Asset Wealth Management Audit Associate

7 - 11 years

0 Lacs

Posted:4 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

This role is suitable for an experienced audit professional looking to join the Asset Wealth Management Audit Team. As an Asset Wealth Management Audit Associate within our Internal Audit group, you will be responsible for leading audit assignments, conducting and documenting audit testing, collaborating closely with global Audit colleagues and business stakeholders, and utilizing your judgment to enhance internal controls. Your duties will include assisting with ongoing risk assessment, identifying controls, executing audits, and engaging in continuous monitoring activities across Asset & Wealth Management functions. You will be expected to: - Assist or lead audit engagements covering Asset Wealth Management functions such as risk assessment, audit planning, testing, control evaluation, work paper documentation, report drafting, and ensuring follow-up on issue closure. - Meet deadlines and budget targets for assigned audit work while adhering to department and professional standards using a consistent methodology. - Work collaboratively with other Audit groups and regions to ensure seamless audit coverage across the organization. - Foster a business environment that promotes integrity, respect, excellence, and innovation. - Be willing to travel internationally (up to 10%) as needed and adjust work schedules to support global teams. Required qualifications, capabilities, and skills: - Minimum MBA degree - At least 7 years of experience in a financial services firm or bank, with a background in audit or risk/control - Ability to lead audits and conduct audit work remotely, work effectively within a matrix organization, manage multiple projects, and contribute to audit assignments in a team setting - Proficiency in risk assessment, issue/impact analysis, and preparing executive reports - Strong communication and interpersonal skills necessary to present complex and sensitive issues to senior management - Enthusiastic, self-motivated, able to work independently or in teams, share information, support colleagues, and promote participation Preferred qualifications, capabilities, and skills: - Chartered Accountant certification preferred - Experience and exposure to Asset Management and/or Wealth Management business would be advantageous,

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