Compliance Paralegal Manager

Elevate Your Impact Through Innovation and Learning

Evalueserve is a global leader in delivering innovative and sustainable solutions to a diverse range of clients, including over 30% of Fortune 500 companies. With a presence in more than 45 countries across five continents, we excel in leveraging state-of-the-art technology, artificial intelligence, and unparalleled subject matter expertise to elevate our clients' business impact and strategic decision-making. Our team of over 4, 500 talented professionals operates in countries such as India, China, Chile, Romania, the US, and Canada. Our global network also extends to emerging markets like Colombia, the Middle East, and the rest of Asia-Pacific. Recognized by Great Place to Work in India, Chile, Romania, the US, and the UK in 2022, we offer a dynamic, growth-oriented, and meritocracy-based culture that prioritizes continuous learning and skill development, work-life balance, and equal opportunity for all.

Curious to know what its like to work at Evalueserve?

About Corporate and Investment Banking

As a global leader in knowledge processes, research, and analytics, youll be working with a team that specializes in global market research, working with the top-rated investment research organizations, bulge bracket investment banks, and leading asset managers. We cater to 8 of the top 10 global banks, working alongside their product and sector teams, supporting them on deal origination, execution, valuation, and transaction advisory-related projects.

What you will be doing at Evalueserve-

We are seeking a highlyexperienced compliance / paralegal professional with extensive expertise in U.S.SEC regulations to support a growing India-based compliance team for aSEC-registered investment advisor. This role is for a legal / compliancegeneralist who thrives in smaller, dynamic investment advisory environments andcan distill complex regulatory and legal matters into clear, actionableguidance for non-legal audiences.

The ideal candidate willbring strong regulatory knowledge, a proactive problem-solving approach, andthe ability to train and mentor team members.

Regulatory Compliance & Legal Support

• Manage andoversee SEC filings, including 13F, 13H, Form PF, and new 2026 regulations suchas 13F2 short reporting
• Ensurecompliance with EU short-selling rules, including critical next-day reportingobligations by 3:30 PM EU time
• Review andnegotiate contracts, oversee KYC processes, and liaise with vendors
• Provideupdates on current and evolving U.S. and EU regulations and interpret theirimpact on the firms operations
• Prepareconcise summaries of legal and compliance documents in plain language forinternal teams
• Help review allaspects of KRs Code of Ethics, including PA deals, conflicts, gifts and inducements, political contributions, and pre-clearance requests
• Chaperoneexpert calls, based on specified requirements
• Review tradingactivities and alerts generated for the firms market abuse surveillance system

TeamTraining and Collaboration

• Train andmentor India-based compliance team members (1020)
• Coordinatewith the US-based CCO to ensure seamless regulatory alignment
• Act as abridge between the US and India teams for knowledge transfer and processhandoffs

What were looking for-

• 5+ years ofexperience in compliance for SEC-registered investment advisors (generalistbackground preferred)
• Experience insmaller investment advisory firms preferred over large institutions
• A law degreefrom the NIRF-ranked top 10 Indian universities (top 50 also acceptable) willbe preferred
• Understandingof SEC filings, EU short-selling regulations, and related compliancerequirements
• Proven abilityto simplify complex legal concepts for non-legal audiences
• Proficiency inMicrosoft 365 (especially Excel); familiarity with compliance software will be aplus
• Excellentwritten and verbal communication skills in English

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Write to us at: careers@evalueserve.com

Disclaimer: The following job description serves as an informative reference for the tasks you may be required to perform. However, it does not constitute an integral component of your employment agreement and is subject to periodic modifications to align with evolving circumstances.
Please Note: We appreciate the accuracy and authenticity of the information you provide, as it plays a key role in your candidacy. As part of the Background Verification Process, we verify your employment, education, and personal details. Please ensure all information is factual and submitted on time. For any assistance, your TA SPOC is available to support you.