8 Securities Laws Jobs

At Franklin Templeton, you will play a vital role in driving the industry forward by developing innovative ways to assist clients in achieving their investment goals. As a part of our dynamic and diversified firm, which encompasses asset management, wealth management, and fintech, you will have the opportunity to contribute to our clients" accomplishments. Our global teams, known for their broad and unique expertise, work together in a welcoming, inclusive, and flexible environment to offer various avenues for progress towards goals. Join us in our mission to deliver superior outcomes for clients worldwide! As a part of the Corporate Counsel Team at Franklin Templeton, you will be responsible for providing legal counsel for the Mutual Fund, Alternative Investments Fund, and Portfolio Management business in India. You will need to showcase expertise in securities laws, corporate and business law, and possess experience in fund and investment documentation. Your role will involve the preparation, review, and negotiation of legal documents and agreements, along with collaborating with internal groups such as Investment teams, Product, Finance, Tax, Distribution, Marketing, and HR. To excel in this role, the ideal candidate should possess the following qualifications and skills: Education Qualification: - Bachelors degree in law from a recognized university - Company Secretaryship (an added advantage) - Registered with the Bar Council of India Experience: - Minimum of 8 years of experience as a legal counsel in a law firm or corporate legal department Required Skills: - Excellent verbal and written communication skills - Strong analytical and negotiation skills - Comprehensive understanding of corporate and securities laws - Ability to work collaboratively in a team setting Other Skills: - Strong organizational skills and attention to detail - Ability to work under pressure and manage multiple tasks simultaneously Your work shift timings will be from 9:00 AM to 6:00 PM IST. At Franklin Templeton, we prioritize employee well-being and offer a diverse range of benefits to support your professional and personal growth. Our benefits include professional development opportunities, educational assistance, medical and life insurance, personal accident insurance, personal loan assistance, Employee Stock Investment Plan (ESIP), annual recognition program, volunteer services, 12 weeks of paternity leave, and more. Located in the heart of Mumbai at the One International Centre, our office provides spectacular views of the bustling city and is easily accessible from Western/Central railway station. Join us to be a part of a culture that values diversity, inclusivity, and employee well-being. If you require any accommodation or adjustment to apply for a position at Franklin Templeton, please contact accommodations@franklintempleton.com with details of your request. Note that only accommodation requests will receive a response within three business days.,

You are looking for a qualified and experienced Company Secretary to join a Vijayawada based industrial conglomerate with successful business divisions in Healthcare, Education, Pharmaceuticals, Construction & Hospitality in Andhra Pradesh and Telangana. As the Company Secretary, you will be based in Vijayawada and report directly to the Director. Your responsibilities will include ensuring deep understanding of Secretarial Compliances, ability to handle tasks independently, and possessing good drafting skills. You should have a thorough knowledge of Corporate Laws including Company Law, Securities Laws, RBI Act/ FEMA Regulations, applicable Secretarial Standards, and other related laws and regulations. You will advise the Board on Good Corporate Governance practices, compliance with Corporate Governance requirements, and provide guidance to Directors on their duties, responsibilities, and powers. Your role will involve ensuring compliance under various Corporate Laws, convening meetings, preparing agendas and minutes, maintaining secretarial records, and filing returns with regulatory authorities. Additionally, you will be responsible for preparing various policies, liaising with Statutory and Regulatory Authorities, supporting audits, handling company incorporations and closures, and submitting MIS reports to Management. The ideal candidate must be a member of ICSI with a degree in Law preferred and should have 10-12 years of relevant experience. Other competencies required for this role include proficiency in MS-Office, good interpersonal and communication skills, planning and execution abilities, as well as strong organizing and time management skills. The desired traits for this position are trustworthiness, discipline, and being smart working. The compensation for this position ranges from 18 lakhs to 20 lakhs per annum, depending on knowledge, experience, and interview performance. If you meet the qualifications and are interested in this opportunity, please email your CV to careers@lailagroup.in with the subject line "CS-Vijayawada".,

As a member of the GIC Process (India) team, your primary responsibility will be to continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses. You will utilize advanced analytics and surveillance tools to identify irregularities in trading behavior. This will involve reviewing trade surveillance alerts and conducting analysis of trading and market activity across various asset classes such as Equities, Information barriers, Fixed income, Futures/ Options, and Asset management. Additionally, you will be required to analyze large datasets to identify trends, patterns, and potential compliance issues. Your role will include preparing detailed reports and presenting findings to management and regulatory bodies as necessary. Ensuring regulatory compliance is a crucial aspect of this role. You will be responsible for ensuring that all market activities adhere to regulatory requirements and internal policies. Staying updated with the latest regulations and industry standards will be essential, and you will be expected to implement necessary changes in surveillance processes accordingly. Demonstrating a strong understanding of financial instruments, trading platforms, and market dynamics is key. You will be required to utilize technical analysis and quantitative methods to assess market trends and trading activities effectively. Effective communication is vital in this role. You will need to communicate findings and recommendations clearly through well-structured narratives and comprehensive write-ups. To excel in this role, you should be detail-oriented with a high level of accuracy, possess strong problem-solving abilities and critical thinking skills, and have excellent English communication skills, both written and verbal. Experience with reviewing trading activity for Compliance, familiarity with securities laws and regulations for identifying potential trading violations, and an understanding of markets and potential market manipulative behavior will be beneficial. Having a proactive approach to identifying potential risks and implementing effective solutions is important. An interest in trading with financial instruments and an understanding of financial markets, as well as good analytical logic regarding clients" trading behavior, will be advantageous. While not mandatory, having a Master's degree in finance, Economics, or a related field, along with professional certifications such as CFA, would be advantageous. Proven experience in market surveillance, compliance, or a related role within financial services, strong analytical skills, proficiency in using surveillance and analytics tools, and advanced skills in English writing, comprehension, and reading would also be beneficial. Guidehouse offers a comprehensive total rewards package that includes competitive compensation and a flexible benefits package, reflecting our commitment to creating a diverse and supportive workplace.,

You will be responsible for ensuring end-to-end statutory compliances of Corporate laws, RBI, FEMA, and Banking Laws. This includes identifying, drafting, and finalizing agenda and notices for board, committee(s), and shareholders meetings. You will also be drafting the minutes of the Board/Committees/shareholders and coordinating with relevant stakeholders for finalization of the minutes. In this role, you will manage and coordinate with Internal auditors, statutory auditors, secretarial auditors, RTA, etc. on various audits, certifications, and other day-to-day matters. You will be responsible for supplying various information to internal and external customers such as operational resolutions, authorizations, directors" details, Related Parties, capital history, and corporate restructuring history. Additionally, you will ensure necessary filings with RBI, ROC/MCA, RBI, and/or any other applicable regulator. Coordinating with regulatory bodies including ROC, MCA, NSDL, CDSL, etc., will also be part of your responsibilities. You will be involved in preparing/drafting, implementing, and ensuring compliance of various policies, SOPs, checklists, and governance practices. It is important to liaise closely with the legal/finance/business teams at the Company level and group level and provide support in key transactions. Experience in Listing/IPO process and working knowledge of compliances of securities laws will be considered an added advantage for this role.,

Role & responsibilities Ensure compliance with corporate laws, rules, and regulations Organize, prepare agendas for, and take minutes of board meetings and annual general meetings (AGMs). Advise the board on their legal and governance responsibilities. Maintain statutory books (register of members, directors, etc.) and file necessary returns with regulatory authorities. Draft resolutions, board reports, and other corporate documents. Ensure timely compliance with ROC filings, including annual returns and financial statements. Liaise with external regulators and advisors such as lawyers and auditors. Monitor changes in relevant legislation and take appropriate action. Assist in corporate restructuring, mergers, acquisitions, or divestments. Maintain shareholder relations and handle share transfers and dividend issues. Provide strategic legal advice to management and the board on business operations, risk, and compliance. Lead and manage all legal matters including corporate, commercial, regulatory, labor, and litigation. Draft, review, and negotiate high-value contracts, agreements, and MOUs. Ensure the company complies with statutory and regulatory requirements. Oversee corporate governance practices, policies, and legal controls. Liaise with regulatory bodies, government authorities, and external legal counsel. Preferred candidate profile CS with LLB - 3 -5 yrs exp

As a Manager SBU Mergers and Acquisitions (Tax), you will play a crucial role in our mergers and acquisitions practice by assisting clients in planning, executing, and integrating their transaction strategies. With at least 5 years of post-qualification experience as a Chartered Accountant in a top-tier tax consulting/advisory firm, you will have the opportunity to work on marquee deals and manage tax and regulatory requirements across various scenarios. Located in Bangalore, you will be part of a team that provides sophisticated solutions to clients, helping them solve complex problems efficiently. Your responsibilities will include driving client assignments independently, conducting in-depth research on various laws, identifying suitable solutions, documenting advice, assisting clients with valuations and due diligences, managing client conversations, and finalizing deliverables. You will also be involved in business development initiatives, enhancing client relationships, identifying new opportunities, and updating your knowledge on the latest tax and regulatory developments. Your role will require a sound understanding of relevant laws and regulations, a results-oriented approach with attention to detail and accuracy, team management skills, innovative thinking, number-crunching expertise, excellent communication skills, and a proactive attitude towards delivering value to clients. Additionally, you will be responsible for supervising, training, and mentoring team members to support their overall growth. We offer a competitive remuneration package with a base compensation superior to other leading firms in the industry, along with group health insurance cover. Our hybrid working model provides flexibility based on your preferences and the team's needs. You will have access to personalized learning experiences and career development opportunities through courses and development programs funded partially by the firm, with generous budgets dedicated to learning and development. Join us to enhance your capabilities, leadership skills, and contribute to our clients" success in the dynamic field of mergers and acquisitions.,

Role: You will be responsible for managing the SBU Mergers and Acquisitions (Tax) as a Manager. As a Chartered Accountant with at least 5 years of post-qualification experience in a top-tier tax consulting/advisory firm, you will play a crucial role in assisting clients with their transaction strategies. Your primary location for this position will be in Bangalore with a competitive salary range of 20-25 LPA. Overview: In this role, you will be part of the mergers and acquisitions practice, where you will help clients in planning, executing, and integrating their transaction strategies. Your responsibilities will include assisting clients in various aspects of mergers and acquisitions such as due diligence, internal restructuring, asset sale, acquisitions, mergers, demergers, slump sales, divestitures, funding and listing, buybacks, succession planning, and post-deal integration. You will work closely with a team to provide sophisticated solutions to complex problems and ensure successful implementation for clients. Roles and Responsibilities: - Independently drive client assignments/engagements, covering various execution responsibilities. - Conduct in-depth research on relevant laws such as tax laws, exchange control regulations, corporate laws, securities laws/regulations, stamp duty laws, etc. - Identify suitable solutions for clients by evaluating key tax and regulatory implications and documenting advice appropriately. - Assist clients with ancillary aspects of proposed transactions like valuations and due diligences. - Manage client conversations, correspondence, and deliverables in consultation with the concerned Partner/Director. - Develop and enhance client relationships, identify new opportunities for business development, and contribute to firm initiatives. - Stay updated on the latest developments in tax and regulatory matters, share knowledge within the team, and contribute to technical publications. - Continually develop personal skills through training, coaching, and mentoring team members. Desired Skill Set: - Sound understanding and knowledge of relevant laws and regulations. - Results-oriented approach with attention to quality, details, and accuracy. - Ability to manage team members efficiently, think innovatively, and provide solutions. - Strong number-crunching skills, excellent communication, and proactive client-focused attitude. What We Offer: - Competitive remuneration package with base compensation and group health insurance cover. - Flexible working arrangements under a hybrid model based on preferences and team needs. - Personalized learning experience and career development opportunities through funded courses/programs. In this role, you will have the opportunity to contribute to high-profile deals, provide valuable insights to clients, and further develop your skills in tax consulting and mergers and acquisitions.,

Job Description Job Title: Associate - Capital Markets Location: Mumbai / Delhi Experience: 1-3 years PQE Job Description: We are seeking a motivated Associate to join our Capital Markets practice. The ideal candidate will have prior experience handling equity and debt transactions, IPOs, QIPs, rights issues, and private placements. Key Responsibilities: Drafting, reviewing, and negotiating offer documents, agreements, and other legal documentation related to capital markets transactions Advising clients on SEBI regulations, Companies Act, and other relevant legal frameworks Coordinating with regulatory bodies and intermediaries Supporting due diligence exercises and managing deal execution timelines Working closely with senior team members on complex transactions Requirements: LL.B. from a reputed institution 1-3 years of relevant experience in capital markets Strong understanding of securities laws and regulatory compliance Excellent communication, drafting, and analytical skills Ability to work independently and within a team Check Your Resume for Match Upload your resume and our tool will compare it to the requirements for this job like recruiters do.