4 Trade Validation Jobs

The role of the Credit Derivatives Trade Validation Associate is accountable for the delivery of the Credit Derivatives Trade Support Activities within the OTC & LD Trade Validation team which processes any OTC & LD Transaction for which terms & conditions are negotiated, with the mandate to ensure that it is correctly represented in the booking system, consistent with the sale and allocated if necessary. They will also ensure that the transaction is correctly feeding FO to BO booking systems Responsibilities Direct Responsibilities Controls and/or processes trade capture in FO/MO/BO systems Monitors and processes trade events Investigates on trade feeds, confirmations and payments in case of requests raised by other Operation teams TRADE SUPPORT MAIN FUNCTIONS : Accountable for: o The management of trades in Focus trade blotter, ensuring trades are picked up and allocated and validating amends performed with the guidance of more Senior colleagues o Booking of flow credit trades and structured credit trades, ensuring alignment of trade termsheet o Managing the flow of new trades and amendments from Front Office systems to Back Office system o Running all reconciliations, investigating any breaks identified and solving simple to intermediate breaks referring complex breaks to senior colleagues. Solving queries relating to booking discrepancies Coordinate activities with internal clients and external clients to ensure the smooth delivery of operations processes and service levels in accordance with the established procedures and guidelines. Assist in the training of new and junior members of the team Ensure accurate and timely processing of rebooking initiatives and migrations. Provide cover for other members of the Trade Support team when necessary, ability to flex between teams depending on daily volume and demand. Support the implementation of new system functionalities and raise IT requirements for bug fixing or system enhancements when possible Participate in Transversal projects MAIN CONTROL: Comply with internal and external regulatory and compliance requirements Ensure all controls are in place and reconciliations front-to-back are investigated and reconciled Emails from Back offices, Middle offices and IT are investigated. Emails from Credit Risk control are investigated. Abnormal Trading are investigated and accounted iv. Ensuring trades are booked timely and accurately on trade date Account for missing booking and escalate when necessary vi. Checking of daily reports Contributing Responsibilities: Contribute to the Permanent Control framework. Main contributor for team project. Technical and Behavioral Competencies required Knowledge in OTC Credit Derivative Products Deep knowledge of Middle Office Support functions Understanding the economical requirements linked to the cessation of the Libor Murex knowledge preferred Able to work under pressure Possess great team spirit but yet can work independently, and is able to train her/his teammates Confident and possess good communication and interpersonal skills Project management skills Experience and Qualifications required Master Degree or equivalent At least 15 years

Equity Derivatives Trade Validation VP is accountable for the delivery of the EQD Derivatives Trade Support Activities within the OTC & LD Trade Validation team which processes any OTC & LD Transaction for which terms & conditions are negotiated, with the mandate to ensure that it is correctly represented in the booking system, consistent with the sale and allocated if necessary. They will also ensure that the transaction is correctly feeding FO to BO booking systems Controls and/or processes trade capture in FO/MO/BO systems. Monitors and processes trade events. Investigates on trade feeds, confirmations and payments in case of requests raised by other Operation teams. Responsibilities Perimeter mandate: Booking validation of EQD trades at inception and during their lifecycle. Amendments responsibility as per the Amend & Cancel policy Implementation of transversal controls complying with new Regulatory constraints Implementation of transversal controls on booking for derivatives and process improvements Definition and implementation of remediation plan following potential incidents Contribution and implementation of transformation projects Build strong association with Desk Head, Client Representatives, Sales. Liaison with Associated teams within the Service Control utility to help resolve trade related Fobo breaks. Liaison with Global Operations lead to drive product strategy, work with Front to back teams to eliminate manual work and increase STP Controls & Oversight Design and align process and organization so it is globally consistent Ensure procedures are updated regularly Ensure proper segregation of duties and level of controls across Trade Validation teams Monitor global production of EQD Trade Validation activity Help to define and implement improved weekly KPIs and KRIS which are globally consistent for the EQD Perimeter showing volume, capacity, STP rate, breakdown by top client including Primary, secondary, associated life cycle events and any reconciliations with defined thresholds. Provide weekly commentary and analysis on KPIs and KRIs vs Thresholds. Ensure OPC / Risk-ORC reporting is effected thoughtfully and comprehensively Follow up on any audit finding and implement corrective action as necessary Ensure the Control framework is properly implemented for Trade Validation Derivatives activities, promoting awareness and following implementation and sign-off of RCSAs and controls reviews by the team managers Being escalation point of contact toward the business Responsible of the global level of service delivered Build a strong control framework and ensuring strict adherence to controls Build SME Framework within the teams & minimum 3x3 model for all activities Effective escalation management and Control mindset Work with support teams : BCM team to devise resiliency strategy , Risk team to test the controls and build a strong control framework Technical & Behavioral Competencies Knowledge in OTC EQD Derivative Products Deep knowledge of Middle Office Support functions Able to work under pressure Possess great team spirit but yet can work independently, and is able to train her/his teammates Confident and possess good communication and interpersonal skills Project management skills Specific Qualifications (if required) NA Skills Referential Behavioural Skills : Decision Making Attention to detail / rigor Organizational skills Ability to collaborate / Teamwork Transversal Skills: Analytical Ability Ability to understand, explain and support change Ability to develop and adapt a process Ability to develop and leverage networks Ability to manage a project Education Level: Master Degree or equivalent Experience Level At least 15 years

2+ years of Leadership experience - MUST Role & responsibilities Manage and develop team of individual contributors and managers working on complex issues Support the lifecycle of Institutional trades while managing a larger group or multiple groups covering the following functions; client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issues Support the lifecycle of Institutional trades while managing a larger group or multiple groups covering the following functions; T0 Blotter checks, Investigation & resolution of exceptions from Internal & external reconciliations for OTC & Listed Derivative asset class, monitoring various queues, performing key trade life cycle functions such as trade affirmations, allocations & validation, producing key metrics & varied reporting. Demonstrate good understanding of financial products & middle office controls. Knowledge of key regulations impacting the financial markets ( Dodd frank) Identify and recommend opportunities for process improvement and risk control development Collaborate with all business partners and various departments, create efficiencies and mitigate risk for team and organization Manage and develop team of individual contributors and managers working on complex issues Preferred candidate profile Working knowledge of the either of functions ex: Middle office Operations, Product control, trade & sales support, trader/sales assistant. Good understanding of Middle office controls, daily risk & PnL Willing to work in US Shift. Ability to work in a fast paced environment and time constraints Strong communication skills Job Expectations: Candidates will be expected to work closely with the Middle Office LoBs in US and broad Operations functions. Some of the key functions would be a) Exception management through various reconciliations, b) Queue monitoring, c) performing trade affirmations, allocations & validation, d) producing key metrics & varied reporting. Candidates shall be able to demonstrate good understanding of financial products and key regulations impacting the financial markets.

Position Purpose Responsible for accurate trade validation of OTC Derivative Product within BNPP Systems Ensure trade amendments are performed in a timely fashion and their PV are checked validated Escalate any mis-match on the trade to the FO Management that may indicate a wrong position or transaction in the FO System Run all required controls on key elements Responsibilities Direct Responsibilities Validate the trade which is booked in FO systems with the recaps Validate Future contracts with the recaps and ensure timely Clearing When possible, challenge and enhance existing processes. Report, Comment and Validate the exceptions during trade validation Ensure appropriate escalation to management as soon as an issue is identified. Ensure high levels of ethics and professionalism are maintained both personally and in the team. Contributing Responsibilities Participate to global projects related to MO processes improvements. Participate to local projects related to systems migrations. Participate to the improvement of the productivity within the team by proposing initiatives Technical Behavioral Competencies Strong Rates Derivatives products knowledge including trade validation Competency with MS Suite, especially Excel Communication Skills Decision Making Adaptability Change Management: Ability to develop and leverage networks Ability to develop and adapt a process Result oriented approach Collaborate with remote teams Specific Qualifications (if required) 5 - 7 years of working experience in related banking and finance fields. University graduates, with postgraduates and professional qualifications preferred. Skills Referential Behavioural Skills : (Please select up to 4 skills) Ability to collaborate / Teamwork Critical thinking Creativity Innovation / Problem solving Resilience Transversal Skills: (Please select up to 5 skills) Ability to set up relevant performance indicators Ability to develop others improve their skills Analytical Ability Ability to develop and adapt a process Ability to understand, explain and support change Education Level: Bachelor Degree/CA/CFA or equivalent Experience Level 5 -7 years of experience Other/Specific Qualifications (if required)