Jobs

Interviews
Job Alerts
Tools

Upskill and Grow with AI

Mock Interview Practice interviews in realistic simulations

Coding Practice Improve your coding skills with challenges

Certification Earn certifications to validate your skills

AI Learning Get trained with AI expert sessions

Career Path AI insights for smarter career decisions

AI Job Match Score AI-Powered Job Match Against Your Resume and Optimize Your Resume

Career Tools and Resources

Resume Builder Build Professional Resume with Ease

ATS Friendliness Check Check Resume Friendliness for Applicant Tracking Systems

Auto Apply Apply to hundreds of jobs on any platform effortlessly

Co-Pilot (Chrome Extension) Your AI Assistant for Seamless Browsing Efficiency

Interview Questions Streamline interviews with ready-to-use questions

Salaries Discover market-driven salary insights across skillsets and geographies

Companies Explore leading companies actively hiring talent
For Employers

Jobs

Interviews

Home
>
Jobs in Mumbai
>
Sbicap Securities
>
AM Legal & Compliance

AM Legal & Compliance

Name: Jobpe
Address: T-Hub, Plot No 1/C, Sy No 83/1, Raidurgam panmaktha, Knowledge City Rd, Hyderabad, Telangana, 500081, IN
Telephone: +91-83339-09630
Price range: Free

Sbicap Securities

2 - 4 years

2 - 4 Lacs

Mumbai Maharashtra India

Posted:2 weeks ago| Platform: Foundit logo

Apply

Skills Required

Auditing Marketing Approvals Chartered Accountant Stock Broking Result Orientation Supervising

Work Mode

On-site

Job Type

Full Time

Job Description

Key Deliverables / Accountabilities

Review and disseminate various circulars issued by Exchanges, Depositories, SEBI, etc. and define processes for implementation.
Conduct continuous test checks to ensure compliance with the regulatory requirements.
Day to day query handling in relation to regulatory area of SEBI, exchanges and depositories
Handling Process Audit
Liaison with Regulators on various regulatory matters
Ensuring timely and accurate regulatory submissions to exchanges, Depositories, various PMS submissions, etc.
Management and approvals of Marketing Approvals (Internal and Exchange)
Preparing various reports & MIS for senior Management & Board of Directors.
Managing approvals of various client communications prepared by internal stakeholders.

Competencies Required:

Self-starter
Team player
Multitask
Result Orientation
Team handling and supervising

Essential Educational & Experience Qualification

Qualification Needed:

A Chartered Accountant with at-least 2 years of post-qualification experience in compliance Department of Stock Broking industry.
Relevant Experience
: At least 2 years Experience

More Jobs at Sbicap Securities

Home Loan Executive (Who are working in Bangalore)

Bengaluru

1 - 6 yrs

INR 2 - 2 Lacs

Content Writer - SBI Securities

Mumbai

2 - 5 yrs

INR 8 - 12 Lacs

Relationship Officer

Jodhpur

Experience: Not specified

INR 1 - 3 Lacs

Relationship Officer

Sriganganagar

Experience: Not specified

INR 1 - 3 Lacs

Relationship manager/s

Vijayawada, Visakhapatnam, Guntur

1 - 6 yrs

INR 0 - 3 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now

Sbicap Securities

Investment Banking

Mumbai

Login to

Please Verify Your Phone or Email

Confirm Action

Search

Profile

Upskill and Grow with AI

AM Legal & Compliance