Associate, Compliance and Operations Risk Test Lead

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm s robust risk strategy.

Compliance and Operations Risk Test Lead

Job responsibilities

• Conduct comprehensive testing processes, ensuring all activities are completed accurately and on time, while adhering to the firms highest risk priorities.


• Utilize advanced analytical thinking to identify control coverage gaps and verify that controls are properly designed and implemented.


• Apply problem-solving skills to address complex situations, develop alternate solutions, and interpret policies to ensure compliance with technical standards.


• Collaborate with cross-functional teams to align testing efforts and maintain open communication with stakeholders, ensuring effective execution of tasks.


• Continuously improve control evaluation methods and interpret control ratings and metrics to enhance the firms compliance and operational risk management.

Required qualifications, capabilities, and skills

• 3+ years of experience in executing and managing testing processes within a professional or specialized field.


• Demonstrated proficiency in analytical thinking, with a track record of systematically organizing, comparing, and evaluating various aspects of a situation to identify key information.


• Proven ability to perform assessments of the control environment, identifying control coverage gaps and verifying the proper design and implementation of controls.


• Experience in coordinating activities across multiple departments, with the ability to adapt to changing priorities and manage a team if required.


• Proficiency in utilizing Project Management methodologies, tools, and techniques to lead and manage aspects of the project management lifecycle.