AVP

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Role Purpose

Laws, Rules & Regulations (LRR)

Key Responsibilities

• Provide

  independent assurance

  on the design and operating effectiveness of internal controls in line with policies, standards, and LRR.
• Conduct

  control testing

  and assessments, identifying weaknesses and recommending improvements.
• Develop

  test plans and procedures

  to evaluate control effectiveness.
• Communicate findings to stakeholders, recommending corrective actions and collaborating to resolve complex issues.
• Maintain detailed documentation of control assessments and testing outcomes.
• Lead a team or individual assignments, influencing decision-making and contributing to policy development.
• Advise stakeholders on

  risk mitigation

  and

  governance enhancements

  .
• Engage in

  data analysis

  from multiple sources to support findings.
• Ensure timely execution of reviews within scope and budget.

Core Skills & Requirements

• Strong Risk & Controls experience

  – particularly in banking/financial services.

• Expertise in Laws, Rules & Regulations (LRR)

  – compliance and framework evaluation.

• Control Assurance

  – experience in control design and operating effectiveness testing.

• Regulatory Compliance Knowledge

  – understanding of operational risks and adherence requirements.

• Stakeholder Management

  – proven ability to influence and present findings to senior stakeholders.

• Analytical & Problem-Solving Skills

  – issue resolution and data-driven insights.

• Project & Change Management

  skills.

• Data Analytics

  – hands-on with SQL/Python or similar tools for testing and validation.

• Professional Qualifications

  – CA, MBA, ACCA, or equivalent; relevant certifications in audit, risk, or control.

Desirable Skills / Good to Have

• Certifications in

  Laws applicable to banking

  across geographies.
• Experience with

  LRR related to market risk

  (US, UK geographies preferred).
• Knowledge of

  global financial regulatory environments

  .
• Experience in

  Operational Risk & Market Risk frameworks

  .
• Knowledge of

  Project Management methodologies

  (e.g., PRINCE2, PMI).
• Ability to consolidate data from multiple sources into actionable insights.
• Experience working in a

  regulatory and control environment

  with multiple global stakeholders.
• Strong interpersonal skills, adaptability, and ability to multitask.