Jobs

Interviews
Job Alerts
Tools

Upskill and Grow with AI

Mock Interview Practice interviews in realistic simulations

Coding Practice Improve your coding skills with challenges

Certification Earn certifications to validate your skills

AI Learning Get trained with AI expert sessions

Career Path AI insights for smarter career decisions

AI Job Match Score AI-Powered Job Match Against Your Resume and Optimize Your Resume

Career Tools and Resources

Resume Builder Build Professional Resume with Ease

ATS Friendliness Check Check Resume Friendliness for Applicant Tracking Systems

Auto Apply Apply to hundreds of jobs on any platform effortlessly

Co-Pilot (Chrome Extension) Your AI Assistant for Seamless Browsing Efficiency

Interview Questions Streamline interviews with ready-to-use questions

Salaries Discover market-driven salary insights across skillsets and geographies

Companies Explore leading companies actively hiring talent
For Employers

Home

Jobs

Home
>
Jobs in Mumbai
>
Metropolitan Stock Exchange of India (MSE)
>
Assistant Manager - Surveillance and Investigation

Assistant Manager - Surveillance and Investigation

Metropolitan Stock Exchange of India (MSE)

1 - 6 years

4 - 7 Lacs

Mumbai

Posted:1 day ago| Platform:

Apply

Skills Required

NISM Excel Compliance Business analysis MIS Regulatory compliance Investigation data integrity SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

To handle day to day activities pertaining to Surveillance & investigation of Equity, Equity F&O and Currency Derivatives segment to ensure data integrity, Regulatory compliance, timely submission of Regulatory reports, ad hoc queries raised by Regulator and MIS.

To analyse and evaluate the alerts from depositories, surveillance system and the scrips referred by SEBI.

Checking ad hoc MIS for senior management.

Computation of monthly penalties and solving queries from members with respect to quarterly shareholding disclosure of securities.

Issuance of circulars - Checking and issuing circulars on website accurately and to draft circulars in order to disseminate the directions issued by SEBI.

Make necessary updates in the system for debarred entities. Sending letters to the concerned member & mails to the concerned departments if the entities mentioned therein are registered with the Exchange.

Evaluation and analysis of alerts - Analysis of alerts sent by surveillance, depositories or scrips referred by SEBI and preparing the closure report thereof.

Handling queries, preparing reports during SEBI inspection and quarterly disclosures.

Key Skills and Experience:

Knowledge of Capital and Currency Market, Exchange and SEBI compliance.

Knowledge of MS Excel, Business analysis tools etc.

Should be able to draft letters and communicate with market participants.

NISM certifications would be preferred.

Exchange background would be preferred.

More Jobs at Metropolitan Stock Exchange of India (MSE)

Graduate

Mumbai

Experience: Not specified

INR 3 - 7 Lacs

Assistant Manager - Surveillance and Investigation

Mumbai

1.0 - 6.0 yrs

INR 4 - 7 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Business Analysis Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now

Metropolitan Stock Exchange of India (MSE)

Financial Services

Mumbai

Login to

Please Verify Your Phone or Email

Confirm Action

Search

Profile

Upskill and Grow with AI

Assistant Manager - Surveillance and Investigation