Surveillance Officer

WE'RE HIRING!

We are looking to fill the position of Surveillance Officer in our organization.

Location: Santacruz, Mumbai

Experience: 6 - 8 Years

Qualification: Graduate / Postgraduate in Finance, Commerce, Economics or related field (NISM Certifications Preferred)

KEY RESPONSIBILITIES:

• Monitor and analyze client and proprietary trades to detect suspicious patterns such as market manipulation, insider trading, or front running.
• Investigate alerts generated by NSE / BSE surveillance systems and internal monitoring tools.
• Handle regulatory communications, inspections, and ensure timely closure of observations.
• Prepare comprehensive reports on surveillance findings for internal and regulatory use.
• Enhance surveillance frameworks and offer guidance for compliance protocols.
• Stay updated with SEBI circulars, exchange guidelines, and industry best practices.

SKILLS REQUIRED:

• Strong knowledge of SEBI, NSE, BSE regulations and surveillance mechanisms.
• Proficiency in interpreting trading data and analyzing trade behaviors.
• Experience with surveillance tools / platforms and regulatory reporting.

Interested candidates can share their resumes at *vidhi.bhatt@ysil.in* and *rituja.jagtap@ysil.in* with the Subject Line: Surveillance Officer.