78 Controls Testing Jobs

As an SOX professional at EY, you will play a crucial role in executing SOX audits, IFC designing, walkthrough, and implementation. Your responsibilities will include, but are not limited to: - Leading teams on large projects involving the entire spectrum of SOX processes, from conceptualization to implementation, including documentation, control testing, internal controls evaluation, financial reporting reliability, compliance with laws, regulations, and operational efficiency. - Conducting risk assessment procedures, mapping business processes, preparing SOX documentation such as process flowcharts and narratives, and designing attributes to improve processes. - Planning, coordinating, and...

Roles and Responsibilities Conduct internal audits, risk assessments, and process improvements Ensure cost reduction and process efficiencies Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business p...

Job Summary This role could be based in India and Malaysia. When you start the application process you will be presented with a drop down menu showing all countries, Please ensure that you select a country where the role is based. Significant Transformation Is Underway Within The Operations Function To Rapidly Improve The Cyber, Data, Privacy And Automation Control Environment, Along With Digitization And Innovation. A New Function, T&O (Technology & Operations), Has Been Formed By Pulling Together Cyber Security Services, TPSR, ICS Operations, Data Management & Privacy, Automation And Resilience Into One Function To Grow trust with clients and regulators Best practice cyber security solutio...

About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management funct...

About the Opportunity Job Type: Permanent Application Deadline: 22 November 2025 Job Description Title: Manager- Business Controls Testing Department: Risk Support Location: Gurgaon Reports To: Manager Business Controls Testing Level : Level 5 We're proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this By working together - and supporting each other - all over the world. So, join our team and feel like you're part of something bigger. Department Description This role is part of Business Control Testing Team supporting and advising our businesses in achieving their risk and regulatory objectives. The function operates globally withi...

As a UK Corporate Banking Assurance Lead at Barclays, your role involves reviewing work papers, testing reports, and ensuring compliance with Barclays Group policies and standards. You will be reporting testing results to senior stakeholders, partnering with Control Business Partners, and collaborating across Business Units, Functions, and Shared Services to develop consensus. Key Responsibilities: - Review work papers, testing reports, and challenge testing teams on scope and methodology - Provide guidance to ensure compliance with Barclays Group policies, standards, frameworks, and procedures - Report testing results to senior stakeholders and partner with Control Business Partners - Colla...

Job Title Senior Compliance About Us Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services in...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

Spectral Consultants is seeking an experienced Associate- Wide Risk Management (EWRM) Framework policy professional for a Global Investment Bank in Bangalore. The role focuses on controls testing, risk mitigation, and surveillance, ensuring compliance with risk & control frameworks and regulatory guidelines. Key Responsibilities: Perform key controls testing and targeted control reviews within agreed timelines. Ensure compliance with trading controls and risk mitigation processes. Conduct Second line of defense (2LoD) tests and reviews per procedures. Manage Risk Issues & Events as per EWMRF guidance. Support SOX attestations, compliance reporting, and quality assurance (QA). Collaborate wit...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

You will be joining BDO India Services Private Limited, the India member firm of BDO International, a global network of professional services firms. BDO India offers strategic, operational, accounting, tax, and regulatory advisory services to both domestic and international organizations across various industries. Led by more than 300+ Partners & Directors and a team of over 10,000 professionals operating across 14 cities and 20 offices, BDO India is poised for significant growth in the next 3-5 years. **Role Overview:** As a member of the team, your role will involve performing testing procedures, providing support to the team manager on Assurance engagement formalities, handling allocated ...

As a Senior Associate at BDO India Services Private Limited, you will be responsible for performing testing procedures including substantive and controls testing, vouching, and verification. You will provide necessary support to the team manager on audit engagement formalities and handle areas and work allocated, including testing and relevant audit procedures. Your role will involve preparing audit work papers and ensuring compliance with firm policies, procedures, and regulatory requirements. Additionally, you will manage and supervise junior team members, acting as a Single Point of Contact (SPOC) for the team with the client in terms of data flow, communication, coordination, and discuss...

Role Overview: You will be joining the Security Governance, Risk, and Compliance team as a Security Assurance Analyst, where your main responsibility will be to evaluate and strengthen internal controls related to cyber security, information security, and key IT controls. Reporting directly to the Head of Technology & Security Assurance, you will play a crucial role in completing design and operating effectiveness testing, as well as providing relevant reporting. Key Responsibilities: - Support the delivery of internal controls assurance for in-scope controls, following the assurance plans, framework, and testing methodology. - Conduct controls testing to validate the design and operating ef...

Role Overview: As a Global Core Operations Controls Testing Leader, you will be responsible for end-to-end controls testing, focusing on operational controls performance assurance and testing. You will work closely with the Global Core Operations Testing Team Leader to design, execute, report results, and share insights related to controls testing. Your role will involve being a subject matter expert in controls testing, keeping up-to-date with the latest trends, and adapting them for application within the organization. Key Responsibilities: - Support the Global Core Operations Controls Testing Utility by assessing control design, designing control testing tools, developing testing procedur...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development and execute strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role will be performed in our Bangalore Location (RMZ Eco world, Bellandur) in a hybrid model (3 days onsite, 2 days...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development and execute strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role will be performed in our Bangalore Location (RMZ Eco world, Bellandur) in a hybrid model (3 days onsite, 2 days...

As a professional services firm affiliated with KPMG International Limited, KPMG in India has been providing services since August 1993. With offices in multiple cities across India including Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, we cater to national and international clients across various sectors. Our focus is on delivering rapid, performance-based, industry-focused, and technology-enabled services, leveraging our expertise in global and local industries and the Indian business environment. Key Responsibilities: - Experience working in a risk-based audit coverage program led by a team of busine...

Role Overview: You will be working as a Divisional Control Officer (DCO) for Group Treasury in Mumbai, India, holding the Corporate Title of Associate Vice President. Your main responsibility will be to monitor, manage, and mitigate Non-Financial Risks across Group Treasury, including Legacy Portfolios. You will supervise the risk and control strategy, provide a consolidated view of non-financial risks, and ensure key issues are reported accurately. Additionally, you will be responsible for maintaining relationships with other risk and control functions to ensure transparency and consistency. Key Responsibilities: - Support the DCO in timely and effective remediation of risk and control issu...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...