Engagement Compliance-compliance/risk/regulatory reporting-NIGHT SHIFT

5 - 8 years

6 - 14 Lacs

Posted:1 week ago| Platform: Naukri logo

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Work Mode

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Job Type

Full Time

Job Description

Role & responsibilities

Conduct primary review of files (45%):

  • Conduct initial compliance reviews of engagement files, adhering to established guidelines while

exercising professional judgment to ensure efficiency and minimize rework

  • Verify alignment with company policies and regulatory standards, using informed judgment to

address both binary and nuanced evaluations.

  • Document findings and observations systematically to support effective review processes and facilitate

easy reference for follow-up actions

2. Collaborate with Onshore Teams (20%)

  • Engage with senior associates and directors to discuss initial findings and refine the ECRs.
  • Coordinate with the ECR Leader to ensure seamless communication and effective alignment of

compliance review outcomes.

  • Participate in review meetings and provide feedback to enhance the quality of compliance processes

3. Data Analysis (25%):

  • Examine large datasets to identify compliance issues, employing analytical skills to draw insightful

conclusions and make informed recommendations.

  • Utilize data analysis tools to track compliance patterns and highlight areas needing attention or

improvement.

  • Use critical thinking and judgment to interpret data findings, considering both quantitative and

qualitative insights to ensure regulatory adherence .

4. Training and Development (10%):

  • Engage in professional development opportunities to remain informed on current compliance

standards, regulatory changes, and best practices.

  • Attend training sessions to enhance skills and competencies relevant to compliance reviews and ECR

processes.

  • Share learnings with team members to foster a culture of continuous improvement and excellence

within the Acceleration Center.

SHIFT:6.30PM-3.30AM

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