6 Control Assessment Jobs

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will be responsible for leading SAP GRC Process Control projects. With over 10 years of experience in SAP GRC Process Control, your expertise will be crucial in managing implementations, supporting operations, and guiding teams to ensure compliance and audit readiness. In this role, we are looking for a professional who has a deep understanding of SAP GRC Process Control, with a minimum of 1 Implementation and 1 Support project experience. You should have experience in Continuous Control Monitoring (CCM) of GRC PC and be adept at creating organization structures, regulations, business process hierarchies, and performing control assessments. Your responsibilities will include customization of Agent Rule Determinations, background jobs, and workflows activation, as well as converting RACM into Technical GRC PC Control Matrix. You should have a good understanding of business flows and process cycles, and be able to prepare project execution plans based on control scoping. Additionally, you will be responsible for managing the client and various stakeholders for SAP Security/GRC AC, PC related projects, mentoring team members, providing business solutions, and offering Level three support for SAP security/GRC. Your role will also involve managing incident and service requests in a ticketing tool. If you are a seasoned professional with a Bachelor's Degree and immediate availability, possessing strong skills in SAP GRC Process Control, Continuous Control Monitoring, Regulation & Requirement Management, Control Assessment, and Project Planning & Execution, we invite you to join our team at Infosys BPM and make a significant impact in leading SAP GRC Process Control projects. Regards, Daina Infosys Recruitment Team,

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karntaka (IN-KA), India. As a Control Assessment, your responsibilities will involve designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA serves 75% of the Fortune Global 100 companies. The company offers services such as business and technology consulting, data and artificial intelligence solutions, industry-specific offerings, application development, infrastructure management, and connectivity solutions. NTT DATA is at the forefront of digital and AI infrastructure services globally. If you are an exceptional, innovative, and passionate individual looking to be part of an inclusive and forward-thinking organization, NTT DATA welcomes your application. Join a team that is dedicated to driving innovation and helping clients succeed in the digital future. Visit us at us.nttdata.com for more information.,

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karnataka, India. As a Control Assessment, your responsibilities will include designing and testing control assurance, as well as providing recommendations for control automation. NTT DATA is a trusted global innovator of business and technology services with a commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA offers services such as business and technology consulting, data and artificial intelligence solutions, and the development and management of applications, infrastructure, and connectivity. If you are an exceptional, innovative, and passionate individual looking to be part of an inclusive and forward-thinking organization, apply now to be a part of NTT DATA's team and contribute to their mission of driving digital and AI infrastructure worldwide. Visit us at us.nttdata.com for more information.,

Role & responsibilities : As a part of our team youll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations. Ability to effectively perform the technical components of risk assessments to provide an accurate view of the clients current risk state Ability to perform end-to-end business process analyses and design Ability to gather, synthesize, and analyze data using appropriate tools and technologies Ability to assess and design internal controls by applying an understanding of internal control design frameworks and regulatory requirements Ability to understand the clients business, interpret sector trends, and learn leading practices Ability to effectively interact with colleagues and clients of varying backgrounds to effectively serve clients Ability to enhance quality and efficiency of recommended conduct risk solutions by applying relevant frameworks, conducting research, and performing analyses Ability to conduct internal audits by leveraging approved processes and methodologies Ability to set the stage for a successful assessment of clients internal audit processes and controls by collecting and organizing data Ability to enhance quality of assurance engagements by identifying risks, performing testing, researching governing regulations, and developing reports Ability to leverage industry leading tools and frameworks to increase effectiveness of ORM solutions Ability to form a core technology and data risk skillset through proactively conducting research, and participating to internal and external initiatives Ability to leverage industry leading frameworks, methods, and tools to increase effectiveness of technology and data risk solutions Preferred Candidate Profile : CA (0-1 years experience) MBA – Finance (with 3+ years of relevant experience) BBM / BBA / B. Com (with 5+ years of relevant experience) Experience in Advanced Analytics and ERP is preferred

The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initiatives and projects. Working closely with teams in and out of the division to understand risks impacting the group on a dynamic basis. Job Description The BCU team is principally responsible for: Identification and mitigation of non-financial risks (regulatory, conduct and systemic) Supporting the operations of an efficient supervisory and conduct framework. Ensuring the governance and remediation of a business audit portfolio Driving Change the Bank initiatives to support the control framework. In addition to working closely with the business heads, the groups reach and interaction is broad, including engagement with the Corporate Relationship Management (Coverage) Divisional Control Officer (DCO) and those functions forming the 2nd and 3rd LoD, for example Compliance, Anti Financial Crime (AFC), Non-Financial Risk Management (NFRM), Legal, Group Audit and others. This role will be to support the Global BCU function in various capacities. Your key responsibilities The Candidate within the team would be primarily responsible for RCA and would be required to: - Collate and analyse contextual data and relevant data triggers (including read across from other assessments) to inform an accurate and up to date view of the Risk Profile as well as Emerging Risks. Update the Inherent Risk, Control Suite & Residual Risk rating and supporting rationale, liaising with Risk Types SMEs in their business. Consider the combined effectiveness of individual Key Controls, leveraging available Control Guardrail information, individual Control certification & assessment from Control Owners, and individual Control Assurance results for Control Suite ratings. Coordinating and incorporating Anti-Financial Crime and Compliance risk assessments within the business Risk Profile Coordinating and participating in quarterly US/ annual global RCA workshop to ensure Risks are discussed and mitigation decisions are documented in the RCA tool. Creating monthly RCA snapshot in the tool as a point-in-time Risk Profile for the division and coordinating capture of unresolved 2nd LoD challenges and obtain sign off from Risk Assessor. Candidate would also be responsible for: - Support Non-Financial Risk Councils (NFRCs). Support validation of DMA (Designated Market Activities) perimeter. Ensuring control inventory for Coverage is kept up to date. Support all aspects of Front Office Operational Risk Framework from an RCA perspective. Provide support for audit reviews and compliance testing. Creation and delivery of senior management reporting to support decision making. Provide analytical support to the BCU team and senior management decision making. Manage ad-hoc tasks as and when required. Your skills and experience MBA in Finance from a premier institution with relevant experience Work experience in banking domain working on regulatory projects/ operational risk management. Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders. Able to work as part of a global team. Experience in managing the RCA process would be preferable. Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure PowerPoint is must. Strong analytical skills and ability to formulate clearly and present information in a compelling manner. Confident to question the status quo business practice / existing control framework.

RORG is an independent review group that provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the rigor and accuracy of the firm's and the Bank's internal systems/processes supporting regulatory compliance. The independent verification process helps detect and identify potential issues with conformance with instructions and firm policies, data quality, and control effectiveness.Review of this information helps to identify process and reporting gaps, and will be the foundation for determining the examination activities to be conducted. RORG serves to complement the firm's other independent risk-management infrastructure and internal audit function. JOB SUMMARY AND RESPONSBILITIES Develop an understanding of firm's regulatory reporting requirements including Capital Planning processes and controls supporting the reporting process and systems Conduct independent reviews of the various regulatory reports filed by the Firm including verification of the regulatory instructions, data accuracy/ aggregation and reporting compliance Assess design adequacy and operating effectiveness of controls Raise action items and independently validate remediation plans Provide effective challenge of stakeholder process(es) and outcomes Liaise across relevant business, technology to prioritize risks, challenge decisions, assumptions and drive appropriate risk response Develop and maintain effective and constructive stakeholder relationships PREFERRED QUALICIATION Attention to detail and possesses strong excel, analytical & organizational skills Proactive, strong interpersonal, written and verbal communication skills Ability to operate in a fast-paced environment with high sense of urgency/ multi-tasking skills Interest in developing a solid understanding of financial markets/ products and regulatory reporting landscape Keen to learn, adopt new skills and identify and make improvements to systems and processes BASIC QUALIFICATION Chartered Accountants/ Certified Public Accountant/ equivalent degree with 3-6 years of experience Public or internal audit experience with exposure in Financial Services sector Quality Assurance experience Understanding of U.S. Regulatory Reporting