Manager/Senior Manager- Compliance

Bandhan Life

5 - 8 years

6 - 14 Lacs

Mumbai

Posted:6 days ago| Platform:

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Skills Required

Compliance Management life council IRDAI MIS reports internal audit Regulatory Compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Responsibilities:

Approving, reviewing the advertisement related Compliances
Preparation of Rollout (Summary of Regulatory updates) on daily updates from the regulatory Bodies
Handling Internal Audit., further also conducting compliance audit and testing to highlight and fulfil the regulatory gaps in the department
Compliances related to place of business i.e.filing w.r.t. branch opening, closure, relocation to the regulator. Keeping repository of the same.
Ensuring submission of all periodical returns as well as Adhoc return to IRDAI/ IIB/Life Council
Giving compliance opinion to Internal departments regarding Compliances and tracking of the compliance actionable as well as implementation within the Organization.
Preparation of MIS/ dashboards on Compliance activities for the Management
Maintaining a record of all the Regulatory reports required to be filed with the Regulators like IRDAI, FIU, IIBI, Life Council, etc and update from time to time with accuracy
Publishing MIS reports to demonstrate the number of filings done and track for delays if any and highlight to the Management
AML STR / RFI monitoring and filing with FIU
Screening of customers with prescribed terrorist lists
Responding to FIU queries in timely manner
Preparation of checklists, process notes, SOPs, manuals used in the day to day compliance processes
Execution of automation projects and IT projects

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