Senior Manager/AVP Compliance- ICDR- Financial Institution- Mumbai The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

As a Senior Manager/AVP Compliance with a leading Financial Institution in Mumbai, you will be responsible for ensuring compliance with SEBI (ICDR) Regulations, SEBI (SAST) Regulations, SEBI (Delisting) Regulations, and SEBI Master Circular on Schemes. Your role will involve overseeing the process for Preferential issue, Stock Exchange Compliances, and studying Valuation Reports. Your key responsibilities will include: - Ensuring adherence to SEBI Regulations, Exchange Checklist, and Guidelines. - Reviewing valuation reports as needed. - Meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations. - Updating the Exchange database upon share listing approval. - Responding to SEBI inquiries and submitting examination reports promptly. - Providing data to SEBI in a timely manner. - Developing and presenting internal management information. - Researching current systems and leading development projects for process automation. - Supervising teams across various verticals within the organization. If you have 7+ years of experience in ICDR Regulations or the process of Preferential issue, along with a solid understanding of SEBI regulations and compliance requirements, this role offers an opportunity to contribute to the organization's compliance objectives and enhance your expertise in securities, capital markets, and merchant banking. #SEBIcompliance #ICDR #IssueofCapitalandDisclosureRequirements #Preferentialissue #merchantbanker #securities #capitalmarket #merchantbanking #valuationreport,

Posted 1 week ago

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Compliance Manager The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

You are invited to join a leading Financial Institution in Mumbai in the role of Senior Manager/AVP Compliance. With at least 7 years of experience in SEBI (ICDR) Regulations or the Process of Preferential issue, you will play a crucial role in ensuring compliance with SEBI regulations and stock exchange guidelines. Your responsibilities will include verifying that SEBI regulations, Exchange Checklists, and Guidelines are meticulously adhered to. Additionally, you will be tasked with reviewing valuation reports, meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations, and updating the Exchange database post-share listing approvals. In this role, you will be expected to promptly respond to queries from SEBI, submit data to SEBI in a timely manner, and generate internal management reports. Moreover, you will play a key role in researching existing systems and leading development projects to streamline processes. As a Senior Manager/AVP Compliance, you will oversee teams across various verticals, ensuring that all compliance activities are effectively coordinated and executed. This opportunity offers a chance to work closely with SEBI regulations, Schemes, and Stock Exchange Compliances, making a significant impact in the field of merchant banking and capital markets. If you are a detail-oriented professional with a strong understanding of SEBI regulations and a passion for compliance, this role presents an exciting opportunity to contribute to the success of a dynamic financial institution.,

Posted 1 week ago

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