Associate, Compliance & Control II

As an Associate, Compliance & Control II at BNY, you will have the opportunity to join the Insight Investment team in Chennai, TN HYBRID. Your main responsibilities will involve handling Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will collaborate closely with senior team members to work on Guideline-related projects, suggest process improvements, and enhance your CRD technical skills. Your key responsibilities will include monitoring post-trade batch alerts daily, ensuring timely notification to front office and other business groups, coding new mandates/amendments into Charles River within agreed timelines, and verifying the accuracy of coding interpretations. You will also be responsible for addressing client guideline queries promptly, producing compliance attestations on a monthly and quarterly basis, and supporting fund managers with ad-hoc queries related to pre-trade warnings. To excel in this role, you should possess excellent academic credentials from a reputed institute, a minimum of 3-5 years of rule coding experience on Charles River (preferably on V20 or above), and relevant experience in monitoring pre & post trade compliance on Charles River or a similar Order Management System. Strong communication and analytical skills, advanced knowledge of Microsoft Word, Power Point, and Excel, as well as a solid understanding of fixed income securities and derivatives are essential for success in this role. You should also be proactive, self-supportive, and motivated to promote a positive compliance and risk culture within the firm. BNY is committed to fostering an inclusive workplace culture and has been recognized for its innovation and diversity efforts. If you are looking to make a meaningful impact and grow your career in a global financial services company that values talent and diversity, this role could be the perfect fit for you. Join us at BNY and be a part of our award-winning team that is dedicated to making money work for the world. BNY is proud to be an Equal Employment Opportunity/Affirmative Action Employer that values diversity and inclusion. If you are ready to take on a challenging yet rewarding role in compliance and control, we encourage you to apply and be a part of our dynamic team at BNY.,