Audit and Compliance Manager- GM Role- Immediate joiner required CIEL HR

12.0 - 20.0 years

20 - 25 Lacs

Bengaluru

Work from Office

Position: General Manager - Audit & Compliance Reporting to CFO Job Purpose: Oversee the audit and compliance functions to ensure regulatory adherence, risk management, and process improvement. Key Responsibilities: • Lead the development and execution of the strategic vision for audit and compliance functions. • Manage and mentor a team of audit and compliance professionals, ensuring effective performance and professional growth. • Oversee and coordinate internal and external audit processes, including planning, execution, and review of audit findings. • Ensure compliance with applicable laws, regulations, and industry standards by maintaining up-to-date knowledge and updating policies and procedures as necessary. • Identify, assess, and manage compliance and operational risks, implementing risk management frameworks and strategies. • Prepare and present detailed audit and compliance reports to senior management and the Board of Directors, ensuring transparency and accountability. • Develop and deliver comprehensive training programs to enhance staff understanding of compliance requirements and best practices. • Continuously evaluate and improve audit and compliance processes to enhance efficiency and effectiveness, implementing best practices and innovative solutions. • Demonstrate excellent analytical, problem-solving, and communication skills, and proficiency in relevant audit and compliance software. • Manage the audit and compliance budget, ensuring efficient allocation of resources and adherence to financial constraints. • Address and resolve any issues or disputes related to audit findings or compliance matters in a timely and effecti

Posted 2 weeks ago

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Compliance Head AK Vision Associates

12.0 - 18.0 years

45 - 60 Lacs

Gurugram

Work from Office

: Job Title: Head Compliance Location: Gurugram Industry: Housing Finance / NBFC Experience Required: 12+ Years Qualification: Chartered Accountant (CA) Team Handling Experience: Mandatory Key Responsibilities: Regulatory Compliance Ensure end-to-end compliance with applicable laws and regulations including RBI guidelines , NHB directives , Companies Act , and Income Tax Act . Oversee accurate and timely filings with RBI , MCA , FIU-IND , and other regulatory authorities . Stay updated on evolving laws and regulations, assess their impact, and implement necessary changes within the organization. Compliance Framework & Governance Develop, implement, and maintain a robust compliance framework , policies, and procedures in line with industry best practices. Establish a compliance calendar and monitor ongoing adherence across departments. Conduct periodic compliance risk assessments and internal audits . Team Management Lead and mentor a team of compliance professionals, ensuring productivity, training, and regulatory knowledge sharing. Coordinate with cross-functional teams including Legal, Finance, Risk, and Internal Audit. RBI / NHB / SEBI / Statutory Interface Act as a key liaison with regulatory bodies for inspections, audits, responses to queries, and compliance-related clarifications. Prepare and present reports to the Board of Directors and Audit Committee on compliance status and issues. Internal Controls & Reporting Monitor internal control systems to detect and prevent violations of regulations and internal policies. Ensure prompt and transparent reporting of compliance breaches , if any, and oversee corrective actions. Training & Awareness Organize compliance training programs and awareness initiatives across departments. Promote a strong compliance culture within the organization. Candidate Profile: Chartered Accountant (CA) with at least 12+ years of post-qualification experience. Proven track record of handling compliance in the housing finance/NBFC/banking sector. Demonstrated team leadership experience . Deep understanding of RBI regulations , NHB guidelines , AML/KYC norms , and statutory reporting . Strong communication, analytical, and stakeholder management skills.

Posted 1 month ago

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