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AXIS DIRECT
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Quality Auditor

Quality Auditor

AXIS DIRECT

2 - 4 years

3 - 4 Lacs

Mumbai

Posted:1 day ago| Platform:

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Skills Required

Analytical skills Training Bengali Malayalam Compliance Audit documentation Stock exchange Quality audit Financial services Quality Auditor

Work Mode

Work from Office

Job Type

Full Time

Job Description

Position: Quality Auditor

Location:

Ghansoli

Language Preference:

Malayalam, Bengali, Telugu

Overview:

We re looking for a

Quality Auditor

to review dealer-client call recordings related to order placements on trading terminals. The role ensures adherence to SEBI regulations and internal policies, supporting the integrity of trading operations.

Key Responsibilities:

Audit recorded calls between dealers and clients for accuracy and compliance. Ensure calls meet clarity, completeness, and regulatory standards. Identify and report any discrepancies or non-compliance. Maintain detailed audit documentation and reports. Work with compliance teams to address issues. Conduct periodic quality checks to identify patterns or recurring issues. Recommend process improvements based on findings. Support dealer training on compliance and best practices.

Qualifications:

Experience in quality auditing or compliance (preferably in financial services).
Good understanding of stock exchange operations and regulations.
Strong attention to detail and analytical skills.
Graduate degree.

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Quality Auditor