Stock Exchanges ( Regulatory Compliance Counsel ) - Professional Nadal Business Services Pvt Ltd

3.0 - 8.0 years

5 - 7 Lacs

Mumbai

Work from Office

Experience ranges 2-15 Years Essential - CS/CA/MBA/LLB BFSI Sector handling regulatory compliances,Knowledge of financial and capital markets Experience of attending proceedings before Disciplinary Authority of Stock Exchanges, Securities Appellate Tribunal etc.BFSI Sector: Knowledge of banking, financial services, and insurance. Regulatory Compliances: In-depth understanding of SEBI regulations, stock exchange bye-laws, and other financial market laws. Financial and Capital Markets: Strong grasp of how these markets operate, including trading, listing, and investment aspects. Litigation/Proceedings Experience: Crucially, experience in attending and handling proceedings before Disciplinary Authorities of Stock Exchanges, SEBI, and the Securities Appellate Tribunal (SAT). This highlights a requirement for legal and procedural expertise in enforcement matters.

Posted 4 days ago

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