6 Control Awareness Jobs

As a member of the New American Funding (NAF) team, you will be part of a leading mortgage lender that offers a wide range of loan options. Established in 2003 and headquartered in Tustin, CA, United States, NAF is dedicated to providing exceptional technical and business operations support to simplify and enhance the home loan experience for homeowners and homebuyers. Your role within NAF - India will involve ensuring that all processes are carried out according to Standard Operating Procedures. You will be responsible for guiding and coaching team members to improve individual performance, contributing to continuous process enhancements, and aligning team goals with onshore requirements. Monitoring workflow, tracking team performance, and conducting Root Cause Analysis (RCA) to enhance quality parameters will be key aspects of your responsibilities. To excel in this position, you should have a minimum of 7 to 9 years of experience in team management, with a proven track record of leading teams of at least 15 members. Proficiency in the English language, both spoken and written, is essential. Familiarity with MS Office applications such as Word, Excel, and PowerPoint is preferred, along with strong analytical and problem-solving skills. Your role will also require a keen awareness of controls and the ability to motivate and build a high-performing team. At New American Funding, we foster a culture that values teamwork and personal growth. By joining our dynamic team, you will have the opportunity to explore cutting-edge technologies and advance your career. We are seeking a candidate who can make informed decisions independently, prioritizing the needs of borrowers and the organization alike. If you are looking to leverage your leadership skills in a fast-paced, innovative environment, consider joining NAF - India and be part of a team dedicated to simplifying and enhancing the mortgage experience for our customers.,

Join Barclays as a PC Prime Equities Analyst where you will play a pivotal role in collaborating with the Line PC team to ensure the completeness and accuracy of the books and records, including P&L (Profit & Loss) and Balance Sheet substantiation and reporting. At Barclays, we are not just predicting the future - we are actively shaping it. To excel in this position, you should possess the following skills: - Proficiency in using MS Office toolkit. - Hold a qualification as an accountant. - Strong communication and presentation abilities for both formal and informal settings, with the capacity to engage with teams globally, including the UK and US (both written and verbal). - Robust control awareness, particularly in identifying and escalating potential control breakdowns and optimizing processes efficiently. Additionally, advantageous skills may encompass: - Knowledge in financial engineering. - Prior experience in Article ship or as an Industrial trainee in mid to large-sized firms. - Audit exposure in large financial institutions or banks would be preferred. You will be evaluated based on critical skills crucial for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology proficiency, in addition to job-specific technical skills. This role is stationed at our Pune office. **Purpose of the Role:** Overseeing the financial facets of trading activities to maintain accuracy and integrity of the bank's trading book, compliance with regulatory standards, and offering insights into trading performance. **Accountabilities:** - Reconciling daily P&L figures for trading desks to align with valued positions in the trading book and resolving discrepancies. - Assisting in identifying, assessing, and mitigating trading risks and reporting on financial risks to senior colleagues. - Maintaining and analyzing the bank's trading data for accuracy and consistency, providing insights to traders and senior colleagues. - Preparing and submitting regulatory reports, supporting external audits, and effectively communicating complex financial information. - Collaborating across functions to ensure a cohesive approach to trading activities. **Analyst Expectations:** - Impacting related teams within the area. - Partnering with other functions and business areas. - Taking responsibility for operational processing and activities. - Escalating policy breaches appropriately. - Embedding new policies/procedures for risk mitigation. - Advising on decision-making within your area of expertise. - Managing risk and controls in your work in alignment with regulations. - Building an understanding of sub-function integration and organization's products, services, and processes. - Guiding team members, resolving problems, and communicating complex information. - Acting as a contact point for external stakeholders and building a network of contacts. All colleagues are expected to uphold Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship along with the Barclays Mindset to Empower, Challenge, and Drive - guiding principles for our behavior and actions.,

To be successful in this role, you should have below skills: Experienced with MS office toolkit. Qualified accountant Excellent communication and presentation skills in both formal and informal settings ability to interact with the region and UK / US as part of a global team (written and verbal) strong control awareness - in particular, the ability to identify and escalate potential control breakdowns and to streamline processes in an effective and efficient manner. Some other highly valued skills may include below: Financial engineering would be an advantage. Article ship / Industrial trainee in mid to large sized firms Audit exposure in large financial institutions / banks preferred. You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills. This role is based in our Chennai office. Purpose of the role To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the banks trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. Accountabilities Reconciliation of daily profit and loss (PL) figures for trading desks to ensure they align with the valued positions in the trading book, investigating and resolving discrepancies between PL figures to ensure they reflect the true economic value of the trading portfolio. Support the identification, assessment, and mitigation of trading risks, and report on these financial risks to senior colleagues. Maintenance and analysis of the bank s trading data, ensuring its accuracy, completeness and consistency, and provision of insights to traders and senior colleagues on trading performance. Preparation and submission of regulatory reports to authorities, and provision of support to external audits including addressing auditor queries and ensuring trading activities are appropriately reflected in financial statements. Effective communication of complex financial information to traders, risk professionals, senior colleagues, and external stakeholders. Cross functional collaboration to ensure a coordinated approach to trading activities. Analyst Expectations To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. Requires in-depth technical knowledge and experience in their assigned area of expertise Thorough understanding of the underlying principles and concepts within the area of expertise They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others. OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate. Will have an impact on the work of related teams within the area. Partner with other functions and business areas. Takes responsibility for end results of a team s operational processing and activities. Escalate breaches of policies / procedure appropriately. Take responsibility for embedding new policies/ procedures adopted due to risk mitigation. Advise and influence decision making within own area of expertise. Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct. Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function. Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Make evaluative judgements based on the analysis of factual information, paying attention to detail. Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. Guide and persuade team members and communicate complex / sensitive information. Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.

To be successful in this role, you should have: Qualified Accountant - ACA, CIMA, ACCA or MBA (Finance). Experience in Financial Reporting, Financial and regulatory reporting controls. Strong knowledge of Finance, regulatory reporting. Highly motivated self-starter and Strong planning organizational skill. Strong Excel and presentation skills. Require producing different set of MI/decks thus would require knowledge of PowerPoint and analytical mind-set. Strong control awareness, Analytical and problem-solving skills. Strong communication - verbal and written, role demands frequent interaction with senior management. Some other highly valued skills may include: Confident and assertive manner. Develops relationships and manages stakeholder s expectations professionally Displays integrity, initiative, commitment, and credibility through interactions with colleagues and clients Eye for detail and exception track record in managing and resolving conflict situations Works well in a team and maintains good relations with team members. Shows enthusiasm and diligence and ensures team motivation is optimized. You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.

As an Analyst Macro Product Control at Barclays, you will play a crucial role in shaping the digital landscape, driving innovation, and ensuring exceptional customer experiences. Your responsibilities will include utilizing cutting-edge technology to transform our digital offerings and contribute to creating the future at Barclays. To excel in this position, you should possess the following skills and qualifications: - Proficiency with MS Office tools such as Word, PowerPoint, Excel, and Access Database - A qualified accountant with strong control awareness and the ability to identify and escalate potential control breakdowns - Excellent communication and presentation skills for interacting with global teams and stakeholders - Proven ability to break down complex problems, attention to detail, and analytical mindset - Confident and assertive manner to navigate various challenges effectively Additionally, the following skills would be highly valued: - CFA/masters in finance or financial engineering - Experience in article ship/industrial trainee roles in mid to large firms - Audit exposure in large financial institutions or banks In this role based in Chennai, you will oversee the financial aspects of trading activities, ensuring accuracy, compliance with regulatory requirements, and providing insights into trading performance. Your key responsibilities will include: - Reconciling daily profit and loss figures for trading desks and investigating discrepancies - Identifying, assessing, and mitigating trading risks, and reporting to senior colleagues - Analyzing trading data for accuracy and providing insights to traders and senior management - Preparing and submitting regulatory reports, supporting external audits, and communicating complex financial information effectively - Collaborating cross-functionally to ensure a coordinated approach to trading activities As an Analyst, you are expected to: - Perform activities in a timely and high-quality manner, driving continuous improvement - Demonstrate in-depth technical knowledge and experience in your area of expertise - Lead and supervise a team, guiding professional development and allocating work requirements - Take responsibility for managing risk, strengthening controls, and embedding new policies and procedures By embodying the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and embracing the Barclays Mindset to Empower, Challenge, and Drive, you will contribute to our shared success and uphold our commitment to doing what is right.,

As a Functional Audit professional, your primary responsibility will involve developing and implementing cross-functional audit plans and strategies based on risk assessments. You will be conducting audits across various departments, including finance, operations, IT, Network, and HR, to ensure comprehensive coverage. It will be essential for you to evaluate the adequacy of internal controls, compliance with policies, and adherence to industry standards. In your role, you will need to identify and assess potential risks, inefficiencies, and control gaps within processes and systems. Your insights will play a crucial role in providing actionable recommendations to mitigate risks and enhance operational effectiveness. You will be responsible for preparing detailed audit reports summarizing findings, insights, and recommendations for senior management. Additionally, maintaining accurate records of audit procedures, findings, and follow-ups for future reference will be a key aspect of your role. Collaboration and stakeholder engagement will be vital as you partner with various departments to understand workflows and operational challenges. By acting as a trusted advisor, you will provide guidance on compliance and process improvements. Presenting audit results to stakeholders and assisting in the implementation of corrective actions will also be part of your responsibilities. Continuous improvement is integral to this role, and you will monitor the implementation of audit recommendations to assess their effectiveness. Staying updated on changes in regulations, industry trends, and best practices will ensure that the audit process remains relevant and effective. Identifying opportunities for streamlining processes and promoting innovation will be encouraged. To excel in this position, you should hold a Master's degree in Accounting, Finance, Business Administration, or a related field. Professional certifications such as CA, CPA, or equivalent are preferred. Proven experience in internal or external auditing, risk management, or a related field will be beneficial. Familiarity with cross-departmental processes and diverse business functions is also desirable. Key skills required for this role include strong analytical and critical thinking skills, proficiency in audit tools and software, excellent communication and interpersonal skills for engaging with stakeholders, and the ability to manage multiple projects and meet deadlines under minimal supervision. Knowledge of regulatory requirements and standards relevant to the industry, high attention to detail, and a commitment to delivering accurate, high-quality results are essential. An ethical mindset with the ability to maintain confidentiality and independence, cross-functional collaboration, adaptability, risk and control awareness, problem-solving, decision-making, effective communication and reporting, and a process improvement orientation are also critical skills. This full-time position is located in Gandhinagar- GIFT CITY and follows a work schedule from 7:30 am to 4:30 pm IST with the 1st, 3rd, and 5th Saturday off.,