1110 Internal Control Jobs - Page 15

This role is part of the Corporate Internal Audit team and focuses on identifying and managing risks in the companys key operations, especially in cinema and corporate processes across India. The main goals are to ensure compliance with company policies, improve internal controls, and support better risk management and governance. Key responsibilities include: Evaluating risks and inefficiencies in business processes. Creating and executing an annual audit plan based on those risks. Conducting on-site and remote audits of cinemas and corporate functions. Reporting findings and recommending improvements. Following up to make sure corrective actions are implemented. Supporting policy compliance and control systems. Generating audit reports with clear, actionable insights. Helping train employees to strengthen risk awareness and control practices. Managing travel expenses efficiently and communicating findings clearly to senior management. In short, this role helps the company run better and safer by identifying problems early and ensuring they’re fixed.

Risk Management Service Engineer 1 Job Summary Assist in implementing and maintaining SOX controls supporting the Application Managers for Intern applications and 3rd party Applications, support internal and external audits, and identify potential SOX compliance risks. Key Responsibilities: Assist in maintaining SOX controls for 1P and 3P products Support internal and external audits related to SOX compliance Support engineering teams and Application Managers during SOX walkthrough Managing evidence requirements initiated by Internal audit Performing quality and compliance check of evidence submitted by engineering and Application management Support engineering and Application Management for remediation of SOX deciencies Test and evaluate the effectiveness of SOX controls Document control testing procedures and ndings Identify and report control deciencies Prepare reports and documentation for SOX compliance activities Communicate SOX compliance status and ndings to management and stakeholders Support onboarding, testing and maintenance of controls for new systems in SOX scope Collaborate with cross-functional teams to ensure thoroughness and accuracy of controls testing Educational Qualifications: Bachelor's degree in accounting, nance, or a related eld Experience: 5-7 years of experience in SOX compliance, internal controls, or auditing Knowledge: Strong understanding of SOX regulations, internal controls, and accounting principles Skills: Strong analytical and problem-solving skills Excellent communication and interpersonal skills Ability to work independently and as part of a team Certication: CISA preferred

We are looking for a highly skilled and experienced Regional Manager to lead our Internal Control and Quality team in Gorakhpur. The ideal candidate will have 5-10 years of experience in the banking industry, with expertise in internal control, quality assurance, and credit function management. Roles and Responsibility Conduct structured and periodic investigations to ensure process adherence in microfinance branches. Gather field intelligence and customer insights from a team of quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against observations highlighted by the quality team. Take disciplinary action against deviant behavior or deliberate process lapses. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue issues. Job CA / MBA Finance degree. Minimum 5 years of experience in internal control, quality assurance, or a related field. Possess strong knowledge of internal control principles, quality assurance methodologies, and credit function management. Demonstrate excellent analytical, problem-solving, and communication skills. Ability to work effectively in a fast-paced environment and meet deadlines is essential. Strong leadership and team management skills are required. Experience in managing credit functions for micro enterprise loans is preferred. Willingness to conduct market research as needed for specific purposes.

We are looking for a highly skilled and experienced Audit Executive to join our team in Jaipur. The ideal candidate will have 2-5 years of experience in auditing or a related field. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality in the catchment. Advise branches on caution areas and support field teams in difficult cases of collections. Investigate special situations if needed and maintain accurate records of all activities. Collaborate with field teams to ensure compliance with company policies and procedures. Analyze data and provide insights to improve audit processes. Job Graduate/Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with financial services industry is an added advantage.

We are looking for a highly skilled and experienced Associate - Internal Audit to join our team in Mumbai. The ideal candidate will have 2-4 years of experience in internal auditing or a related field. Roles and Responsibility Assist in preparing the Risk Based Internal Audit Plan and conduct comprehensive audits, including management, system, financial, compliance, and operational audits. Ensure overall performance of audit procedures, identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures. Conduct interviews, review documents, develop and administer surveys, compose summary memos, and prepare working papers. Identify, document audit issues and recommendations, and draft internal audit reports. Develop and maintain productive relationships with clients, staff, and management through individual contacts and group meetings. Pursue professional development opportunities, including internal and external training and professional association memberships, and share information with co-workers. Assist in completing internal audits according to the defined process/ methodology and provide audit administration/helpdesk support. Adhere to quality initiatives within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP) and ensure compliance with International Professional Practice framework & standards (IPPF). Ensure a thorough understanding of GAAP, RBI Regulations, and IIA Standards for the Professional Practice of Internal Auditing. Demonstrate effective use of financial systems and controls to facilitate risk-based audits and ensure appropriate documentation in audit working papers. Job Post Graduate in any discipline. Strong knowledge of accounting principles, auditing standards, and regulatory requirements. Excellent communication, interpersonal, and analytical skills. Ability to work independently and as part of a team. Strong attention to detail and organizational skills. Familiarity with financial software and systems. Experience in conducting interviews, reviewing documents, and developing surveys. Knowledge of QAIP and IPFF frameworks. Understanding of GAAP, RBI regulations, and IIA standards for internal auditing. Proficiency in using financial systems and controls for risk-based audits. Ensuring proper documentation in audit working papers.

We are looking for a highly skilled and experienced Regional Manager to lead our Internal Control and Quality team in Hyderabad, Telangana & Madhya Pradesh. The ideal candidate will have 5-10 years of experience in the banking or financial services industry. Roles and Responsibility Conduct structured and periodic investigations to ensure process adherence in microfinance branches. Gather field intelligence and customer insights from quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against quality team observations within specified timelines. Take disciplinary action against deviant behavior or deliberate process lapses. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue issues. Job CA / MBA Finance degree with a strong academic record. Minimum 5 years of experience in internal control and quality management. Possess strong knowledge of credit functions, market research, and project execution. Demonstrate excellent communication and interpersonal skills. Ability to work independently and collaboratively as part of a team. Exhibit strong analytical and problem-solving skills. Additional Info The company offers a competitive salary package and opportunities for professional growth and development.

We are looking for a highly skilled and experienced Audit Executive to join our team in Patna. The ideal candidate will have 2 to 7 years of experience in auditing or a related field, with a strong background in auditing and excellent communication skills. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audits and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Develop and implement audit plans to identify areas of improvement. Job Graduate or Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with auditing software and tools. TitleAudit Executive - IC&Q - MFB - Patna - Parth Ashtha - J-Grades JM.

We are looking for a highly skilled and experienced professional to join our team as a Manager - RCU - Risk in Bengaluru. The ideal candidate will have 6-10 years of experience. Roles and Responsibility Manage and oversee the risk control unit to ensure compliance with regulatory requirements. Develop and implement effective risk management strategies to minimize potential risks. Collaborate with cross-functional teams to identify and mitigate risks. Conduct regular risk assessments and provide recommendations for improvement. Ensure all risk-related activities comply with industry standards and regulations. Provide training and guidance to junior staff on risk management best practices. Job Strong understanding of risk management principles and practices. Excellent analytical and problem-solving skills. Ability to work effectively in a fast-paced environment and meet deadlines. Strong communication and interpersonal skills. Experience working with financial services or broking companies is preferred. Knowledge of industry-specific regulations and standards is required. Educational qualificationsAny Graduate, Postgraduate. Company nameTATA CAPITAL LIMITED. IndustryBanking / Financial Services / Broking. JD reference number6587920.

We are looking for a highly skilled and experienced Audit Executive to join our team in Gorakhpur. The ideal candidate will have 2-5 years of experience in auditing or a related field, with a strong background in auditing and excellent communication skills. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audits and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Develop and implement audit plans to identify areas of improvement. Job Graduate/Post Graduate in any discipline. Minimum 2 years of experience in auditing or a related field. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Experience working with financial services or broking industry is preferred. Ref6589251

We are looking for a highly skilled and experienced Associate - Internal Audit to join our team in Madurai. The ideal candidate will have 2-5 years of experience in internal audit, preferably in microfinance business or retail assets. Roles and Responsibility Conduct comprehensive audits, including management, system, financial, compliance, and operational audits. Develop and implement risk-based internal audit plans to ensure timely completion of branch and vault audits. Identify, develop, and document audit issues and recommendations. Draft internal audit reports and communicate effectively with management. Maintain productive client, staff, and management relationships through individual contacts and group meetings. Assist in the preparation of Risk Based Internal Audit Plans and other audit documents. Job Graduate or Postgraduate degree with desired certifications. Possess strong technical skills in IT and analytics, along with knowledge of governance, risk, and compliance. Demonstrate analytical skills to quickly review and analyze business processes, identifying control deficiencies and business operating problems. Ability to develop and demonstrate effective use of financial systems and controls to facilitate risk-based audits. Strong interpersonal and communication skills are required to engage and maintain collaborative working relationships. Leadership and credibility are essential, capable of generating a high degree of respect and trust. High personal standards and professional ethics with a commitment to excellence are expected. Be smart, quick, people-oriented, energetic, professionally assertive, and possess a strong work ethic and cultural orientation.

We are looking for a highly skilled and experienced Regional Manager to lead our Internal Control and Quality team in Patna. The ideal candidate will have 11-35 years of experience in the banking or financial services industry. Roles and Responsibility Conduct structured and periodic investigations to ensure process adherence in microfinance branches. Gather field intelligence and customer insights from quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against quality team observations within specified timelines. Take disciplinary action against deviant behavior or deliberate process lapses. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue issues. Job CA / MBA Finance degree with a strong academic record. Minimum 11 years of experience in internal control and quality management. Possess strong knowledge of credit functions, micro enterprise loans, and market research. Demonstrate excellent communication and coordination skills. Ability to work effectively with cross-functional teams and support business functions. Strong analytical and problem-solving skills with attention to detail are essential.

We are looking for a highly skilled and experienced Regional Manager to lead our Internal Control and Quality team in Noida, Sector 62. The ideal candidate will have a strong background in finance and quality control, with excellent analytical and problem-solving skills. This role requires a minimum of 11 years and a maximum of 15 years of experience. Roles and Responsibility Conduct structured and periodic investigations into microfinance branches to ensure adherence to processes. Gather field intelligence and customer insights from a team of quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against identified observations within specified timelines. Take disciplinary action against deviant behavior or deliberate process lapses. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue issues. Job CA or MBA Finance degree. Minimum 11 years of experience in internal control and quality management. Strong knowledge of financial services, auditing, and regulatory compliance. Excellent analytical, problem-solving, and communication skills. Ability to work independently and collaboratively as part of a team. Strong attention to detail and ability to meet deadlines.

We are looking for a highly skilled and experienced professional to join our team as a Regional Manager - Retail MFB - Internal Control & Quality in Visakhapatnam. The ideal candidate will have 6-10 years of experience in the banking or financial services industry, with a strong background in internal control and quality assurance. Roles and Responsibility Monitor and audit quality checks for microfinance, BC portfolio, direct channel, JLG portfolio, and annual grading of microfinance BCs. Conduct structured and periodic investigations into allocated regions to ensure process adherence. Gather field intelligence and customer insights from a team of quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against observations highlighted by the quality team within specified timelines. Take disciplinary action against deviant behavior or deliberate process lapses by recommending to the Disciplinary Committee. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue items. Coordinate with the corporate office to support business functions regarding reports, TAT, grievances, and project execution. Conduct market research when needed for specific purposes. Job CA/MBA Finance degree. Possess strong knowledge of internal control and quality assurance principles. Demonstrate excellent analytical and problem-solving skills. Ability to work effectively in a team environment is essential. Exhibit strong communication and interpersonal skills. Experience in managing and supervising teams is required. Familiarity with regulatory requirements and industry standards is necessary. Proficiency in data analysis and reporting is expected.

We are looking for a highly skilled and experienced Regional Manager to lead our Internal Control and Quality team in Baroda. The ideal candidate will have 11-35 years of experience in the banking or financial services industry. Roles and Responsibility Conduct structured and periodic investigations to ensure process adherence in microfinance branches. Gather field intelligence and customer insights from quality assurance executives. Act as a quality custodian across branches, analyzing reports and suggesting corrective actions. Ensure 100% quality compliance against identified observations within specified timelines. Take disciplinary action against deviant behavior or deliberate process lapses. Anchor monthly quality reviews at the regional level, summarizing root causes and promising follow-up on overdue issues. Job CA or MBA Finance degree with a strong academic record. Minimum 11 years of experience in internal control and quality management. Possess strong knowledge of credit functions, micro enterprise loans, and market research. Demonstrate excellent analytical, communication, and problem-solving skills. Ability to work effectively in a fast-paced environment and meet deadlines is essential. Strong leadership and team management skills are required. Additional Info The company offers opportunities for professional growth and development.

We are looking for a highly skilled and experienced Audit Executive to join our team in Nagaur. The ideal candidate will have 2-5 years of experience in auditing or a related field, with a strong background in financial services. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality in the catchment. Advise branches on caution areas and support field teams in difficult cases of collections. Investigate special situations if needed and maintain accurate records of all activities. Collaborate with field teams to ensure compliance with company policies and procedures. Analyze data and provide insights to improve audit processes and outcomes. Job Graduate or Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with financial services industry regulations and standards. TitleAudit Executive - IC&Q - MFB - Nagaur - Kamal Tower - J Grades. Reference number6588954.

We are looking for a highly skilled and experienced professional to join our team as a Manager - Internal Audit in Mumbai. The ideal candidate will have 6-10 years of experience in internal audit or a related field. Roles and Responsibility Manage and conduct internal audits to ensure compliance with regulatory requirements. Develop and implement audit plans, procedures, and protocols to achieve organizational goals. Identify and assess risks, controls, and areas for improvement within the organization. Collaborate with cross-functional teams to implement corrective actions and monitor progress. Prepare and present audit reports, findings, and recommendations to management. Stay current with changes in auditing standards, regulations, and industry best practices. Job Strong knowledge of auditing principles, practices, and regulations. Excellent analytical, communication, and interpersonal skills. Ability to work independently and collaboratively as part of a team. Strong problem-solving and decision-making skills. Proficiency in MS Office and other relevant software applications. Experience working in a fast-paced environment with multiple priorities and deadlines. Educational qualificationAny Graduate or Postgraduate degree. Reference number6587980.

We are looking for a highly skilled and experienced Audit Executive to join our team in Madurai. The ideal candidate will have 2 to 7 years of experience in auditing or a related field, with a strong background in financial services. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audits and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Analyze data and prepare reports to identify areas for improvement. Job Graduate or Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with financial services industry is an added advantage.

We are looking for a highly skilled and experienced Audit Executive to join our team in Amroha, Chandpur, J-Grades. The ideal candidate will have 2 to 7 years of experience in auditing or a related field. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the Head Office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain records of caution areas and advise branches accordingly. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Analyze data to identify trends and areas for improvement in auditing processes. Job Graduate or Post Graduate in any discipline. Minimum 2 years of experience in auditing or a related field. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. TitleAudit Executive - IC&Q - MFB - Amroha - Chandpur - J-Grades. Ref6589241.

We are looking for a highly skilled and experienced Deputy Head to lead our Small and Medium Business-Internal Audit team in Mumbai. The ideal candidate will have 10+ years of experience in internal audit, preferably in the banking or financial services industry. Roles and Responsibility Develop and implement effective internal audit plans to ensure compliance with regulatory requirements. Conduct risk assessments and audits to identify areas of improvement in business operations. Collaborate with cross-functional teams to design and implement process improvements. Provide expert guidance on internal controls, auditing standards, and regulatory requirements. Identify and mitigate risks associated with business operations. Develop and maintain relationships with key stakeholders, including senior management and external auditors. Ensure consistent application and documentation of internal audit methodology. Interface regularly with senior corporate and line of business management to identify control weaknesses and develop recommendations within all divisions and operations of the company. Pursue professional development opportunities, including internal and external training and professional association memberships, and share information gained and best practices with co-workers including team members. Job Chartered Accountant (CA) certification is required, along with Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA). Possess strong knowledge of internal auditing standards, regulations, and industry best practices. Demonstrate excellent analytical, communication, and problem-solving skills. Ability to work effectively in a fast-paced environment and meet deadlines. Exhibit strong leadership and coaching skills, with the ability to motivate and guide junior team members. Maintain a high level of professionalism and integrity, with a commitment to excellence and quality. Strong interpersonal, communication, and team skills are essential, with the ability to work and communicate effectively with all levels of management and staff. Demonstrates leadership and credibility, capable of generating a high degree of respect and trust, building relationships rapidly with various operating units and corporate staff. Self-motivated with a strong commitment to quality. Age & DOB30+ years. Additional Info The selected candidate will be responsible for providing regular reports to the Business/Pre-Audit Committee/Audit Committee on the company''s system of internal controls and significant audit recommendations.

Preferred candidate profile: We are seeking a freshly qualified Chartered Accountant with exactly 3 years of Articleship experience at a Big4 or Big7 consulting firm , specifically within the insurance domain . This is an entry-level position where you'll apply your domain knowledge in a dynamic insurance project setting.

We are looking for a highly skilled and experienced Audit Executive to join our team in Kota. The ideal candidate will have 2 to 7 years of experience in auditing or a related field, with a strong background in auditing and excellent communication skills. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the Head Office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audits and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Develop and implement audit plans to identify areas of improvement. Job Graduate or Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with auditing software and tools. TitleAudit Executive - IC&Q - MFB - Kota - Ghorewala Circle - J-Grades. Ref6589203.

We are looking for a highly skilled and experienced Audit Executive to join our team in Vijayawada. The ideal candidate will have 2-4 years of experience in auditing or a related field, with a strong background in financial services. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audit findings and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Develop and implement effective audit plans to identify areas of improvement. Job Graduate or Post Graduate in any discipline. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. Familiarity with financial services industry regulations and standards.

We are looking for a highly skilled and experienced Audit Executive to join our team in Jaipur. The ideal candidate will have 2-4 years of experience in auditing or a related field, with excellent communication and analytical skills. Roles and Responsibility Conduct scheduled and surprise visits for 8 branches as per the schedule provided by the head office. Gather market intelligence on MFI business in the area and maintain records of collection quality. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Maintain accurate records of audit findings and provide recommendations for improvement. Collaborate with internal stakeholders to ensure compliance with regulatory requirements. Analyze data to identify trends and areas for improvement in auditing processes. Job Graduate or Post Graduate in any discipline. Minimum 2 years of experience in auditing or a related field. Excellent communication and analytical skills. Ability to work independently and as part of a team. Strong attention to detail and organizational skills. Familiarity with auditing principles and practices. TitleAudit Executive - IC&Q - MFB - Jaipur - Paota - J-Grades. Ref6589028.

We are looking for a highly skilled and experienced Audit Executive to join our team in Agra, Bichpuri, J-Grades. The ideal candidate will have 10 years of experience in auditing or a related field. Roles and Responsibility Conduct schedule and surprise visits for 8 branches as per the given schedule. Gather market intelligence on MFI business in the area and maintain records. Maintain collection quality records in the catchment and advise branches on caution areas. Support field teams in difficult cases of collections and conduct investigations into special situations if needed. Develop and implement effective audit plans to ensure compliance with regulatory requirements. Collaborate with cross-functional teams to achieve organizational goals. Job Graduate/Post Graduate in any discipline. Minimum 10 years of experience in auditing or a related field. Strong knowledge of auditing principles and practices. Excellent communication and interpersonal skills. Ability to work independently and as part of a team. Strong analytical and problem-solving skills. TitleAudit Executive - IC&Q - MFB - Agra - Bichpuri - J-Grades. Ref6588335.

Conduct internal audits across retail departments Identify risks, compliance issues & recommend corrective actions Draft audit reports with clear findings and recommendations Review financial records, procurement, warehouse, and logistics operations Required Candidate profile CA / Inter CA / MBA with 4 to 7 years of exp in internal audit for a large retail company. Review financial records, procurement, warehouse & logistics operations. Exp in the retail industry is a must