Compliance

About Us:

Groww Mutual Fund

Who We Are:

Our Mission:

What We Stand For:

Key Responsibilities:

• Daily compliance activities and ad-hoc reporting w.r.t SEBI and AMFI.
• Prepare/ review of policies and procedures for annual review.
• Coordinate for Internal Audit.
• Having an understanding of PMLA guidelines and STR reporting.
• To review alerts generated on the proposed surveillance system.
• To maintain tracker and ensure compliance for daily SEBI recovery, and folio freezing orders.
• To keep track of PIT approvals.
• Monitor the compliance requirements w.r.t website.
• Support in compliance clearing marketing materials.
• Maintain policy tracker and review policy compliance.
• Support in committee meetings and Board meetings Agenda preparation.

Required Skills and Expertise:

• Bachelors degree in business administration, law, finance, or related field; advanced degree preferred.
• Minimum of 4 years of experience in compliance, regulatory affairs, or a related field.
• Strong understanding of relevant laws, regulations, and industry standards.
• Excellent analytical skills and attention to detail.
• Effective communication skills, both written and verbal.
• Proficiency in Microsoft Office Suite and other relevant software.