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YES Securities
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Senior Surveillance Executive

Senior Surveillance Executive

YES Securities

6 - 8 years

5 - 7 Lacs

Mumbai Mumbai Suburban Navi Mumbai

Posted:1 day ago| Platform:

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Skills Required

Surveillance Capital Market Trade Compliance NSE Bse Surveillance Systems Insider Trading Regulatory Compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

WE'RE HIRING!

We are looking to fill the position of Senior Surveillance Executive in our organization.

Location: Santacruz, Mumbai

Experience: 6 - 8 Years

Qualification: Graduate / Postgraduate in Finance, Commerce, Economics or related field

Certifications Preferred: NISM Certification

KEY RESPONSIBILITIES:

Monitor and analyze trading activities to identify instances of market manipulation, insider trading, front running, and other regulatory breaches.
Review alerts generated from NSE / BSE surveillance systems and internal tools.
Investigate anomalies and prepare detailed reports for internal review and regulatory filings.
Liaise with Exchanges and internal teams for closure of alerts and regulatory observations.
Support audits and inspections related to surveillance and compliance.
Assist in process improvement and documentation of surveillance procedures.

SKILLS REQUIRED:

In - depth knowledge of SEBI, NSE, BSE regulations.
Hands on experience with surveillance systems / tools.
Strong data analysis and interpretation skills.

Interested candidates can share their resumes at *vidhi.bhatt@ysil.in* and *rituja.jagtap@ysil.in* with the Subject Line: Sr. Surveillance Executive.

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