Jobs

Interviews
Job Alerts
Tools

Upskill and Grow with AI

Mock Interview Practice interviews in realistic simulations

Coding Practice Improve your coding skills with challenges

Certification Earn certifications to validate your skills

AI Learning Get trained with AI expert sessions

Career Path AI insights for smarter career decisions

AI Job Match Score AI-Powered Job Match Against Your Resume and Optimize Your Resume

Career Tools and Resources

Resume Builder Build Professional Resume with Ease

ATS Friendliness Check Check Resume Friendliness for Applicant Tracking Systems

Auto Apply Apply to hundreds of jobs on any platform effortlessly

Co-Pilot (Chrome Extension) Your AI Assistant for Seamless Browsing Efficiency

Interview Questions Streamline interviews with ready-to-use questions

Salaries Discover market-driven salary insights across skillsets and geographies

Companies Explore leading companies actively hiring talent
For Employers

Jobs

Interviews

Home
>
Jobs in Mumbai
>
Metropolitan Stock Exchange of India (MSE)
>
Assistant Vice President - Compliance

Assistant Vice President - Compliance

Metropolitan Stock Exchange of India (MSE)

3 - 11 years

22 - 30 Lacs

Mumbai

Posted:5 days ago| Platform:

Apply

Skills Required

Data analysis Monitoring tools Compliance Analytical compliance monitoring Consulting Anti money laundering Assistant Vice President Operations SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Postgraduate / CA / CS / CFA / MBA (Finance)

Job Responsibilities

Assistant Vice President - Compliance

About the Role:

The Assistant Vice President Compliance will play a critical role in ensuring full adherence to regulatory frameworks applicable to the Exchange. This includes proactive compliance with SEBI regulations, internal control frameworks, and various statutory obligations. The role requires strong engagement with regulatory bodies, and other stakeholders, to uphold the highest standards of integrity and governance.

Key Responsibilities:

Ensure full compliance with SEBI Regulations, Byelaws, and Exchange Rules and Regulations.
Monitor and implement SECC Regulations, ensuring accurate filings and timely submissions.
Draft and issue circulars / directives / clarifications to market participants in line with regulatory updates.
Serve as a single point of contact for SEBI, statutory auditors, and other regulatory inspections.
Handle internal and external audits related to compliance and regulatory affairs.
Regularly review, update, and implement the Code of Conduct for employees and market participants.
Ensure implementation of anti-money laundering (AML) measures and conduct periodic compliance testing.
Coordinate with other departments to monitor regulatory compliance across all Exchange functions.
Maintain up-to-date compliance documentation, records, and registers as mandated by SEBI and internal policy.
Engage in regulatory advocacy by analyzing circulars, consulting on draft regulations, and ensuring proactive alignment.
Contribute to board-level reporting, policy-making, and strategic compliance advisory.

Key Skills & Competencies:

In-depth knowledge of SEBI, SECC Regulations, and Exchange operations.
Proven expertise in Capital Markets regulatory environment.
Ability to interpret and apply legal regulatory updates to operational scenarios.
Strong drafting and communication skills.
Proficiency in MS Excel, compliance monitoring tools, and data analysis.
Exchange/market infrastructure background preferred.
High levels of integrity, discretion, and analytical thinking with a proactive compliance mindset.

More Jobs at Metropolitan Stock Exchange of India (MSE)

Graduate

Mumbai

Experience: Not specified

INR 3 - 7 Lacs

Assistant Manager - Surveillance and Investigation

Mumbai

1.0 - 6.0 yrs

INR 4 - 7 Lacs

Relationship Manager - Business Development

Kolkata

2.0 - 7.0 yrs

INR 5 - 9 Lacs

Chief Regulatory Officer ( CRO )

Mumbai

20.0 - 25.0 yrs

INR 50 - 100 Lacs

Assistant Vice President - Compliance

Mumbai

3.0 - 11.0 yrs

INR 22 - 30 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.