3 Riskbased Auditing Jobs

Join us as an Assistant Vice President (AVP) - Attestations - BX India at Barclays, where you will spearhead the evolution of our digital landscape, driving innovation and excellence. You will harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. In this role, you will be assessed on key critical skills relevant for success, such as delivering audit work to identify and assess relevant risks and controls. You will execute and complete testing to evaluate the design and effectiveness of controls, documenting your findings in the BIA audit tool. Additionally, you will write high-quality audit observations and support the Audit Lead (VP) in report writing. Engaging with Auditees regarding audit observations and consulting with the Director when necessary will also be part of your responsibilities. Building independent and respected relationships with Auditees on each audit and developing ongoing relationships with key Auditees in aligned business areas are crucial aspects of this role. To be successful in this position, you should have the following experience and qualifications: Basic/ Essential Qualifications: - Chartered Accountant / Graduate / Masters in Business Administration with experience in risk-based auditing. - Relevant professional qualifications (e.g. CIA, MIIA, ACCA, ACA, CISA). - Demonstrated understanding of risk-based auditing (Internal or External) or risk/control activities in Retail and/or Wholesale Banking, along with knowledge of associated regulations. - Strong communication skills with the ability to effectively communicate with business stakeholders. - Practical understanding of the relevant regulatory environment. - Proven track record of high performance in previous roles. - Good understanding of ITGC domains. Desirable Skillsets/Good to Have: - Knowledge of the financial services industry, particularly in Corporate Banking, Private Banking, and Wealth Management. - Experience in identifying opportunities for using data to enhance audit testing. This role will be based out of Pune and aims to support the development of audits aligned with the bank's standards and objectives. Your responsibilities will include audit development and delivery support, identification of operational risks, assessment of internal control effectiveness, communication of key findings and recommendations to stakeholders, and staying informed about regulatory news and industry trends. As an Assistant Vice President, you are expected to advise and influence decision-making, collaborate with other functions/business divisions, lead a team performing complex tasks, and demonstrate a clear set of leadership behaviors. Whether in a leadership role or as an individual contributor, you will guide team members, consult on complex issues, mitigate risks, and drive new policies/procedures to support the control and governance agenda. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset of Empower, Challenge, and Drive. Join us in creating an environment where colleagues can thrive and deliver consistent excellence.,

As an Audit Manager at our firm located in Noida, you will be a key member of the Audit & Assurance department reporting directly to the Partner. With 4-6 years of experience in statutory audits, you will be responsible for managing multiple teams and leading audit engagements independently from planning to final reporting. We are seeking a seasoned professional who is technically sound, proactive, and can ensure audit compliance and accuracy with minimal supervision. Your primary responsibilities will include executing end-to-end audits, managing multiple teams and their leaders, ensuring compliance with auditing standards, collaborating with cross-functional teams, maintaining client relationships, implementing risk-based auditing, and staying updated on regulatory requirements. You will be expected to leverage audit tools and digital systems to enhance efficiency and accuracy in audit processes. The ideal candidate will be a Chartered Accountant (CA) with a strong background in statutory audits, proficient in Ind AS, IGAAP, and SA standards, and have a good understanding of relevant laws such as the Companies Act, Income Tax Act, and GST. You should be deadline-oriented, possess excellent communication skills, and have a track record of delivering audits on time under pressure. In addition to technical skills, we are looking for someone who is proactive, organized, and dedicated to maintaining audit quality. You should have a no-nonsense approach to compliance and ethics, be capable of mentoring junior staff, and adept at managing expectations at the CXO level. In return, we offer competitive compensation, leadership exposure, challenging audits, and a high-growth work environment. If you are a self-driven Audit Manager with a passion for delivering high-quality audits and seeking a rewarding career opportunity, we encourage you to apply and be a part of our dynamic team.,

As a Director of Audit Operations within the Business Area of Audit in the BIA (Barclays Internal Audit) department, your primary responsibility is to oversee and ensure the successful delivery of Attestation Audits and RAUP Audits. You will be accountable for the end-to-end audit process, ensuring compliance with Regulatory requirements and Audit Methodology. Additionally, you will play a crucial role in developing audits that align with the Bank's standards and objectives by collaborating with colleagues, providing accurate information, and adhering to policies and procedures. In this role, you will lead collaborative assignments, guide team members through structured tasks, and identify the need for specialized expertise to complete assignments. As a People Leader, you will demonstrate leadership behaviors such as Listening, Energizing, Aligning, and Developing others. You will train, guide, and coach less experienced specialists, providing strategic advice to key stakeholders and senior management. Your responsibilities will also include stakeholder management, leading discussions with Auditees, building relationships, and developing a network of contacts across the organization. You will be expected to engage and motivate team members, provide constructive feedback, and contribute to talent development and recruitment processes. To excel in this role, you should possess a minimum of 20+ years of experience in Risk-Based Auditing in Retail and/or Wholesale Banking, strong interpersonal and leadership skills, and a track record of managing teams across regions. Professional qualifications such as CIA, MIIA, ACCA, ACA, or CISA are required. Additionally, experience in data analysis, strategic initiatives, and department-wide leadership is desirable. As a Director of Audit Operations, you will play a critical role in supporting the development of audits aligned with the Bank's standards, driving strategic initiatives, and fostering a culture of excellence and continuous improvement within the BIA department. Your expertise, leadership, and strategic vision will be essential in ensuring the success of audit assignments and contributing to the overall goals of the organization.,