KYC Maker

Summary

The KYC Maker role is focused on performing KYC due diligence and ensuring compliance with regulatory requirements related to Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT). This position is crucial for safeguarding the bank’s reputation while managing client relationships across various Asia-Pacific regions.

Main Responsibilities:

• Perform KYC due diligence for new relationships across multiple regions including Hong Kong, Singapore, China, Malaysia, Australia, Taiwan, and Japan.
• Conduct checks and due diligence on clients, particularly on Politically Exposed Persons (PEP) and adverse news.
• Liaise with Front Office and clients to collect KYC documents and information.
• Escalate complex cases to APAC Financial Security for further advice or validation.
• Share KYC knowledge and provide guidance to junior team members and other departments.
• Input and maintain data/accounts in KYC databases.
• Maintain accurate statistics for Management Information System (MIS) reporting and perform periodic KYC status reconciliation.
• Handle ad-hoc screenings and other tasks assigned by the manager.

Key Requirements:

• Bachelor's Degree in Banking & Finance or equivalent.
• Minimum 2-5 years of experience in KYC/CDD within Corporate Investment Banking.
• Strong understanding of AML/CFT framework and KYC documentation processes.
• Knowledge of AML/KYC regulatory requirements in Asia (especially HKMA, MAS, CBRC, PBOC, PRA, FSC, and FSA).
• Proficiency in simplified and traditional Chinese.

Nice to Have:

• Strong verbal communication skills.
• Good knowledge of Excel.
• Strong interpersonal skills to effectively interact with cross-functional teams.
• Ability to multi-task and execute tasks with urgency.

Other Details:

• Location: Asia-Pacific regions, including Hong Kong, Singapore, China, Malaysia, Australia, Taiwan, and Japan.
• Team Structure: Cross-functional interaction with various teams.
• Reporting Lines: Reports to the manager in charge of KYC processes.