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Compliance Officer - Stock Broking

2 - 5 years

3 - 5 Lacs

Posted:1 month ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Industry - Share & Stock Broking Job Loc - Camac Street - Kolkata Responsibilities Regulatory Compliance Policy Development Risk Assessment Monitoring and Reporting Internal Investigations Audits and Inspections External Relationships Required Candidate profile Exp - 2-5 yrs in compliance dept of Stock Broking company Education - Any Graduate with NISM Series III Exam Passed Age - within 45 yrs

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Newday Hr Solution
Newday Hr Solution

Human Resources Consulting

Anytown

50-100 Employees

13 Jobs

    Key People

  • Alice Johnson

    CEO
  • Bob Smith

    HR Consultant

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