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3 Sebi Circulars Jobs

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8.0 - 12.0 years

0 Lacs

maharashtra

On-site

As a QA Manager, you will play a crucial role in ensuring the quality and reliability of software products. Your responsibilities will include understanding functional requirements and preparing test plans with estimated timelines for the Delivery Manager's review. You will manage the design, documentation, and execution of test cases by assigning tasks to testers and overseeing various testing activities. Your duties will also involve coordinating defect management, bug fixing, and bug reporting using bug tracking software. Additionally, you will work closely with the Delivery Manager to facilitate release management processes and ensure adherence to defined Standard Operating Procedures (SOP). Participation in internal audit activities related to SOP and reporting test progress to stakeholders will be part of your routine tasks. To maintain software quality standards, you will need to ensure compliance with regulatory requirements, industry standards, and best practices. Selecting and implementing appropriate automated test tools to enhance testing efficiency will be within your scope of work. You will be responsible for setting clear expectations for the QA team, building redundancy, and providing continuous training to enhance their operational capabilities. Furthermore, your role will involve coordinating with system auditors for audits, finalizing audit scopes as per regulatory guidelines, and ensuring timely completion of audit activities. You will assist in resolving audit queries, communicating audit progress and results to stakeholders, and preparing final audit reports. Collaboration with the compliance team during SEBI inspections and providing necessary information for audits will also be part of your responsibilities. Your proactive approach in arranging internal audits, resolving non-conformances, and preparing for the final system audit will contribute to maintaining operational efficiency and compliance standards. Effective communication with various stakeholders and departments, as well as timely reporting to SEBI, will be essential aspects of your role in ensuring audit readiness and compliance.,

Posted 13 hours ago

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3.0 - 7.0 years

0 Lacs

karnataka

On-site

We are a Great Place to Work Certified organization, recognized by Great Place to Work India. At FYERS, our mission is to empower new-age traders and investors with the best-in-class technology and platform. We are a bootstrapped company driven by our founders" passion to deliver exceptional value to our diverse customers, employees, and communities. If you share our passion, creativity, and desire to grow with us, we invite you to apply with your latest profile for review and potential connection. Joining us means immersing yourself in the dynamic world of capital markets and shaping the future of digital finance through groundbreaking projects. You will collaborate with a diverse team of experts and visionaries while enjoying continuous learning and growth opportunities to elevate your career. The key responsibilities of this role include monitoring client trading activities across Equity, Derivatives, and Commodities segments in real-time, ensuring compliance with SEBI regulations, exchange rules, and internal risk policies, tracking and managing margin requirements, Mark-to-Market (MTM) losses, and open position limits, proactively taking action against risk breaches, staying updated with SEBI circulars and exchange notifications, and following up on client debit balances and margin shortfalls. We offer a range of benefits to support your well-being, including access to fitness facilities, virtual medical consultations, flexible leave options, top-tier group medical coverage, personal accident protection, term life insurance for you and your family, individual and team awards, clear advancement pathways, internal mobility options, and leadership development programs. Our culture values trust and openness, ensuring that your successes are always recognized and celebrated. If you are ready to thrive in an environment that supports your professional growth, prioritizes your overall wellness and happiness, and values your contribution, we look forward to welcoming you to our team. Talent Acquisition Team,

Posted 5 days ago

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5.0 - 10.0 years

8 - 13 Lacs

Mumbai, Mumbai Suburban, Mumbai (All Areas)

Work from Office

Experience in secretarial function in a company, preferably relating to securities market/MII such as Depository Participant, Stock Exchange, Clearing Corporation, Stock Broker,etc. Assistance in handling internal audits, external audits. Required Candidate profile Knowledge of Companies Act 2013, SEBI LODR Regulations, SEBI Circulars, Secretarial Standards. Compliance under D&P Regulations 2018,SEBI Compliances. Conducting meetings of the Board & Committees. Perks and benefits To be disclosed post interview

Posted 1 month ago

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