Internal Audit Depository Executive

Acme Services

1 - 2 years

2 - 4 Lacs

Nagpur Maharashtra India

Posted:1 week ago| Platform: Foundit logo

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Skills Required

Depository Participant sebi regulations Internal Audit Communication Skills operational intelligence Analytical Skills

Work Mode

On-site

Job Type

Full Time

Job Description

Internal Audit Depository Executive

Key Responsibilities

Depository Participant Operations
: Gain a deep understanding and provide audit oversight for all aspects of
Depository Participant operations
.
Regulatory Compliance
: Ensure strict adherence to
SEBI (Securities and Exchange Board of India)
regulations and
Depository guidelines
specific to both
NSDL (National Securities Depository Limited) and CDSL (Central Depository Services (India) Limited)
.
DP Regulations
: Apply thorough knowledge of
DP regulations
to assess compliance within the depository framework.
Internal Audit Execution
: Conduct comprehensive
Internal Audits
of depository processes, identifying risks, control weaknesses, and areas for improvement.
Reporting & Recommendations
: Prepare detailed audit reports with findings and actionable recommendations to enhance operational efficiency and regulatory compliance.
Issue Resolution
: Follow up on audit findings to ensure timely implementation of corrective actions.

Skills

Strong understanding of
Depository Participant operations
.
In-depth knowledge of
SEBI and Depository guidelines in NSDL/CDSL
.
Familiarity with
DP regulations
.
Practical experience in
Internal Audit
procedures related to depository functions.
Excellent analytical skills with an eye for detail.
Strong communication skills, both written and verbal.
Ability to work independently and as part of a team.

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