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Executive/Sr. Executive Corporate Compliance Operations (On Contract)

Executive/Sr. Executive Corporate Compliance Operations (On Contract)

Crisil

2 - 4 years

9 - 14 Lacs

Mumbai

Posted:3 days ago| Platform:

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Skills Required

front desk front office management receptionist activities front office operations policies guest handling check sebi monitoring financial services tracking telephone handling guest relations operations front office compliance reception communication skills ms office

Work Mode

Work from Office

Job Type

Full Time

Job Description

Job Title

Executive/Senior Executive

Corporate Compliance Operations

Qualification and Skills

Qualification – Postgraduate (preferably MBA or equivalent)
2-4yrs experience with financial service/institution
Basic knowledge of Corporate Compliance policies and monitoring of policy requirements
Managing queries from employees and relevant stakeholders
Good communication skills
Proficient in MS Office

Description of Tasks

Tracking and updating the various Regulatory Portals Likes SCORES, ODR and SEBI Intermediary Portal

Track aspects related to Ratings Compliance Operations, like Business Advisories, Conflict Checks, etc.

Support in Personal Trading Policy related operations, Legatrix Operations, etc. related to Ratings

Support in any other regulatory requirement, regulatory inspection, etc.

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