Specialist - CP Risk & Audit (Mumbai)

Job Description

About Angel one : Angel One Limited is a Fintech company providing broking services, margin trading facility, research services, depository services, investment education and distributes third party financial products to its clients, on a mission to become the No. 1 fintech organization in India. With over 2 crore+ registered clients, we are onboarding an average of over 800k new clients every month in the current financial year. We are working to build personalized financial journeys for our clients via a single app, powered by new-age tech, AI, Machine Learning and Data Science. We have a flat structure, with ample opportunity to showcase your talent and a growth path for engineers to the very top. We are aggressively hiring Engineers, Product Managers & Data science rockstars across India. Join our team and experience the best of both worlds at Angel One! Check out our careers section! Why You'll Love Working at Angel One! Ranked Top 25 Companies to Work in India: 're proud to be recognized as one of the best workplaces, certified for 8 consecutive years. Innovative Culture: eate, innovate, and create cutting-edge fintech solutions with AI and MachinLearning. Be part of something huge: ?e at the Forefront of Fintech Innovation Bold Approach: 're not just growing a customer base; we're unlocking potential, aiming to touch a billion lives. It's about more: more drive, more initiative, and a bolder way of working. Job Title: Specialist - CP Risk & Audit Location: Mumbai What you will do: Conduct physical audit of Authorised Person of Angel One Limited as per the checklist and submit the audit findings. Approx. 30 audit to be done per month across various locations. Carry out extensive checks on the Authorised Person as part of audit to unearthany malpractices by the person. Scan social media, telegram, whatsapp and other media to find out any prohibitive activities carried out by the Authorized person Prepare the Audit report, investigation report and take the findings to logical conclusion i.e rectification, termination , penalty levy etc Verify the audit data carried out by external firm for its completeness Thoroughly verify the bank statement of Authorised Person to check any malpractices carried out by the AP. Prepare the audit report in system for audit done by self and by external firm. Resolve the queries of the external auditors and also handhold them wherever required. Conduct training for AP on compliance requirements. Any other activities emanating out of the audit and monitoring activities What's in it for You? Hybrid work model Enjoy in-person collaboration a few days a week, striking the perfect balance between productivity and personal preferences. Empowered Growth: e invest in your growth and empower you to explore your full potential. Exceptional Benefits: ?ur comprehensive benefits package includes health insurance, wellness programs, learning & development opportunities, and more. For a deeper dive into our company culture and vision, explore our Company Deck. At Angel One, our thriving culture is rooted in Diversity, Equity, and Inclusion (DEI). As an Equal opportunity employer, we wholeheartedly welcome people from all backgrounds irrespective of caste, religion, gender, marital status, sexuality, disability, class or age to be part of our team.We believe that everyone's unique experiences and viewpoints make us stronger together. Come and be a part of #OneSpace*, where your individuality is celebrated and embraced.