78 Controls Testing Jobs - Page 2

Project Role : Security Architect Project Role Description : Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills : ServiceNow Governance, Risk, and Compliance (GRC) Good to have skills : Security Architecture Design Minimum 2 Year(s) Of Experience Is Required Educational Qualification : 15 years full time education Summary: Strong ServiceNow development and implementation knowledge. Implementation & functional skills for at least one application offerings (Policy Compliance, Risk, Audit, BCM, VRM ...

Role Overview: You will be part of KPMG in India, a professional services firm affiliated with KPMG International Limited. Your role will involve working in a risk-based audit coverage program managed by a team of specialists. You will evaluate internal controls design and effectiveness, conduct controls testing, and assess business, process, and technology risks. Your experience in internal or external audit and risk & controls work will be crucial in this role. Key Responsibilities: - Work in a risk-based audit coverage program led by a team of specialists - Evaluate internal controls design and effectiveness - Conduct controls testing - Assess business, process, and technology risks - Uti...

Role Overview: Join us as a Trade & Transaction Reporting Manager and take on a new career challenge to hone your analytic and leadership skills in a fast-paced, forward-thinking team. This varied role involves supporting with exception management, reconciliations, controls testing, process management, and issue investigation and resolution. You will have the opportunity to develop relationships with stakeholders across the bank, providing great exposure for you and your work. This role is offered at the associate vice president level. Key Responsibilities: - Managing a team delivering manual submissions of transactions under all applicable reporting jurisdictions - Overseeing the exception ...

Job Family BICM Process (India) Travel Required None Clearance Required None What You Will Do Lead and manage a team of associates, ensuring consistent delivery of controls testing across assigned projects Drive achievement of Service Level Benchmarks including Productivity, Quality, and Turnaround Time (TAT) Oversee execution of controls testing activities in accordance with internal processes, regulatory requirements, and client-specific standards Ensure compliance with internal controls, external regulations, and audit readiness Identify control gaps and lead process improvement initiatives to enhance risk management and operational efficiency Collaborate with cross-functional teams acros...

Bachelor's degree, preferably technology or business related Minimum 8 years of relevant controls testing/audit or risk related work experience Functional understanding of Information Technology, Cybersecurity, Data and AI processes Extensive knowledge and experience testing technology controls Demonstrated experience coaching junior staff on controls testing and documentation Excellent verbal and written communication skills Demonstrated ability to work independently and enthusiastically engaging the team to complete controls testing within defined timelines

In this role, you will lead the audit execution, focusing on end-to-end processes of auditable entities within the IT and Cybersecurity Inspection Generale APAC team. Your responsibilities will include: - Assessing the sufficiency and suitability of controls to mitigate risks - Testing the operating effectiveness and sustainability of controls - Documenting walk-throughs of in-scope processes - Documenting the investigations conducted and their results - Drafting findings and associated recommendations to address identified gaps in the control environment - Documenting the final report You will collaborate closely with audit assignment team members, process/control owners, and management of ...

Role Overview: As an Audit Manager for internal audits, your responsibilities will revolve around reviewing business processes, identifying risks, and testing controls to mitigate these risks. You will engage in extensive client interaction, mainly at client premises, to offer value-adding recommendations for enhancing their business processes. Key Responsibilities: - Perform internal audits according to the management scope of work. - Analyze, evaluate, and enhance internal control and governance processes. - Coordinate work with team members and clients. - Suggest recommendations to improve the efficiency of internal control systems. - Summarize and report to clients" top management. - Pre...

About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management funct...

As a GSC Intl Internal Controls & Finance Process Transformation Manager at Schneider Electric, your role will be crucial in ensuring that controls are embedded in operations, focusing on digitization and standardization to minimize and mitigate risks. You will champion key internal controls and drive their implementation. Your responsibilities will include collaborating and challenging business process owners, driving design/process improvements within key supply chain processes, carrying out controls testing at plant level and cross-plants, building process controls expertise, replicating best practices between plants, and facilitating continuous process improvement, training, and awarenes...

Key Accountabilities Deliver a portfolio of risk-based control testing work Globally across the front to back for UK Corporate Bank and Global Markets Inc. Investment Banking (IB) business. Lead, manage and oversee the testing teams work, challenging control design and operating effectiveness. Own the development of the above areas Controls Testing plan, identification of risk focused topics with Business stakeholders and other Assurance teams. Work towards Coordinated efforts with the peer handling the similar portfolio for BI, BUK and BX business, in and outside India, to ensure synergies Deploy extensive data analytics in the CTE work and support the upskilling of the team in DA Review an...

Job Description Lead and support controls testing to ensure compliance with Laws, Rules, and Regulations (LRR) for Own Funds, Eligible Liabilities, and all RWA risk types. Own and deliver high-quality, timely control testing and sample reviews of 1LOD work. Prepare workpapers and reports to a high standard using agreed templates. Document issues and agree on remediation with stakeholders. Provide subject matter input on controls and PRA regulatory reporting compliance. Conduct walkthroughs and test control design and operating effectiveness for regulatory compliance. Review and provide feedback on 1st Line Of Defense control testing samples. Document test results and issues per agreed templa...

Role Overview: You will be joining the Finance, Risk and Controls team responsible for designing and building a UK SOX compliant controls framework. As a Manager, you will be involved in testing financial controls, their design and implementation, and effectiveness. The team is a part of the larger LSEG Finance organization and reports to the Group Controller. Key Responsibilities: - Perform Design & Implementation and Operating Effectiveness assurance (controls testing) program. - Collaborate with control owners to identify, design, and conduct the management assessment of internal controls. - Support 1LoD with control framework changes, evaluation, and remediation of control exceptions. - ...

About This Role Financial Crime Compliance Associate, India Job Purpose The firm is seeking an individual to join the global Financial Crime Compliance team, based in Mumbai. The role requires an ability to help the firm mitigate a broad range of financial crime risks, including money laundering and terrorist financing, sanctions, bribery and corruption, and fraud. Subject-matter expertise in financial crime compliance risk processes, such as risk identification and assessment, control design and implementation, risk monitoring and reporting, and issue management and resolution. The ability to interact with cross border teams would be an advantage along with strong technical and analytical s...

As an experienced professional, you will be responsible for driving the execution of the Target Operating Model, business strategies, and resource planning. This includes overseeing strategic initiatives, demand pipelines, and project implementation. Additionally, you will lead process improvements to enhance operational efficiency and effectiveness, manage talent development, workforce planning, and succession strategies, and ensure business continuity, crisis readiness, and regulatory compliance. You will also coordinate with internal teams on technology, real estate, and communication needs, and support internal governance, risk management, and compliance frameworks. Monitoring financial ...

Job Description Every career journey is personal. That's why we empower you with the tools and support to create your own success story. Be challenged. Be heard. Be valued. Be you ... be here. Job Summary The Sr Analyst, Validation Center of Excellence is accountable for performing execution of critical credible challenge activities for the Bread Financial (BFH) Enterprise Risk Organization (ERO). This includes validation of activities performed by the first lines of defense to guard against financial loss and other business risks. As the Sr Analyst, you will support and enable senior leaders and functional experts across BFH to integrate risk management practices into their strategic busine...

About This Role India Job Purpose The firm is seeking an individual to join the global Financial Crime Compliance team, based in Mumbai. The role requires an ability to help the firm mitigate a broad range of financial crime risks, including money laundering and terrorist financing, sanctions, bribery and corruption, and fraud. Subject-matter expertise in financial crime compliance risk processes, such as risk identification and assessment, control design and implementation, risk monitoring and reporting, and issue management and resolution. The ability to interact with cross border teams would be an advantage along with strong technical and analytical skills are necessary for success in thi...

Role Overview: Significant transformation is underway within the Operations function to rapidly improve the Cyber, Data, Privacy, and Automation control environment, along with digitization and innovation. A new function, T&O (Technology & Operations), has been formed to grow trust with clients and regulators, provide best practice cyber security solutions, leverage analytics and insights for data monetization, and be an enabler to journeys. To support in these initiatives, a Senior Manager of ICS Technical Controls Testing role has been created to execute the testing of key ICS controls across the banks critical IT systems and infrastructure. Key Responsibilities: - Identify, analyze, and d...

About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management funct...

Role Overview: As a Senior Manager of ICS Technical Controls Testing at Standard Chartered, you will play a crucial role in executing the testing of key ICS controls across the bank's critical IT systems and infrastructure. You will be part of a new team responsible for planning, executing, reporting, governance, and advocating best practices to shape the design and implementation of ICS key controls testing. Your focus will be on ensuring that these key controls are operating effectively through an evidence-based testing process. Key Responsibilities: - Identify, analyze, and prepare Cyber Security controls for periodic Control Testing plan and execution - Oversee the execution of technical...

Role Overview: As a Divisional Risk and Control Senior Analyst at Deutsche Bank based in Mumbai, India, you will be a crucial part of the Control Assurance and Risk Identification Team within the Investment Banks Divisional Controls Office (DCO). Your primary responsibility will be to ensure the effectiveness of the global control environment across the Investment Bank. Working closely with the Front Office (FO), you will be involved in testing the design and operating effectiveness of key controls, executing detection tests, running scenario analysis workshops, and performing quality assurance on Governance Fora. Key Responsibilities: - Assess the design of key controls before the Control D...

Roles and Responsibilities Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Conduct internal audits, risk assessments, and process improvements Bring in Cost benefits Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business process improvement metho...

Controls Testing & Risk Assessment Conduct controls testing in areas such as Incident Management, Disaster Recovery, Cryptography, Network Security, and Identity & Access Management. Perform periodic reviews of new and existing controls from a design and effectiveness perspective. Evaluate IT and Cybersecurity controls to ensure they mitigate associated risks accurately, completely, and transparently. Take ownership of the testing progress for assigned controls and communicate updates to senior stakeholders. Assess IT & Cyber risks and the effectiveness of related controls to ensure alignment with management's risk tolerance. Lead Risk and Control Assessments (RCA) for various accounts by pe...

As a Markets/GMO - Testing Lead at Barclays, you will embark on a transformative journey shaping the future by providing assurance on key risks and controls within the Global Markets inc Investment Banking (IB) business. You will review work papers, testing reports, and challenge testing teams to ensure compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. **Key Responsibilities:** - Own and deliver the annual testing plan for Global Markets inc IB with a deep understanding of frameworks and controls. - Flex working time to adjust to Global stakeholder and team meetings. - Manage and guide the team through the li...

As a Senior Associate in our Digital Assurance and Transparency practice (DAT) at PwC, you will be at the forefront of innovation, supporting the delivery of quality, tech-enabled solutions that focus on trust, transparency, and value-add growth for our clients. Collaborating closely with clients, your Digital Assurance and Transparency team, and our external audit teams, you will gain a deep understanding of the systems and technologies utilized by our clients to help them mitigate risks effectively. Being a part of the Digital Assurance and Transparency team means being part of an organization that emphasizes quality, value, innovation, and growth through emerging technologies such as clou...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Technology Risk Assurance Manager, you'll actively establish, maintain, and strengthen internal and external relationships. With the guidance of partners, directors, and senior managers, you'll identify potential business opportunities for EY. Drawing on your knowledge and experience, you'll provide innovative commercial insights for cli...