Compliance Monitoring Expert Wipro Limited

3.0 - 7.0 years

0 Lacs

vadodara, gujarat

On-site

As a Compliance Monitoring Expert at Servaada, a Wipro company, you will play a crucial role in ensuring compliance with regulatory requirements for retail investments and pensions. This new role is central to the organization's growth agenda, focusing on leading strategic deals and enhancing financial outsourcing services. Servaada, authorized by the FCA, offers regulated outsourcing services in the Financial Services industry. Our clients include leading providers for pension schemes and investment platforms, with a focus on delivering business and technology process outsourcing services for front and back-office operations. Your role as a Compliance Monitoring Expert comes with competitive salary, comprehensive benefits package, and opportunities for training and development to enhance your skills and expertise. Key Responsibilities: - Conduct monitoring activities as part of the annual compliance monitoring program, ensuring high standards and timely delivery of results. - Proactively identify control gaps, determine root causes of weaknesses, and propose solutions to mitigate risks. - Collaborate with the Head of Compliance Monitoring to develop action plans with the business, monitor risk mitigation progress, and provide necessary reporting and management information. - Stay updated on regulatory developments, assess compliance risks, and contribute to enhancing in-house controls and procedures. - Maintain accurate logs, update the Compliance Monitoring Program, and cultivate positive compliance culture within the organization. Essential Skills: - Prior experience in compliance monitoring, preferably in asset/wealth management or retail financial advice. - Strong understanding of FCA rules and ability to interpret regulatory requirements effectively. - Knowledge of suitability of advice and/or CASS is advantageous. - Proficiency in communicating technical information clearly and interpreting FCA regulations. Desirable Skills: - Degree education or equivalent qualification. - Industry certifications such as CISI IAQ / IOC or Investment Compliance Diploma are beneficial. - Self-driven individual with strong relationship-building skills and ability to work independently or collaboratively. Join us as a Compliance Monitoring Expert at Servaada and Wipro, contributing to the success of our clients and beneficiaries. We value diversity, equality, and inclusion, welcoming all applicants to be part of our global team committed to positive change and conscious inclusion. Apply now and be a part of our customer-centric culture dedicated to excellence.,

Posted 4 days ago

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AVP Investment Banking Operations Manning Consulting

10.0 - 20.0 years

25 - 27 Lacs

Chennai

Hybrid

We are Hiring | AVP Banking Operations | Chennai | UK Captive Package up to 27 LPA Key Responsibilities Manage day-to-day banking operations like: Trade screening, settlements, payments, and corporate actions. Identifying and resolving any processing or compliance issues. Ensure compliance with global regulatory requirements like CASS . Lead or contribute to process improvement and risk mitigation projects. Develop and implement controls to keep operations safe, efficient, and compliant. Create reports and presentations for internal senior stakeholders. Stay up to date with industry trends and apply best practices. Collaborate across departments to align business and operations goals. Mentor and manage teams , track performance, and encourage growth. Skills & Qualities Required Expertise in investment banking operations (trades, settlements, payments, etc.). Knowledge of CASS regulations and global compliance norms. Strong in risk management , and control design . Ability to lead teams or projects and handle complex situations. Excellent communication able to explain complex issues clearly. Strategic mindset someone who thinks beyond the day-to-day. Proficiency in identifying gaps, improving processes, and influencing stakeholders. Minimum Qualification A Bachelors degree is required. To apply or know more, reach out to me at: kanika@manningconsulting.in or call on 9953939776

Posted 1 week ago

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