyses focused on identifying process vulnerabilities to prevent potential operational risks (ORs), with a focus on the most common or high-risk issues and/or Operational Risk Events (OREs), based on comprehensive methodology (e.g., comprehensive risk-based prioritization) to prevent recurrence, and inform control design/ enhancement Conducting independent testing of issues to ensure complete & effective resolution Monitoring and tracking the implementation of process changes ORMCM We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: Competitive base salaries Bonus incentives Support for financial-well-being and retirement Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need Generous paid parental leave policies (depending on your location) Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities
Posted 2 months ago
22 - 30 years
50 - 100 Lacs
Aurangabad
Work from Office
Dear Candidates, Greetings of the day! We are hiring for the position of Chief Operating Officer (COO) - Operations - API Manufacturing for Aurangabad location: Role & responsibilities Responsible for leading entire gamut of three API manufacturing sites at Aurangabad and P&L Management. Hands on experience of value chain Mgmt. of Overall Pharmaceutical API Operations. Strong exposure in handling Regulatory audits. Design, Develop & Implement Organizational growth strategy & plans. Drive efficiency, Cost Optimization Plans, Productivity Improvements through Manufacturing excellence & lean Tools. Lead & Mentor functional heads & Managers, fostering a culture of excellence, collaboration & Innovation. Provide strong leadership, business acumen and demonstrated ability to lead cross-functional teams with an end-to-end supply chain. Proven track record of managing complex projects in the areas of sourcing / development / commercialization / technology transfer / process trouble shooting of multi-step API products for large scale production. Ensures production areas, process and procedures are maintained in full current Good Manufacturing Practices / EHS compliance. Conceptualising and implementing innovative cost reduction and value engineering strategies Collaborate with, and serve as plant level liaison with internal cross functional departments & external parties for successful completion of the new facility setup, project, validation & manufacturing activities. Preferred candidate profile : Experience : 22+years in API Pharma Industry with hands on experience of handling Multi- Site Operations as COO. Education : BE Chemical or B.Tech or M.Tech Chemical Job location : Shendra, Aurangabad. Interested candidates can share their profile at poonamm@harmanfinochem.com
Posted 2 months ago
8 - 12 years
25 - 40 Lacs
Hyderabad
Work from Office
About this role: Wells Fargo is seeking a Financial Crimes Director to lead a team responsible for the investigations of AML and fraud activity primarily for compliance within the United States jurisdiction. In this role, you will: Manage and develop specialized teams of experienced managers and professional individual contributors with focus on delivering moderate to high complexity and risk and product service Maintain an awareness of financial crimes activity across the enterprise and the industry and act a subject matter resource person within the industry Foster an environment that ensures communication and cooperation across the three lines of defense to facilitate transparency, balance and credible challenge Develop and implement procedures, controls, analytics and trend assessment to ensure proactive identification, prevention execution, detection, investigation, recovery and government and internal reporting of financial crimes activity Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FACTA Identify opportunities and strategies for process improvement and risk control development Interpret and develop range of policies and procedures for functions with moderate to higher complexity and risk Lead a team by making strategic decisions to resolve highly complex issues to meet higher risk deliverables Direct the development and implementation of procedures, controls, analytics and trend assessment to ensure proactive identification, prevention, execution, detection, investigation, recovery, government and internal reporting of financial crimes activity Manage programs or initiatives related to a line of business and a Company strategy with considerable impact across the Company and externally Collaborate with and influence all levels of professionals including leadership Manage relationships and foster a team orientation with business heads, legal, audit and multiple US and non-US regulators Represent the businesses in the external community, including with regulators, law enforcement, elected officials and trade groups Manage allocation of people and financial resources to ensure commitments are met and align with strategic objectives Develop and guide a culture of talent development to meet business objectives and strategy Required Qualifications: 8+ years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 4+ years of management or leadership experience Desired Qualifications: Extensive Experience in Anti -Money Laundering (AML) / Bank Secrecy Act (BSA) experience. Experience leading large cross-functional teams responsible for conducting Financial Crimes related research, analysis and disposition. Proven and demonstrated leadership skills including relationship building, partnering and collaboration skills. Proven operational and capacity management skills leading teams across multiple locations. Strong analytical skills with high attention to detail and accuracy. Strong verbal and written communication skills. Ability to execute in a fast paced, high demand, environment while balancing multiple priorities. Job Expectations: Ability to work overlap hours with US time zones Work from Wells Fargo base location only
Posted 2 months ago
5 - 10 years
7 - 17 Lacs
Bengaluru
Work from Office
About this role: Wells Fargo is seeking a Lead Enterprise Risk Officer. In this role, you will: Participate and develop, implement and monitor risk based governance programs to identify, assess and mitigate risks across lines of business and risk domains in multiple risk categories for Enterprise Risk Review moderately complex business, operational, or technical challenges that require an in depth evaluation of variable factors Provide oversight, develop, implement, monitor and challenge for corporate governance risk programs and manage reporting Utilize risk knowledge to issue resolutions for moderate to high risk companywide projects and initiatives Develop, implement, monitor and interpret, risk based governance programs, create new policies and guidelines Resolve moderately complex issues and lead team to meet risk area, projects and process deliverables, while leveraging solid understanding of the risk policies, procedures and compliance requirements Lead and manage multiple concurrent initiatives Guide and direct the organization in terms of policies, effectiveness of companywide initiative execution, and reporting to the Board Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Lead and direct a team with limited supervisory focus Partner with managers to coordinate risk reporting to executive management, committees, and Board of Directors Required Qualifications: 5+ years of Risk Management experience (Compliance, Financial Crimes, Operational Risk, Audit, Legal, Credit Risk, Market Risk, IT Systems Security, Business Process Management) or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Degree in statistics, math, engineering, physics, accounting, finance, economics, econometrics, computer sciences, or business/social and behavioral sciences with a quantitative emphasis preferred 5+ years of experience model validation /model implementation/ model development or performing deep risk analytics across liquidity risk, capital oversight for a large multinational bank or large US bank or major consulting firm Experience in liquidity risk management and stress testing in a complex banking environment Experience in regulatory capital requirements, risk aggregation, and capital allocation Experience with Treasury risks including asset liability management (ALM), interest rate risk in banking book, and market risk in trading portfolios Strong analytical skills with high attention to detail and accuracy Technical or academic writing skills and experience Strong project management skills to ensure delivery of highest quality of work within tight timelines, as well as creating, maintaining, and supporting processes subject to intense regulatory scrutiny Excellent communication skills and experience in building and maintaining partnerships across various levels of the organization Proficiency managing databases, spreadsheets, or programming (understanding code and coding including one or more of SAS, Python, R, VBA, C, Java, or C++) License certifications in finance and risk such as CFA, FRM, preferred Understanding of model risk supervisory guidance and model validation requirements for large and complex institutions, across geographies Knowledge of Wells Fargo systems and process, and industry standard practices for CCAR/DFAST, RRP, etc. Job Expectations: Execute the Validation processes based on model risk supervisory guidance, Model Risk Management Policy and procedures, and current industry best-practices in one or more of the above-named areas. In particular: Ensure credible challenge of models through validation process Evaluate all relevant components of models and assess model soundness across lifecycle Identify areas of weakness and work with model owners, risk partners, and other key stakeholders to ensure risk commensurate remediation Demonstrate strong knowledge of subject matter area of focus, as well as sound validation and analysis techniques Deliver high quality and timely validation reports combining intellectual rigor, analytical depth, and key model risk perspective Support timely resolution of model weaknesses Follow reporting and escalation protocols of review results and follow up on identified risks/observations Continually work to improve efficiency, consistency, and quality of independent model validation Ensure all models within scope are independently validated per expected standards and schedule Build and maintain effective working relationships with key partners and stakeholders across Wells Fargo Understand model risk supervisory guidance, Model Risk Management Policy, and current industry best-practices
Posted 2 months ago
6 - 8 years
0 - 0 Lacs
Chennai
Work from Office
Job Title: Team Leader - Pre Trade Location: Chennai Experience: 6+ Years Job Summary As the Team Leader - Pre Trade Transaction Services , you will lead a team responsible for critical pre-trade cash processing functions. These include timely processing of cash flows, fees, expenses, trade-related FX transactions, and instruction of cash movements across custody platforms. You will also support security transactions such as STIF and collateral movements, monitor overdrafts, and provide timely responses to Investment team queries. The role demands a strong understanding of operational risks, excellent communication, and team leadership capabilities to drive performance and ensure compliance. Key Responsibilities Team Leadership & Supervision Oversee daily operations, ensuring high-quality outputs and adherence to deadlines. Support the manager with planning, prioritization, and effective resource allocation. Provide coaching, training, and guidance to team members to meet performance targets and development goals. Cash & FX Processing Process and validate custodian-dealt FX transactions, ensuring accurate allocation to portfolios. Monitor, investigate, and resolve FX-related breaks in coordination with reconciliation teams and custodians. Manage cash flows and associated activities in internal systems, including STIF and ad hoc FX, fees, and collateral movements. Oversee reconciliation and processing of synthetic FX transactions. Monitor overdrafts, investigate root causes, and provide reporting, especially for sensitive clients. Operational & Risk Management Ensure all tasks align with internal controls and risk procedures. Contribute to procedural improvements and risk mitigation strategies. Assist in updates to the Business Continuity Plan (BCP) and Risk and Control Assessments (RCA). Proactively identify and escalate issues before they evolve into significant risks. Stakeholder Communication & Reporting Generate and distribute MI reports (daily, weekly, monthly) to stakeholders. Address and resolve cash-related queries from Investment teams with speed and accuracy. Support the manager in evaluations, policy adherence, and performance feedback. Step in for the manager when required to ensure continuity in leadership. Compliance & Disclosure Maintain the highest level of transparency and integrity in disclosing operational issues. Ensure full and timely documentation and communication of all identified issues. Uphold internal and regulatory compliance standards at all times. Mandatory Skills 6+ years of experience in cash and FX payment processing, with a background in Asset Management. Strong understanding of operational risk frameworks and internal control structures. Proven leadership in managing teams and driving performance in high-pressure environments. Excellent communication and stakeholder management skills. Advanced time management and multitasking capabilities. Analytical and numerical skills, with the ability to perform root cause analysis and produce quality MIS. Good-to-Have Skills Professional qualifications such as IOC (Investment Operations Certificate) or IMC (Investment Management Certificate). Project management or business change experience/certification. Experience with the asset lifecycle and global custody systems. Familiarity with continuous improvement methodologies and change management. Keywords: Leadership Development, Trade Lifecycle, Trade Management Required Skills Leadership Development,Trade Lifecycle,Trade Management
Posted 2 months ago
5 - 8 years
3 - 7 Lacs
Mumbai
Work from Office
Skill required: Marketing Operations - Salesforce Marketing Cloud Designation: Quality Auditing Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years What would you do? The QA Specialist be a part of the team responsible for auditing website for various markets that deliver of marketing services to our client regarding the campaign and content management processes. Broad areas of work include: Auditing campaigns and online content for the website Completing audits as per client's requirements and agreed timelines Ensure quality and timely completion of audits Ensure clear feedback on errors Flag risks to quality to the leads and reporting of audit resultsRole requires Digital Marketing Ads & Promotion creation/designYou will help design, implement & manage Salesforce Marketing Cloud, a customer relationship management (CRM) platform for marketers that allows them to create and manage marketing relationships and campaigns with customers. You will help incorporate incorporates integrated solutions for customer journey management, email, mobile, social, web personalization, advertising, content creation and management, and data analysis. What are we looking for? Technical Skills: Experience in content/campaign management systems like SDL Tridion, AEM,ACM,SFMC etc Knowledge/basic experience in HTML coding and CSSFunctional Skills: 1yr experience in content management process and campaign management Experience in working with globally distributed teams 2 years of experience in a quality process as an auditor preferably in the content management spaceInterpersonal Skills: Strong Interpersonal and communication skills including ability to interact with senior members in the project board. Ability to work independently with minimal supervision as a self-starter and chase down people/teams to achieve closure when required. Ability to take end-to-end ownership of audits by collaborating across teams and individuals. An organized and planned approach to work with the ability to move things swiftly despite several dependencies. Appreciation of the need for documentation. Roles and Responsibilities: The responsibilities / authorities include:Primary activities include Audit requests for all types of work using standard checklists Tracking audit results Completing audits based on targets and timelines Adhere to the audit framework when conducting audits Identify common defects and devise measures and actions for improvement Reporting audit results, feedback and progress on improvements at frequency defined by management Coach individuals to improve their output quality Maintain checklists versions and communicate updates to the teamOther management activities Identify operational risks and issues related to current process and indicate to operations Be flexible to work in shift hours ensuring complete overlap with markets and stakeholders Help in overall team's work-load by managing own deliverables and help team when required Qualifications Any Graduation
Posted 2 months ago
6 - 11 years
9 - 14 Lacs
Bengaluru
Work from Office
The Control Management group s mission is to solidify an effective Firm wide control framework within and across the lines of business by identifying and remediating control issues with a sense of urgency, regardless of the source. Within Controls Management, the Controls Room (CR) functions as a utility for the firm, provides control and compliance reporting, metrics and data analytics at the Enterprise level. Job Summary As an Associate within the controls management team, you will be required to do TCoE (Testing Center of Excellence) Reporting team to delivering standardized control-related data, ensuring swift, efficient, and precise reporting. The departments mission is to furnish insightful management information that aids decision-making, strengthens control oversight, and boosts efficiency through standardized operational risk reporting. Job responsibilities Work with the Automation lead to identify and deliver Analytics and report automation solutions Develop best in class Dashboards/visualizations to generate actionable insights Develop scalable data preparation, maintenance, and reporting procedures that can be leveraged by business units and functional areas across the firm Implement data evaluation techniques aimed at measuring business risks and control issues Develop re-usable tools that can be leveraged by business units across the firm Collaborate with business managers and developers to integrate the results with existing systems Comply with JPMC procedures and QA best practices to ensure the quality of data, models and outputs Stay abreast of new tools and technologies to practice up-to-date data evaluation strategies Collaborate with stakeholders across the firm to integrate results with existing systems and processes Required qualifications, capabilities, and skills 6+ years of BI/Analytics experience 5 years experience in Dash boarding using Tableau Master s or a graduate degree in Computer Science, Statistics, or a related quantitative field 5+ years experience in ETL using Alteryx Ability to learn quickly, adjust to changes and think outside the box Excellent time management and organizational skills with attention to detail Ability to learn quickly, adjust to changes and think outside the box Should be flexible with EMEA shifts Preferred qualifications, capabilities, and skills Knowledge of Qlikview/Qliksense Knowledge of Big Data Concepts / Hadoop Experience with operational risk in the banking industry
Posted 2 months ago
3 - 8 years
13 - 17 Lacs
Bengaluru
Work from Office
The Control Management group s mission is to solidify an effective Firm wide control framework within and across the lines of business by identifying and remediating control issues with a sense of urgency, regardless of the source. Within Controls Management, the Controls Room (CR) functions as a utility for the firm, provides control and compliance reporting, metrics and data analytics at the Enterprise level. Job Summary As an Associate within the Controls Management team, you will be dedicated to the TCoE (Testing Center of Excellence) reporting team to deliver standardized control-related data, ensuring swift, efficient, and precise reporting. The departments mission is to furnish insightful management information that aids decision-making, strengthens control oversight, and boosts efficiency through standardized operational risk reporting. Job responsibilities Preparing, analyzing and distributing firm wide Controls related reports to the senior management. Contribute in finalizing the thematic executive analysis and commentary for leadership presentations Understanding the data in depth and derive meaningful insights. Analyzing and interpreting data to identify trends, patterns and opportunities and present meaningful analysis to the senior management on the control management themes Complete Adhoc projects and initiate process improvements around the Reporting process. Understand changes as they affect the reporting team and participate in Projects and UATs as required Work on Business Intelligence in partnership with onshore & offshore teams and Business stakeholders for design and development of Dashboards. Review all existing reports and scorecards for better visualization and interaction Creating and working with data sets required & cross data relationships. Contribute in identifying key reporting indicators through data deep dives, data mining, collaboration with Risk and Control Management organization. Required qualifications, capabilities, and skills 8+ of relevant experience preferably in Banking & Financial Services Knowledge of Operational Risk and Controls Self-Assessment Program Data mining Skills and ability to aggregate data from disparate sources and present meaningful business analysis/insights to senior management is required Prior experience in the drafting of documentation, written reports and artifacts which are presented and utilized by Senior Management is preferred Advanced proficiency in Microsoft Excel is mandatory and experience with SQL/ querying data sets using a relational database is a plus. Attention to detail and excellent time management skills to meet the Business Priorities are needed Ability to learn quickly, Adjust to changes and Think outside the box Experience in managing a small team Good verbal/written and inter-personal skills Preferred qualifications, capabilities, and skills Experience with the Reporting of Key Risk Indicator (KRI) or Key Performance Indicator (KPI) in the controls environment Exposure to Tableau/Alteryx to build interactive data visualizations
Posted 2 months ago
7 - 12 years
1 - 4 Lacs
Mumbai
Work from Office
Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers. In this role, you will balance your focus on business results by offering options and finding solutions to help our customers with issues. Job Summary As a Trading Services Associate within JPMorgan Chase, you will play a crucial role in upholding the companys strength and resilience. Your contributions will be instrumental in fostering the firms growth responsibly, as you anticipate new and emerging risks and apply your expert judgement to tackle real-world challenges impacting our company, customers, and communities. You will be part of a culture that promotes innovative thinking, challenges the status quo, and aims for best-in-class performance. Job Responsibilities Capture all transactions timely and accurately in the Risk Management Systems. Complete intraday/end-of-day processes, including completeness and reconciliation checks, to ensure new trading activity and general book management are processed accurately. Work closely with Operations functions and infrastructure groups to support a one team approach . Ensure all controls are diligently performed, completed, and signed-off on a timely basis. Communicate clearly and concisely with all support teams to ensure the timely and efficient resolution of queries. Participate and contribute to various strategic initiatives; keep improving and evolving processes and business architecture. Build an in-depth understanding of all trading structures from both a financial and operational perspective. Required Qualifications, Skills and Capabilities Graduate with minimum 7 years of experience Understand all relevant derivatives and hedging products (Interest Rate Swaps, Basis Swaps, Cross Currency swaps, Forward Rate Agreement (FRA), Foreign Exchange (FX), Zero Coupon and Overnight Index Swaps (OIS), Bond and Futures) Knowledge of the front to back Operations process (including the key elements such as confirmations, settlements, regulatory reporting) and facilitate issue resolution across teams Understand the key elements of other infrastructure groups (i.e. Finance, Market risk, Credit risk, Operational risk, Legal, Collateral etc.) and recognize the impact of the actions of the Trade support team on these areas Must have clear communication skills and an ability to use these to work collaboratively, explain, and challenge, as appropriate Attention to details and sense of ownership Great team player able to work in a pressurized and changing environment Possess strong analytical and numerical skills Preferred Qualifications, Skills and Capabilities Strong technical skills, especially in Excel (VBA is a plus)
Posted 2 months ago
5 - 10 years
12 - 17 Lacs
Hyderabad
Work from Office
Some careers shine brighter than others. If you re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Senior Business Analyst In this role, you will: Working to establish best in-class authentication controls on HSBC IT assets. Be responsible for maintaining and uplifting IAM Authentication control processing, applied for onboarding and usage of Group IAM tooling. Support the Authentication control owner as subject matter expert (SME) to face-off to HSBC s stakeholders; work to establish and manage effective relationships across Global Business and Global Functions to enhance the overall business experience. Provide Authentication controls related guidance and answer queries on aspects of Group IAM related tooling. Work in conjunction with the IAM CARA team members to review and streamline a global best in class process and procedure to enhance operational efficiency. Work alongside the IDAM Control Owners to record, monitor and publish MI / KCI reporting and dashboards for the Cybersecurity management and other appropriate stakeholders. Manage standard business communications regarding the Group IAM tooling in conjunction with the other IDAM Control Owners. Support IAM s global team via monthly performance reviews and the annual performance management process. This includes providing oversight of designated tasks and ensure all are tracked and completed to a best-in-class standard. Liaise with project managers and key stakeholders of assigned projects, ensuring all assigned tasks are completed as per project plans Participate where required in relevant controls governance committees and work closely with internal stakeholders across the business to ensure alignment on key initiatives. Provide SME support on audit related requests, in-line with HSBC s internal and external regulatory control standards, including timely responses and time completion of internal and external audit/regulatory driven actions. Adhere strictly to compliance and operational risk controls in accordance with regulatory standards, policies and practices; report control weaknesses; compliance breaches and operational loss events. Research, evaluate and identify Identity & Access Management enhancement opportunities to maintain or surpass industry standards, such as improved automation, simplification and globalization. Assist with the delivery of IAM improvements, automation and future-state objectives and strategies. Adhere to and actively support established policies and procedures in own team. Support change initiatives and embed change initiatives within own team Requirements To be successful in this role, you should meet the following requirements: Identity & Access Management Experience Risk & Issue Management Experience NIST Awareness/knowledge Technical background Previous audit/governance role Strong analytical, technical, and problem-solving skills. Strong presentation and reporting skills. Role relevant qualifications, i.e.CISSP/CISM is desirable but not essential You ll achieve more when you join HSBC. .
Posted 2 months ago
4 - 8 years
5 - 9 Lacs
Bengaluru
Work from Office
Job Summary The prospect candidate would be primary responsible for managing the digital custody services offering (including conventional custody) comprising of client service management, transaction processing, systems maintenance, and monitoring, reporting and operational risk reporting. Key Responsibilities To effectively lead, manage and process Standard Chartered Bank digital asset custody transactions (safekeeping, transfer, reconciliations, billing) on daily basis and escalate any exceptions which requires immediate resolution. Define, document, implement, and maintain scalable and efficient digital asset operational frameworks. Drive continuous quality improvement and automation within digital asset and across conventional assets. Manage a growing offshore outsource team and empower the team to take on greater responsibilities. Collaborate with stakeholders across the organization to ensure seamless and scalable operations. Drive the implementation of new clients, products, and services. Support projects around digital assets, blockchain, key custody technology and tokenization Resolve queries raised by clients and stakeholders, seeking guidance from Compliance where required. Spearhead and engage with new on-boarding of clients to facilitate the operational take-on and set-up of new relationship. Take active interest in changes to the Financial Services industry. Form an integral part of the front to back process flow. Review processes and procedures to identify weaknesses/inefficiencies and recommend remedial action as required. Work with Compliance to understand new regulatory requirements and ensure we fulfil our obligations. Lead hubbing of operations right shoring for FSS markets. Other Responsibilities To undertake periodic self assessment on key controls to access the proper functioning and adequacy of existing controls. Assist in coordinating facilitating and promoting understanding of operational risk and in implementation and the management of it. To effectively manage and process Standard Chartered Bank and Regional Securities Services custody (conventional + Digital) transactions (Corporate actions, Settlements, Billing) on a daily basis and escalate any transactions which requires immediate resolution. Ensure that turnaround times in respect of processing various transactions are met on a constant basis as per agreed SLA with respective units. Ensure that all enquiries / complaints are resolved within the agreed turnaround timelines. To develop strong working relationship with GBS to ensure that transaction processing across securities services processes are carried out with minimal risks and with high quality standards. To develop key working relationships with internal customers and support units etc. To ensure that Department Operating Instructions (DOI), checklists, SLA are kept up to date, and shared with the team-members and reviewed to ensure practicing of the same. Ensure Adherence by unit to the Group and country policy and procedures. Ensure adherence on an ongoing basis to all requirements of KYC/AML/sanction regulations as may be issued from time to time. Avoid revenue leakage and ensure that there are no debits to P&L Accounts without appropriate authority Ensure that all internal account reconciliation escalations are addressed on a daily basis and correction entries passed where required e. g. sundry, erroneous, CSA accounts etc. To ensure that any nostro un-reconciled entries are escalated are kept to a minimum and are resolved daily. Initiate transfer of best practices to/from other processing centers. Live the values of SCB at all times. To supervise and participate in projects initiated for risk-mitigation, service improvement, technology upgrade, regulatory etc. Regulatory & Business Conduct Display exemplary conduct and live by the Group s Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Key stakeholders Internal Securities Services and Cash Operations Support Unit Dept (Finance, Admin, IT) Other Business Unit, Group Functions and Process/Product Owners Project/Change team FSS governance FSS global heads External All clients Our Ideal Candidate An experienced operations professional in the banking or financial sector with Securities Services and minimum 12+ years of experience, across digital asset and conventional asset services (client onboarding, securities trade/clear/settlement/corporate actions, billing, payments, regulatory reporting, reconciliation, exception handling and business continuity management) project management, business enablement, business analyst. Experience in working with and managing outsourcing partners. Demonstrates a passion for digital assets and understanding of blockchain technology and cryptocurrencies. Preferably, a track record of leading change and defining operational processes for new business lines. Bachelor s / Master s degree in Banking/Finance/Information Technology or a similar subject or comparable professional training Role Specific Technical Competencies Spot Opportunities Communication Collaborate Deliver Sustainably Achieve Results Solve Problems Microsoft Skill Product Knowledge Management Skill People Management Capacity Planning Data Analysis Project Management Risk Assessment About Standard Chartered Were an international bank, nimble enough to act, big enough for impact. For more than 170 years, weve worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If youre looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we cant wait to see the talents you can bring us. Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, youll see how we value difference and advocate inclusion. Together we: Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term What we offer In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing. Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations. Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum. Flexible working options based around home and office locations, with flexible working patterns. Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning. Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential. Recruitment Assessments Some of our roles use assessments to help us understand how suitable you are for the role youve applied to. If you are invited to take an assessment, this is great news. It means your application has progressed to an important stage of our recruitment process. Visit our careers website www. sc. com/careers www. sc. com/careers 24489
Posted 2 months ago
3 - 7 years
6 - 11 Lacs
Mumbai
Work from Office
Key Responsibilities Summary The Risk Management Specialist is responsible for the implementation and execution of daily risk activities, ensuring compliance with regulatory requirements, and managing client margin shortfalls. This role involves close monitoring of client activities, operational risk investigation, and coordination with IT for system enhancements. The specialist will also be responsible for testing new products, updating risk policies, and recommending changes to the control environment to mitigate operational risks. Key Responsibility The Risk Management Specialist will implement and execute daily risk activities, ensuring compliance with regulatory requirements. This includes segment-wise monitoring of clients for margin shortfalls and sending margin call intimations. The specialist will identify reasons for exchange end-of-day (EOD) margin shortfalls and report short allocation shortfalls (SA04) to the exchange. They will also manage the squaring of positions as per policy guidelines and perform trade modifications within specified timeframes. Operational loss investigation and root cause analysis (RCA) are key components of the role, ensuring adherence to risk policies and exception reporting. The specialist will test new products in the User Acceptance Testing (UAT) environment and ensure exchange margin requirements are met at all times, identifying positions for liquidation in case of client shortfall. Updating the scrip basket according to risk policies and exchange circulars, and coordinating with IT for system bug fixes and additional requirements, are also essential tasks. The Risk Management Specialist will challenge and constrain business activities where risks are not aligned with the risk appetite of the business and functions. They will recommend changes to the control environment to reduce operational risk exposure within agreed tolerance levels. Regular assessment of existing Key Control Standards, Key Risk Indicators (KRIs), and Key Control Indicators (KCIs) to ensure cost-effectiveness, efficiency, and relevance will be crucial. Skills and Experience Skills Analytical Thinking Attention to Detail Problem-Solving Communication Skills Coordination and Collaboration Regulatory Compliance Risk Analysis IT Coordination Qualifications Qualification - The ideal candidate will have a Bachelors degree in Finance, Business Administration, or a related field, with proven experience in risk management, preferably in the financial services industry. They should have a strong understanding of regulatory requirements and risk policies, excellent analytical and problem-solving skills, and the ability to work under pressure and meet tight deadlines. Strong communication and coordination skills, along with proficiency in risk management software and tools, are essential. Certifications - Graduation in any stream preferably in Commerce or Business Management, National Institute of Securities Market About Standard Chartered Were an international bank, nimble enough to act, big enough for impact. For more than 170 years, weve worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If youre looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we cant wait to see the talents you can bring us. Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, youll see how we value difference and advocate inclusion. Together we: Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term What we offer In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing. Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations. Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum. Flexible working options based around home and office locations, with flexible working patterns. Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning. Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential. www. sc. com/careers 10110
Posted 2 months ago
3 - 7 years
7 - 11 Lacs
Gurugram
Work from Office
Key Responsibilities This role is responsible for delivering excellent client service and product advice (CASH) for a select portfolio of Corporate, Commercial & Institutional Banking (CCIB) Premier clients in all interactions for their post transactional enquiries, complaints, and other service-related issues. Acts as the in-country primary contact person for a portfolio of Premier clients and internal staff for advice, enquiries, complaints and any other service issues Build strong relationship and rapport with clients at the transactional and operational level Deliver excellent service against agreed service standards Identify opportunities for increasing clients product utilisation, smoother operations and optimising channel usage through analysis of client data, proactive transaction monitoring using available tools Deliver product / channel training and advisory As a service partner, work together with RMs, Product Sales, Operations and other key internal stakeholders to solve client issues and identify opportunities to improve overall service for the clients This role is responsible for delivering excellent client service and product advice (CASH) for a select portfolio of Corporate, Commercial & Institutional Banking (CCIB) Premier clients in all interactions for their post transactional enquiries, complaints, and other service-related issues. Acts as the in-country primary contact person for a portfolio of Premier clients and internal staff for advice, enquiries, complaints and any other service issues Build strong relationship and rapport with clients at the transactional and operational level Deliver excellent service against agreed service standards Identify opportunities for increasing clients product utilisation, smoother operations and optimising channel usage through analysis of client data, proactive transaction monitoring using available tools Deliver product / channel training and advisory As a service partner, work together with RMs, Product Sales, Operations and other key internal stakeholders to solve client issues and identify opportunities to improve overall service for the clients Client Service Primary point of contact for portfolio of Premier clients for professional advice, enquiries, complaints, resolving of discrepancies and transactional errors Provide the highest standard of client service in response to client enquiries and complaints, so as to create improved, lasting relationships with our clients Responsible for client satisfaction with service arrangements and delivery Work with internal stakeholders to provide end-to-end query resolution to client satisfaction Ensure that client SLAs are met Responsible for effective service recovery process through complaint logging and handling Maintain a professional SCB image through all interactions with clients Log and manage all service interactions (enquiries, complaints, incidents, client visits etc. ) within GEMS and / or other relevant systems to ensure that client data is captured and available for client insights / analysis and identification of improvement initiatives Premier Service Management Leverage on metrics and client insights to understand Premier clients needs, and continually identify opportunities for improvements in service, product solutions, utilisation and optimising channel usage, up-selling and cross-selling etc Monitor Premier client transactions using available tools for e. g. UBAM and selectively intervene, coordinating with various units and clients to ensure that transactions are processed in a timely manner Work closely with Front Office Teams/SSMs as product service specialist in country Participate in periodic Service Reviews for Premier clients Review service performance with the clients and generate ways to continuously improve service standards On a selective basis, attend sales calls with Relationship Managers (RM), Product Sales, other Front Office Teams and SSMs to sell our service capabilities and/or resolve clients operational and service issues Provide pro-active client updates Deliver product / channel training to Premier clients within the portfolio Make proactive calls on Premier clients to improve the utilisation level of facilities, increase transaction volume, and identify opportunities for channels and referrals for the business Build trusted partnerships with clients at the daily transactional / operational level Proactive management and end to end ownership of client complaints and incidents, through close collaboration with various internal stakeholders, whilst providing regular updates to clients as well as internal partners such as RMs, Product Sales, other Front Office Teams and SSMs. Processes Identify and assist in the implementation of service and efficiency improvement initiatives and facilitate transfer of best practice Risk Management Comply with Operational Risk Framework for client service processes including but not limited to client identification, complaints and enquiry handling Comply with applicable Money Laundering Prevention Procedures and, in particular, report any suspicious activity to the Unit Money Laundering Prevention Officer and Line Manager Adhere to policies including escalation and compliance requirements, and follow any other relevant internal controls and procedures as they relate to process, products, policies and regulations Key Stakeholders External clients Respective Product Operations Team Leaders, and Operations Head in country RMs & Business Managers TB Product & Sales Managers Segment Service Managers Head Client Experience, CCIB in country Country CIO GBS Product Operations Teams e. g. Premier Service Fulfilment Teams Technology partners e. g. PSS, Collective Intelligence & Command Centre Skills and Experience na Qualifications EDUCATION Minimum of 2 years experience in Banking and / or Service Languages: English and/or local language skills as relevant to country requirements About Standard Chartered Were an international bank, nimble enough to act, big enough for impact. For more than 170 years, weve worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If youre looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we cant wait to see the talents you can bring us. Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, youll see how we value difference and advocate inclusion. Together we: Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term What we offer In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing. Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations. Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum. Flexible working options based around home and office locations, with flexible working patterns. Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning. Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential. www. sc. com/careers 28333
Posted 2 months ago
4 - 8 years
13 - 18 Lacs
Gurugram
Work from Office
About Us At SBI Card, the motto Make Life Simple inspires every initiative, ensuring that customer convenience is at the forefront of all that we do. We are committed to building an environment where people can thrive and create a better future for everyone. SBI Card is proud to be an equal opportunity & inclusive employer and welcome employees without any discrimination on the grounds of race, colour, gender, religion, creed, disability, sexual orientation, gender identity, marital status, caste etc. SBI Card is committed to fostering an inclusive and diverse workplace where all employees are treated equally with dignity and respect which makes it a promising place to work. What s in it for YOU SBI Card truly lives by the work-life balance philosophy. We offer a robust wellness and wellbeing program to support mental and physical health of our employees Admirable work deserves to be rewarded. We have a well curated bouquet of rewards and recognition program for the employees Dynamic, Inclusive and Diverse team culture Gender Neutral Policy Inclusive Health Benefits for all - Medical Insurance, Personal Accidental, Group Term Life Insurance and Annual Health Checkup, Dental and OPD benefits Commitment to the overall development of an employee through comprehensive learning & development framework Role Purpose To effectively execute Enterprise Risk Management framework, interact with senior management team, highlight gaps in processes/ controls through effective risk assessment and governance of risk management processes in the organization. Role Accountability Organize and manage Enterprise Risk Management Committee (ERMC), Operational Risk Management Committee (ORMC), Information Security Committee(ISC) and New Product Introduction (NPI) meetings and highlight new material risks for the company and to ensure they are discussed at appropriate forums Prepare agenda/documentation/ minutes/ for ERMC, ORMC, NPI and ISC meetings and ensure adequate follow up of the issues/ recommendations of the committees and perform independent validation of closed items, highlight gaps to committee, if any Monitor Enterprise Risk Management practices to identify, analyze and report enterprise wide risk Ensure effective implementation of organization s risk management policy in accordance with risk appetite/ risk objectives and ISO 31000 framework and ensure its compliance with regulations and alignment with SBI policy strategically Design and maintain risk management tools like Key Risk Indicators, loss database, scenario analysis, stress test, etc. Report performance of KRI against management approved thresholds to risk committee Review KRI library including risk thresholds annually and recommend for update to VP ERM, wherever required Policy governance - Track policy approval due date, align documents with parent policy and regulatory guidelines, discuss gaps with policy owner and ensure document is updated before submission to board for approval and obtain stakeholder inputs before policy submission to policy review committee Develop frameworks and risk management programs to build risk proficiency and enhance organization risk culture Assist in strengthening ORM Framework, participate in Risk and Control Self-Assessment (RCSA) exercise, identify vulnerabilities and potential control gaps, discuss and formulate action items with process owners to bridge gaps and track action items for timely closure Perform independent testing to evaluate efficacy of internal controls, process, procedures or systems and consult with first line to open issues related to control failures, implementation plans and timelines to implement recommended actions Manage OR incidents, liaise with business for RCA, resolution and corrective action plan and report OR incident report to senior management Prepare ISO 27001 risk register and ensure it is current and updated Ensure adherence to regular process documentation practices in compliance with the process guidelines Measures of Success Completeness and timeliness in Board documentation, Timely reporting to SBI Monthly ORMC and quarterly ERMC are held in time and minutes circulated and tracked for implementation Effective Policy Management and Risk policy implementation Product governance and reviews are held as per schedule and in line with NPI process RCSA testing is done as per the process defined No adverse regulatory/audit findings Timely design and implementation of Risk awareness programs Timely and accurate updation of process documentation Process Adherence as per MOU Technical Skills / Experience / Certifications Extensive knowledge of Enterprise Risk Management frameworks and principles Experience in preparing deliverables for Management Committees and Board reporting Ability to apply Risk Management techniques for risk identification, assessment, measurement and the monitoring of exposures that may threaten the organization, come up with recommendation for result-oriented solutions Understanding of COSO Internal Controls Framework and ISO 31000 framework Understanding of Basel III Operational Risk Competencies critical to the role Team Player and ability to operate with tight deadlines Strong Communication & Interpersonal Skills with ability to effectively communicate across all levels of an organization and outside company boundaries Qualification CA/MBA Finance Preferred Industry BFSI, Any
Posted 2 months ago
5 - 8 years
11 - 12 Lacs
Noida
Work from Office
Join us as a "Supplier Manager" at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. To be a successful "Supplier Manager", you should have experience with (Mandatory) As a minimum, 5-8 Years of industry Experience. Preferred experience in Supplier Management / Procurement / Contracts and / or 3rd Party Risk Vendor Management / Risk domain. Some other highly valued skills may include (Mandatory): Experience in Supplier Management / Procurement, and /or 3rd party Vendor Management required Knowledge of Contractual/Commercial arrangements within Industry /Market Experience in dealing with multiple Global (and virtual) stakeholders in different business functions and manage their objective, service expectations and priorities e. g. frontline, Risk, Compliance, Fraud and Legal, etc. Advanced knowledge of risk and control frameworks. Detailed understanding of Operational Risk policies & standards Ability to maintains a complete and accurate risk profile of third parties, with early visibility of emerging issues through first level of assurance via analysis of control issues, identification of root causes, implications and right remedial actions required Strong written and spoken communication skills in English; confident and articulate to manage senior executive level relationships A Post-Graduate or Graduate as on the date of application Desirable skills/Preferred Qualifications (Not mandatory): Knowledge of Barclays business areas, key priorities and challenges Financial sector experience and knowledge of the types of services being received Understanding of cost, risk & service parameters Location: Noida Purpose of the role To manage and monitor supplier risk and performance to meet the requirements of the Barclays Third party Service provider Policy and Standards, through control execution, commercial management, relationship and risk management. Accountabilities Management and execution of the supplier control processes, including oversight of suppliers and their performance, monitoring of KPIs to guarantee expectations are met. Collaboration with various stakeholder groups to produce deliverables that meet procurement needs, policies and standards, mitigate supplier risks and issues and ensure supplier relationship align to the bank s needs and business strategy. Identification of suppliers that will provide the right goods and service through market research, capabilities analysis and contract negotiation. Identification of industry trends and developments related to supplier management tools and techniques by attending conferences and participating in training. Monitoring of suppliers control operation to meet Barclays Third party Service provider Management Standards and contractual obligations including quality standards, risk mitigation and commercial activity. Collaboration with regulatory teams to support Global regulatory requests/exams/ongoing activity. Analyst Expectations To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. Requires in-depth technical knowledge and experience in their assigned area of expertise Thorough understanding of the underlying principles and concepts within the area of expertise They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others. OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate. Will have an impact on the work of related teams within the area. Partner with other functions and business areas. Takes responsibility for end results of a team s operational processing and activities. Escalate breaches of policies / procedure appropriately. Take responsibility for embedding new policies/ procedures adopted due to risk mitigation. Advise and influence decision making within own area of expertise. Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct. Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function. Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Make evaluative judgements based on the analysis of factual information, paying attention to detail. Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. Guide and persuade team members and communicate complex / sensitive information. Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.
Posted 2 months ago
4 - 9 years
13 - 18 Lacs
Gurugram
Work from Office
Support subject matter expects in sharing of knowledge/guidance and participate in conversations with BU on associated topics Assist in ensuring all activities & guidance provided to BU are in alignment with standards set by centralized specialist risk-stripe teams Facilitate activities to comply with enterprise policies and programs pertaining to specific risk types (e.g., AEMP10 Third-Party Management policy, AEMP05 - Business Continuity Management Policy, etc.) Assist more senior team members in supporting with design/ enhancement of BU procedures /standards by providing topic-specific insight Support integration of decentralized risk types into broader Operational Risk Management (ORM) policies and programs Support developing and maintaining a repository of topical risk information, including emerging trends, best practices, and regulatory updates relevant to each area of expertise Support more senior team members with design and dissemination of targeted training and awareness programs to increase understanding and management of specific risk topics within US Consumer Services Support more senior team members in consultation on the design and implementation of controls tailored to specialized risk areas, and gather broader input on the area of risk Support more senior team members in compiling and reviewing topical risk knowledge to share with BU process owners to enable BU to strengthen and embed relevant ORM considerations into processes Assist in advising topical risk strategies and procedures to align with changes in the business environment and regulatory landscape, and frequently review Support sharing insights, better practices, themes, etc. across the enterprise Required Qualifications: 4+ years of experience in operational risk management (e.g., within Risk and/or Internal Audit function) and understanding critical operational risk management lifecycle activities Excellent Project management, communication, and interpersonal skills Experience in process governance, establishing and overseeing robust decision-making processes that align with policies, regulatory frameworks, and/or operational standards Robust analytical and problem-solving skills, with an ability to analyze data, identify trends, and evaluate risk scenarios effectively Preferred Qualifications: Bachelors Degree in Finance, Business, Risk Mgmt., or related field; advanced degrees (e.g., MBA, MSc) or certifications are advantageous Experience in at least one of the following: Supporting go-to subject matter experts in sharing subject matter expertise within the BU on decentralized risks Facilitating activities to comply with enterprise policies and programs pertaining to specific risk types and supporting with design/enhancement of procedures/standards by providing topic-specific insight Advising on decentralized risk types into broader operational risk policies and programs Experience in financial services industry
Posted 2 months ago
2 - 4 years
4 - 6 Lacs
Mumbai
Work from Office
Business Unit: Compliance, Risk and Internal Audit Reporting To: Manager, Operational Risk Shift: EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 88-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm has over $1 trillion in assets under advisement (as of December 31, 2023) and $302.7 billion in assets under management (as of March 31, 2024). Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai, and Mumbai. Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world. For more information, please visit https: / / www.russellinvestments.com . Russell Investments operates an independent risk management program through Global Risk Management (GRM). Consistent with best practices and regulatory requirements, GRM is independent from both manufacturing and go-to-market functions. Russell Investments is seeking an Operational Risk Analyst to support the development and maintenance of our company s business continuity and disaster recovery initiatives for the Global Risk Management (GRM) team. Under the guidance of the leadership team, you will assist in documenting business unit critical business processes and workarounds, identifying potential business interruptions, developing safeguards against these interruptions, and implementing recovery procedures in the event of a business disruption. Years of Experience 2-4 years of dedicated work experience in Operational Risk Management. Qualifications Bachelor s degree (Accounting, Finance or Business Administration) is required. MBA or similar graduate degree (preferred, but not required) Professional certification in business continuity (e.g., CBCP, CBCI or MBCI) is preferred. Responsibilities Assist in the development and upkeep of the business continuity program and adhering to the company s standards and industry best practices. Coordinate with business unit stakeholders to conduct and document thorough business impact assessments (BIA) and business continuity plans (BCP) to identify critical functions, assess potential risks, and develop strategies to minimize disruption and facilitate swift recovery in the event of an incident. Support the training and preparedness programs to ensure staff readiness in implementing the BCPs and BIAs. Collaborate with stakeholders to align BCPs and BIAs with the company s goals. Work in partnership with core infrastructure teams (IT, Facilities, Communications) to develop coordinated IT disaster recovery plans, associate life/safety programs and crisis communications procedures. Participate in risk assessments to help identify areas of vulnerability and support the implementation of risk mitigation strategies. Monitor and report on adherence to business continuity policies and procedures. Maintain crisis management plans globally. Keep abreast of the latest developments in business continuity and operational risk management. Maintain program metrics and reporting. Special Projects as assigned. Candidate Requirements Strong knowledge Excel and PowerPoint with the ability to craft board-level presentations. Lead Risk Management mindset. Basic understanding of the operational framework. Experience with a business continuity program. Core Values Strong interpersonal, oral, and written communication and collaboration skills with all levels of management Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines, Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability. Highly resourceful and collaborative team-player, with the ability to also be independently effective and exude initiative and a sense of urgency. Exemplifies our customer-focused, action-oriented, results-driven culture. Forward looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions. Ability to act with discretion and maintain complete confidentiality. Dedicated to the firm s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor.
Posted 2 months ago
3 - 6 years
5 - 8 Lacs
Mumbai
Work from Office
Job Title: RSKMarket Risk Job Code: 9857 Country: IN City: Mumbai Skill Category: Risk Description: Nomura Overview: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com . Nomura Services, India supports the group s global businesses. With worldclass capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group s global operations. At Nomura, creating an inclusive workplace is a priority. Our approach to inclusion encompasses a variety of initiatives, including sensitization campaigns, implementing conducive policies & programs, providing infrastructure support and engaging in community events. Over time, we have made meaningful progress in these areas, and this commitment has been wellrecognized across the industry. We are proud recipients of the prestigious Top 10 Employers award by the India Workplace Equality Index (IWEI), IWEI Gold Employer of Choice awards, India CSR Leadership Award 2024 for Holistic Village Development Program and the YUVA Unstoppable Changemaker Awards. Divisional Overview: The Risk Management Division encompasses the firms comprehensive risk framework responsible for determining and managing the overall risk appetite for the firm. The division is responsible for effectively managing the firms riskreturn profile, which ensures the efficient deployment of the firms capital. It is one of the firms core competencies and is independent of the trading areas and operational area. The Risk Department at Nomura is broadly organised according to the main risk classes Market Risk, Credit Risk, New Business and Operational Risk. The Risk Department provides senior management with an independent view of the principal risks taken by individual business units. Role & Responsibilities of the position in brief: Prepare/Develop periodic reports for analysing and monitoring P&L and various risk metrics (eg. VaR, SVaR, Economic Capital, Risk Sensitivities etc) for the desk Monitor movements in Basel III ACVA capital charges for the firm and identify major drivers Perform adhoc pretrade ACVA capital impact analysis when using complex hedging instruments (CCDS for e.g.) Estimate parameters (Liquidity Ratios) used to calculate economic capital for the CVA desk To develop tools related to risk analysis and provide active support in enhancing & maintaining such tools Provide periodic commentaries around major P&L and risk profile changes to senior RMs Perform analysis around higher order risks (Cross Gamma) for the desk and key RWR/WWR positions in the books Review the Economic Capital and ACVA numbers in the risk systems and provide sign off along with appropriate commentaries. The firm is an equal opportunity employer, and we are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees. The firm and its affiliates prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, carer s responsibilities, sexual orientation, gender identity, gender expression, race, color, national or ethnic origins, religious belief, disability or age.
Posted 2 months ago
3 - 6 years
11 - 15 Lacs
Mumbai
Work from Office
The Role: The Senior Auditor is responsible for risk-based audit activities across several different business areas within Crisil. As a Senior Auditor in Crisil Internal Audit team you will be responsible for leading internal audit process reviews in collaboration with an internal audit service provider, implementing and executing enterprise risk management (ERM) governance, leading risk-related projects, and performing technology audits. The role requires strong stakeholder management, risk assessment expertise, and the ability to provide insights on process enhancements. The ideal candidate for this role must be an experienced financial services professional with strong internal control and auditing skills, and a strong level of comfort with data and technology. Location : Mumbai Key Responsibilities: Partner with the internal audit service provider to plan and execute the internal audit program. Lead and execute internal audit process reviews, ensuring compliance with regulatory and organizational standards. Conduct technology audit, including cybersecurity, data privacy, and emerging technology risk assessments. Develop and execute risk-based audit plans, ensuring the identification of key control gaps and associated risks. Oversee Enterprise Risk Management (ERM) governance, including risk identification, assessment, and mitigation strategies. Lead and manage risk-related projects, ensuring timely delivery and alignment with business objectives. Monitor regulatory developments and emerging risks, advising leadership on potential impacts. Support process improvements and automation initiatives to enhance audit efficiency and risk assessment frameworks. What We’re Looking For: Strong understanding of internal audit methodologies, risk-based auditing, and industry best practices. Experience in conducting technology audits, including cybersecurity, cloud governance, data analytics, and IT risk management. Strong analytical, problem-solving, and critical-thinking skills with the ability to assess complex business processes. Excellent communication skills (both verbal and written) to engage with senior stakeholders and present audit findings effectively. Ability to work independently, manage multiple assignments, and collaborate with cross-functional teams. Basic Qualifications: Minimum 5-6 years of experience in financial services internal audit or related roles (operational risk, credit risk, compliance risk). Experience with integrated audits, electronic work papers and standard productivity tools. Strong academic and professional credentials including an undergraduate degree Professional certifications preferred (CAMS, CRMA, CISA, CISM, CISSP etc.).
Posted 2 months ago
5 - 8 years
6 - 11 Lacs
Bengaluru
Work from Office
Skill required: Risk & Compliance - Risk Management Designation: Risk and Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years What would you do? We are seeking a highly skilled and motivated Risk & Compliance Specialist to join our dynamic team at Accenture. The ideal candidate will be responsible for executing risk-based audits, focusing on information technology global processes and controls. This role involves planning and developing audit work programs, executing audit test procedures, and identifying recommendations for continuous improvement of our Third-Party Risk Management (TPRM) program. The specialist will play a crucial role in third-party risk assessment, ensuring that our vendors and partners adhere to our stringent compliance standards. What are we looking for? Qualifications & Certifications: Bachelor's degree in information technology, computer science, or a related field. ISO 27001 LA/LI certificate is a must. Professional certifications such as CISSP, CISM, CISA, or CRISC certification preferred. Minimum of 4-7 years of experience in risk management, compliance, or a related field. Experience in conducting third-party risk assessments is essential. Experience in Big 4, global internal audit functions, or cybersecurity is a plus. Demonstrated experience in third-party risk management, operational risk, or other risk management roles with knowledge of third-party regulatory requirements.Technical Skill Requirements: Expertise in IT internal audit, information security/cybersecurity, third-party risk assessment reporting (e.g.,SOC1, SOC 2). Relevant expertise on CSA STAR requirements, ISO control, NIST standards, PCI DSS, and GDPR requirements. Experience in performing control testing, IT/infosec risk assessments, network security, and infrastructure assessments. Knowledge of technical domains such as cloud security and application security. Certification:CISA, CISSP, CEH, ISO, PCI DSS, NIST. Strong understanding of risk management and compliance principles. Roles and Responsibilities: Ensure third-party risk management policy and procedures, and third-party management software are implemented and completed according to Accenture requirements. Complete vetting on incoming third-party engagements and work with business partners to ensure data and due diligence is complete and accurate, and inherent risks are identified and mitigated in accordance with risk appetite. Coordinate the distribution of due diligence questionnaires to third parties, review submitted questionnaires for completeness, ensure risk stakeholders finalize reviews, and determine overall residual risk rating. Act as a strong liaison to ensure that risk stakeholder questions are answered by the business, or third party as required. Conduct certain aspects of third-party due diligence not covered by risk stakeholders. Store the artifacts of the third-party oversight process in the system of record. Contribute to the development of detailed procedural documents and ensure alignment of TPRM with regulatory requirements. Identify, prioritize, and pursue opportunities to enhance Accenture's third-party risk management processes and introduce innovative approaches and solutions to optimize efficiency and effectiveness. Support the company's commitment to protect the integrity and confidentiality of systems and data. Conduct comprehensive third-party risk assessments to evaluate the compliance and risk posture of vendors and partners. Execute risk-based audits and communicate specific elements of the risk-based work plan as per stakeholder requirements. Perform audit projects in accordance with Accenture s audit methodology, focusing on IT global processes and controls, and computerized information systems. Plan and develop audit work programs, execute audit test procedures, identify recommendations for continuous improvement, communicate results, and follow up on reported issues. Prepare audit reports and work papers to ensure adequate documentation exists to support the completed audit and conclusions. Verify the adequacy of IT operating procedures through systematic audits. Conduct IT integrated audits with operational, compliance, financial, and investigative audit teams. Support Information Security, Business Continuity, and GDPR initiatives. Contribute to internal business growth and development. Qualification Any Graduation
Posted 2 months ago
3 - 8 years
25 - 30 Lacs
Gurugram
Work from Office
Job description Some careers have more impact than others. If you re looking for a career where you can make a real impression, join HSBC and discover how valued you ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President - Business Continuity and Incident Management Principal responsibilities Maintain a robust BCIM Program for GSC Operations under the span with effective implementation of Operating Instruction and framework documents on continuity, de-risking, recovery desking, BIA, contingency plans, exercising, etc. Promote Business resilience. Arrest concentration risk and mitigate concentration hot spots. Raise the profile of the department by engaging with key stakeholders to understand the challenges faced and anticipate emerging risks. Ensure self-growth to improve quality of productivity and contribute towards the teams growth. Promote Competency development of team. To establish a robust contingency plan covering all functions migrated from a wide range of HSBC Group companies, ensuring the overall risk is minimized in the event of an incident having a major impact on the operating environment. Continually reassess the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating instructions and practices, management restructurings, and the impact of new technology. This will be achieved by ensuring all actions take account of the likelihood of operational risk occurring. Also, by addressing any areas of concern in conjunction with line management and/or the appropriate department. Adherence to all internal controls including relevant operating instructions, keeping appropriate records and, where appropriate, by the timely implementation of internal and external audit points, including issues raised by external regulators is a key. Effective planning, project, and customer relationship management to meet ambitious and aggressive migration plans for GSCs worldwide. Requirements Education: 3 Years Degree or above. Experience: 5 years in Operations / IT or any other risk function with at least 3 years in a team management role. Certification Recommended / Preferred: Certified Business Continuity Professional (CBCP) or equivalent, CPBCM (Certified Professional in BCM) from DRII, Certified Business Continuity (CBCI) or equivalent from BCI. You ll achieve more when you join HSBC. HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. ***
Posted 2 months ago
10 - 15 years
18 - 25 Lacs
Mumbai
Work from Office
Overview The Senior Manager, Risk & Governance is responsible for identifying, evaluating, and managing Line 1 Risk, within the Retirement Solutions Business of MUFG Pension & Market Services. This role works closely with business leaders to ensure operational resilience and strengthen the first line of defence. By serving as a trusted partner and key contact for risk management matters, the role aims to establish positive relationships with key stakeholders, support informed decision-making, and promote a proactive risk management culture. The role ensures the business operates within the Boards risk appetite and complies with internal policies and regulatory requirements. Additionally, the role involves implementing effective controls and processes to manage risks, ensuring adequate capacity and capability to handle risks arising from business activities. Key Accountabilities and main responsibilities Strategic Focus Implement risk management frameworks, policies, and procedures tailored to RS Business, aligning with Group-level standards. Promote a strong risk culture and the Risk as a Mindset approach within RS. Identify, assess, and monitor key operational, financial, and compliance risks. Conduct risk assessments to evaluate the impact and likelihood of identified risks. Support RS Business in understanding and adhering to risk appetite and tolerance, enhancing operational resilience. Collaborate with Line 2 Risk & Compliance to ensure clear ownership of Line 1 responsibilities. Operational Management Coordinate daily risk management activities, ensuring adherence to the three lines of defence model. Lead incident tracking and management, ensuring timely escalation and resolution. Ensure compliance with AML/KYC and other regulatory obligations. Track and manage risk mitigation efforts, aligning with business objectives. Liaise with department heads on actions to address risks highlighted in internal audit reports. Identify training needs and oversee the development of risk competence across the business. Participate in project meetings, providing feedback on risk-related documentation. Develop and maintain key risk indicators (KRIs) to monitor and report risk exposure. Prepare risk reports and dashboards for senior management. Support incident management processes, including root cause analysis. Working with the QAS team to complete Tier 2 Quality reviews for any work quality checked by the GCC team. People Leadership Uplift risk capabilities across RS, ensuring employees understand their role in risk management. Provide training, coaching, and support to build a proactive risk culture. Foster a culture of accountability, encouraging ownership of risk management activities. Communicate effectively to align staff with business objectives. Manage a team of risk specialists, guiding them through the risk assessment process. Governance & Risk Foster a culture of risk awareness and compliance within RS Business. Ensure adherence to legal and regulatory requirements. Support and monitor assurance programs for effective risk management. Implement and enhance governance practices and control assessments. Report compliance and risk management status to relevant committees on regular intervals. Identify, assess and mitigate any new delivered risks for GCC transitions, ensuing visibility in Risk Forums. Review and update GCC risk profile , facilitating business assessment workshops and supporting the Line 2 Assurance reviews. The above list of key accountabilities is not an exhaustive list and may change from time-to-time based on business needs. Experience & Personal Attributes Experience Bachelor s degree in business, Finance, Risk Management, or related field. A master s degree is preferred Relevant certifications such as FRM, PRM, or equivalent Minimum of 10+ years of experience in risk management or operational risk, ideally within a line 1 function primarily from GCC In-depth understanding of risk management frameworks, policies, and processes. Proficiency in risk management tools and techniques. Personal Attributes Strong analytical, problem-solving, and decision-making skills Excellent communication and interpersonal skills to influence stakeholders and drive risk awareness Ability to work independently and take ownership of risk management activities High attention to detail and ability to manage multiple tasks and priorities. Strong stakeholder management and ability to build effective relationships across business lines. Overview The Senior Manager, Risk & Governance is responsible for identifying, evaluating, and managing Line 1 Risk, within the Retirement Solutions Business of MUFG Pension & Market Services. This role works closely with business leaders to ensure operational resilience and strengthen the first line of defence. By serving as a trusted partner and key contact for risk management matters, the role aims to establish positive relationships with key stakeholders, support informed decision-making, and promote a proactive risk management culture. The role ensures the business operates within the Boards risk appetite and complies with internal policies and regulatory requirements. Additionally, the role involves implementing effective controls and processes to manage risks, ensuring adequate capacity and capability to handle risks arising from business activities. Key Accountabilities and main responsibilities Strategic Focus Implement risk management frameworks, policies, and procedures tailored to RS Business, aligning with Group-level standards. Promote a strong risk culture and the Risk as a Mindset approach within RS. Identify, assess, and monitor key operational, financial, and compliance risks. Conduct risk assessments to evaluate the impact and likelihood of identified risks. Support RS Business in understanding and adhering to risk appetite and tolerance, enhancing operational resilience. Collaborate with Line 2 Risk & Compliance to ensure clear ownership of Line 1 responsibilities. Operational Management Coordinate daily risk management activities, ensuring adherence to the three lines of defence model. Lead incident tracking and management, ensuring timely escalation and resolution. Ensure compliance with AML/KYC and other regulatory obligations. Track and manage risk mitigation efforts, aligning with business objectives. Liaise with department heads on actions to address risks highlighted in internal audit reports. Identify training needs and oversee the development of risk competence across the business. Participate in project meetings, providing feedback on risk-related documentation. Develop and maintain key risk indicators (KRIs) to monitor and report risk exposure. Prepare risk reports and dashboards for senior management. Support incident management processes, including root cause analysis. Working with the QAS team to complete Tier 2 Quality reviews for any work quality checked by the GCC team. People Leadership Uplift risk capabilities across RS, ensuring employees understand their role in risk management. Provide training, coaching, and support to build a proactive risk culture. Foster a culture of accountability, encouraging ownership of risk management activities. Communicate effectively to align staff with business objectives. Manage a team of risk specialists, guiding them through the risk assessment process. Governance & Risk Foster a culture of risk awareness and compliance within RS Business. Ensure adherence to legal and regulatory requirements. Support and monitor assurance programs for effective risk management. Implement and enhance governance practices and control assessments. Report compliance and risk management status to relevant committees on regular intervals. Identify, assess and mitigate any new delivered risks for GCC transitions, ensuing visibility in Risk Forums. Review and update GCC risk profile , facilitating business assessment workshops and supporting the Line 2 Assurance reviews. The above list of key accountabilities is not an exhaustive list and may change from time-to-time based on business needs. Experience & Personal Attributes Experience Bachelor s degree in business, Finance, Risk Management, or related field. A master s degree is preferred Relevant certifications such as FRM, PRM, or equivalent Minimum of 10+ years of experience in risk management or operational risk, ideally within a line 1 function primarily from GCC In-depth understanding of risk management frameworks, policies, and processes. Proficiency in risk management tools and techniques. Personal Attributes Strong analytical, problem-solving, and decision-making skills Excellent communication and interpersonal skills to influence stakeholders and drive risk awareness Ability to work independently and take ownership of risk management activities High attention to detail and ability to manage multiple tasks and priorities. Strong stakeholder management and ability to build effective relationships across business lines.
Posted 2 months ago
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