3 - 6 years
3 - 6 Lacs
Posted:1 month ago|
Platform:
On-site
Full Time
Key deliverables: Assist in implementing and monitoring compliance frameworks for stock broking operations Conduct periodic compliance checks and support internal and regulatory audits Track and ensure timely submission of regulatory reports and filings Collaborate with business teams to resolve compliance-related queries and update policies Role responsibilities: Support compliance adherence to SEBI regulations and exchange requirements Stay updated with regulatory changes and assist in policy revisions Assist in managing regulatory inspections and communications with stakeholders Use compliance monitoring tools to track and report compliance status across operations
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