3 Rbi Compliances Jobs

Manager AML (Anti Money Laundering) Compliance...Imm-Joiner @ Gurgaon_Urgent Job Description ( Deliverables, Decision level, Demonstrate & Dimensions ) Job Title: AML Function: Compliance P urpose of the Job (Brief) The incumbent will be responsible to ensure that Bank complies with AML regulations and provides necessary support to the Compliance function in monitoring of transactions. Deliverables (Maximum 5-6 key responsibilities) 1. Closure of alerts with respect to AML 2. Recommending STRs on cases fit for STR filing 3. To do various transaction monitoring activities 4. Preparation and Updation of data for FIU reporting 5. Suggesting AML process improvement plans to eliminate gaps 6. Ensuring that the Bank complies with RBI regulations and provides necessary support to the Compliance function. Demonstrate (Key competencies) Team player and result-oriented In-depth knowledge on PMLA Analytical and problem solving abilities Excellent communication skills Hands on MS-Excel; SQL would be an added advantage Decision Level Prime: Final Decision Making authority, accountable to the Management 1) Closure of AML alerts 2) Conduct trainings on RBI Compliances 3) Process Improvement Plans 4) Reporting and presentations on non- compliances Shared: Decisions reached jointly with peers on a collective basis 1) Documentation on AML procedures 2) Coordinate with internal auditor Contributory: Makes a major contribution to a decision or policy judgment reached by others 1) Guidance to staff and various team members on AML related issues. Educational Level Post Graduate preferably in Banking related courses Working Experience: (3 -8 years / 9 - 15 years) in Banking industry

About Role You will be responsible for ensuring that the NBFC adheres to all regulatory requirements and internal policies. This role involves monitoring compliance risks, managing compliance tool, maintaining trackers, stakeholder management, drafting and modification on policies, implementing regulatory updates, assisting in compliance risk assessments, audits, and supporting in maintaining a robust compliance framework. Roles and Responsibilities: 1. Compliance monitoring and tracking through tools 2. Supporting discussions and execution of compliance actionable with internal stakeholders 3. Coordinating ad-hoc compliance reporting requirements 4. Periodical compliance filing tracking and follow-ups 5. Dissemination of new regulations/policies amongst the stakeholders 6. Performing stress testing as per the plan 7. Policy/SOP drafting/reviewing amongst others Job Description 1. Compliance Tracking through Tool: Managing end to end compliance tool, tracking compliances and vouching the evidence, managing internal stakeholders for closure of open actions in the tool. 2. Regulatory Compliance: Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies. 3. Policy Development: Drafting, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards. 4. Risk Assessment: Assist in regular risk assessments to identify potential compliance risks and develop mitigation strategies to prevent violations. 5. Training and Awareness: Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations. 6. Internal Audit & Controls: Implement and maintain effective internal control systems to ensure compliance with internal policies and external regulations. Effectively manage the internal auditor with planning and supervision and evaluate corrective measures for satisfaction of audit findings as well as monitor adequacy of corrective procedures 7. Incident Response: Develop and maintain an incident response plan to address compliance violations and ensure timely resolution, reporting, and communication to relevant stakeholders. 8. Monitoring Industry Trends: Stay informed about emerging trends, best practices, and changes in regulatory requirements within the NBFC and banking industry. Requirement from the candidate 1. Bachelor's degree in finance, law, or a related field. Advanced degrees or professional certifications (e.g., Certified Compliance Professional) are a plus. 2. A minimum of 4 years of relevant experience in compliance, risk management, or regulatory affairs, with a strong preference for candidates with a background in NBFC or banking. 3. In-depth knowledge of Indian financial regulations and compliance requirements, including RBI NBFC Scaler Based, Digital Lending, KYC-AML guidelines, etc 4. Excellent communication, negotiation, and interpersonal skills. 5. Analytical and problem-solving abilities with a keen attention to detail. 6. High ethical standards and a commitment to promoting a culture of compliance and integrity 7. Exposure / experience to NBFC inspection/Compliance Risk Assessment

Job Summary This role Finance will be responsible for handling various trade finance-related activities, statutory reporting to banks, audit coordination, and financial MIS. The role requires strong coordination skills, sound knowledge of banking documentation and compliance, and proficiency in MS Excel. Role & responsibilities Coordinate with internal departments, including sales and logistics, to ensure accurate and timely submission of documents. Prepare and submit financial reports / MIS required by banks such as FFR (Financial Follow up Reports), FSMTL (Funded Short/Medium Term Loan reports), UFCE (Utilization of Foreign Currency Earnings), etc. Prepare and validate MIS related to Letters of Credit (LC), Bank Guarantees (BG), import payments, related bank charges, fixed deposits (FDs), and lien marking. Liaise with banks for various matters related to trade finance, including charges, interest calculations, lien marking/release, sanctioned limits, and other account-related queries. Check and prepare documentation for LC/BG issuance, import payments, and forwarding documents to banks in compliance with agreed terms. Ensure adherence to bank sanction terms and conditions, and regulatory compliance including IDPMS (Import Data Processing and Monitoring System) and EDPMS (Export Data Processing and Monitoring System) requirements. Preferred candidate profile Strong understanding of LC/BG procedures, import-export documentation and banking compliance. Minimum 2 years experience in trade finance operations. Familiarity with RBI reporting systems like IDPMS and EDPMS. Proficient in Microsoft Office, especially Excel (Pivot Tables, VLOOKUP, etc.). Strong analytical and coordination skills Excellent in verbal and written communication skills. Proactive nature in working with deadlines.