Senior Institutional Investment Operations Specialist

In this role, you will:

• Downloading and consolidating data from capital markets clearing organizations for reporting in a variety of tools, including Excel, Clik View, and Tableau.
• Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.
• Working with Middle Office teams to understand and correct errors and late reporting.
• Identifying opportunities to improve productivity in the data management and reporting processes.
• Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.
• Testing of technology changes affecting systems instrumental in assigned areas of NFRR.
• Reviewing and understanding of relevant regulatory technical standards, rules, and regulations.
• Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.
• Conducting analysis as part of an intake process for new NFRR that come into scope for the team.
• Presenting and maintaining program information and reporting in Confluence and Jira.
• Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.
• Assignment, scheduling, tracking, and reporting of the program control activities and projects.
• Working with others to build and test new reporting and controls
• Regulators CFTC,FINRA
• SEC
• DTCC
• TRACE 6760
• TRACE 6730
• Trade Transaction Reporting

Required Qualifications:

• University degree including coursework in financial markets, law, and technology.
• 5-8years of Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
• Experience in data management, import/export, analysis and manipulation using Excel, Tableau, ClikView, or similar tools for analysis and graphs.
• Experience in designing and developing reporting tools, dashboards, and processes.
• Motivated learner and researcher with solid writing and presentation skills

Desired Qualifications:

• Education or experience with US securities and commodities regulations and compliance.
• Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
• Administrator, or advanced user, experience with Atlassian Confluence and Jira