Compliance Analyst

You will be working with ACA Group, the leading governance, risk, and compliance (GRC) advisor in financial services, empowering clients to reimagine GRC to protect and grow their businesses. The innovative approach of ACA integrates consulting, managed services, and the ComplianceAlpha technology platform, leveraging the expertise of former regulators and practitioners along with a deep understanding of the global regulatory landscape. In this role, you will collaborate with relationship managers, account owners, and engagement leads to deliver regulatory consulting services to investment advisers and other firms in the investment industry. As an Analyst, you will progress through the Analyst Training Program to develop industry knowledge and skills necessary for providing consulting services. Your responsibilities will include conducting mock SEC examination testing and assessments, compliance program reviews, and various consulting and testing engagements. You will be tasked with preparing initial drafts of reports, matrices, policies, procedures, and other client deliverables. Researching novel or complex compliance issues, performing email surveillance reviews, forensic reviews of client records, and actively participating in the Analyst Training Program are key aspects of this role. Additionally, you may be involved in ad-hoc projects to support ACA on client and internal initiatives. Ideally, you should have a major or concentration in compliance, criminal justice, law, business, accounting, finance, or economics, along with a Bachelor's degree. To excel in this role, you should demonstrate professional integrity, flexibility, adaptability to new initiatives, and the ability to make independent judgments. Strong organizational, problem-solving, oral and written communication skills are essential. Proficiency in Microsoft Office applications and a tech-enabled work environment is preferred. At ACA, you will be rewarded based on performance with a competitive compensation package that includes medical coverage for employees and their families, access to Maternity & Fertility and Wellness programs, Personal Accident Insurance, Group Term Life Insurance, and Employee Discount programs. Paid holidays, leave entitlements, and various support programs are part of the Total Rewards package. Join ACA to be part of a team committed to upholding high-quality standards and customer service focus.,